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11. Trust as state capacity: The political economy of compliance

Author:
Timothy Besley and Sacha Dray
Publication Date:
11-2022
Content Type:
Working Paper
Institution:
United Nations University
Abstract:
This paper explores the link between trust in government, policy-making, and compliance. It focuses on a specific channel whereby citizens who are convinced that a policy is worthwhile are more motivated to comply with it. This in turn reduces the government’s cost of implementing a policy and may also increase the set of feasible policies. Thus, state capacity is greater when citizens trust their government. The paper discusses alternative approaches to modelling the origins of trust, especially the link to the design of political institutions. We then provide empirical evidence consistent with the model’s findings that compliance is increasing in trust using the Integrated Values Survey and voluntary compliance during COVID-19 in the UK. We also show that countries with high levels of citizen trust in government were more likely to implement policies requiring voluntary compliance during the COVID-19 pandemic. The paper suggests that trust in government can play a role in building and expanding state capacities.
Topic:
Government, Political Economy, Capacity, Compliance, and Trust
Political Geography:
Global Focus

12. State Regulatory Compliance Processes: Lessons Learned From COVID-19

Author:
Neil Kerwin, Aretha Ferrell-Benavides, Stan Meiburg, Shelley Metzenbaum, and Courtney Phillips
Publication Date:
12-2022
Content Type:
Special Report
Institution:
The National Academy of Public Administration (NAPA)
Abstract:
Over the past 18 months, the nation’s economy and society have been upended by the COVID-19 pandemic. To protect public health while minimizing economic disruption, state and local governments took action to improve the regulatory compliance process, such as: Utilized additional online mechanisms for some regulatory compliance processes; Addressed business pain points and concerns about timeliness; and Improved sequencing and routing of regulatory approvals (for example, by allowing offices to do concurrent reviews) Supported by a grant from the Pew Charitable Trusts, the Academy's Center for Intergovernmental Partnerships analyzed states' actions related to their regulatory standards. The report discovered several main steps state governments took regarding: Simplified permitting paved the way for business start-ups; New permissions allowed bars and restaurants to resume operations; Streamlined licensing allowed healthcare professionals to continue to practice; and The authorization of telehealth allowed millions of people to receive remote healthcare services. The report noted several important implications along these investigative lines and detailed additional opportunities for research into lessons learned and preparations for future crises. See Chapter 5 of the report to read the complete conclusions and recommendations.
Topic:
Regulation, Public Health, COVID-19, Compliance, and Public Administration
Political Geography:
North America and United States of America