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31. North Korea’s Hedging Strategy and South Korea’s Proactive Strategy

Author:
Kyung-Young Chung
Publication Date:
06-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
The year 2010 saw heightened tensions on the Korean Peninsula triggered by North Korea, as shown by the sinking of the Cheonan warship and the artillery attack against Yeonpyeong Island. Some experts, even some within the intelligence community, estimated that through these efforts Kim Jong-eun was attempting to strengthen his power in the succession struggle. North Korea’s provocative actions, however, while internally motivated, repeatedly force South Korea to pay a ransom to support three generations of succession within the royal Kim family, and create an almost insurmountable problem for the South. Defining the Yeonpyeong Island incident is critical to the national security posture of the Republic of Korea (ROK). Conducting an exercise of artillery fire against a specific target is one thing, but attacking South Korean territory is a different thing altogether. The latter implies an invasive action, a deliberate attack to secure a series of strategic objectives waged by limited warfare. In the context of North Korea’s provocation, the conflicting, competitive, yet also cooperative relationship between the United States and China had both a direct and an indirect impact on the Korean Peninsula. The ROK's weak, vacillating reaction against the North Korean provocation clearly revealed the ROK military's limitations in countering the North Korean threat. Since dealing with a provocative scenario has a tremendous impact on how the ROK responds, a comprehensive reassessment of the North Korean threat is imperative. Taking account of the complexity of power politics as well as North Korea's provocations, this briefing will explore a potential provocative scenario, which will be developed on the basis of Pyongyang’s intent, its capability to inflict threat using asymmetric war-fighting assets, and the North Korean perception of South Korea's political, social, economic, and military vulnerability. Finally, the briefing will make policy recommendations in terms of security and defense posture, international cooperation to deter North Korean provocation, and examine how to promptly and effectively deal with future crises in the event of any further military action from the North against the ROK.
Topic:
Defense Policy, Military Strategy, Conflict, and Missile Defense
Political Geography:
Asia, South Korea, and North Korea

32. Blame Game under Fire: Parsing South Korean Debate on North Korea Policy

Author:
Dong Sun Lee
Publication Date:
07-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
In late 2009, a North Korean warship attacked South Korean naval vessels near Daecheong Island. The following year witnessed a further elevation of North Korean aggression expressed in attacks on the South Korean corvette Cheonan and Yeonpyeong Island. These shocking developments have sparked a heated debate in the South, inter alia, on whether and how Seoul’s North Korea policy has increased Pyongyang’s belligerence. This paper aims to critically evaluate key arguments pervading the debate and offer an alternative perspective. (I limit my scope to examining how Seoul’s policy has affected Pyongyang’s recent aggressiveness, instead of offering a more comprehensive account of the provocations or a theory of North Korean behavior.) I argue that all conventional wisdom (which either denies the significance of North Korea policy or views the level of engagement as mainly shaping Pyongyang’s behavior) has only weak empirical support, but remains salient because it serves parochial political interests in the partisan blame game. In reality, Seoul’s policy toward Pyongyang has significantly amplified North Korean belligerence primarily because it has been partisan in nature—not because inter-Korean engagement has been excessive or insufficient. Resolving this problem requires promoting post-partisanship, to which independent scholars and institutions can contribute significantly.
Topic:
Foreign Policy, Defense Policy, Military Strategy, and Conflict
Political Geography:
Asia, South Korea, and North Korea

33. Japan’s National Defense Program Guidelines 2010 and Its Implication to South Korean Security Policies

Author:
Young-June Park
Publication Date:
01-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
On December 17, 2010, the government of Japan updated its most strategically important document entitled “National Defense Program Guidelines (NDPG), FY 2011-” following confirmation from both the Security Council and the Cabinet. The new defense plan released along with the “Mid-Term Defense Program for FY2011-2015” addresses the objectives and the methods of the Japanese Self Defense Forces. Moreover, the plan also outlines Japan’s future military strategies as well as the fundamental tenets of its defense policy. Whereas in the United States, the White House, Pentagon, and Joint Chiefs all release new guidelines each time a new administration comes to power, Japan does not have such a regular format for its defense plan. This makes the National Defense Program Guidelines a comprehensive strategic document that covers every aspect of Japan’s military defense. First introduced in 1976, the Guidelines has only been updated twice in 1995 and 2004. The NDPG in 1976 reflected Japan’s security and military strategy during the Cold War, while the 1995 and the 2004 guidelines reflected strategies for the post-Cold War era and the beginning of 21st century after 9/11, respectively. What then do these updated guidelines in 2010 signify? And in what context should this defense plan be seen? Firstly, the structural changes that have occurred in the security environment of East Asia should be taken into consideration. North Korea conducted nuclear tests twice in 2006 and 2009. In 2010, it displayed new levels of provocation by sinking the South Korean naval vessel Cheonan and shelling Yeonpyeong Island. These actions not only threaten the Korean Peninsula but also the entire region. Added to that, China surpassed Japan as the second largest economy after the United States and has become more assertive over maritime disputes with Japan. How all these military and economic changes are projected in the document deserves close analysis. Secondly, unlike previous NDPGs that were written during the long years under the Liberal Democratic Party (LDP), the 2010 Guidelines are part of the first strategic document that reflects the strategic outlook and security approach of the Democratic Party of Japan (DPJ). Since the DPJ assumed power, it has long tried to differentiate itself from LDP in its decision making procedures and actual policies. Such tendencies are naturally reflected in its security policies as well. How do these guidelines differ from the NDPGs issued under the LDP? In short, the National Defense Program Guidelines 2010 is the best resource with which to understand how Japan perceives the changed security environment, and what strategic concepts and military capability it is preparing for in face of future security challenges.
Topic:
Security, Defense Policy, Regional Cooperation, Military Strategy, Military Spending, and Missile Defense
Political Geography:
Japan, China, Asia, South Korea, and North Korea

34. From Preponderance of Power to Balance of Power? South Korea in Search of a New North Korea Policy

Author:
Jihwan Hwang
Publication Date:
12-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
The global and East Asian orders of power are now represented by China's economic, military, and diplomatic rise and America's decline. The result is often called Chimerica or G2, leading to U.S.-China competition in every aspect of the international agenda. After the Bush administration's foreign policy in the first years of the millennium, when many scholars and policy makers focused on U.S. unipolarity or at least its preponderance of power after the collapse of the Soviet Union and the end of the Cold War, the current state of affairs is a great change. While U.S.-China relations represent a set of the most important variables in world politics, the meaning of China’s rise is much greater in the East Asian regional order. The Korean Peninsula, of course, cannot escape from the influence of its neighbors. Although the world order of the 1990s saw the unprecedented economic prosperity and overwhelming military power of the United States, the recent order has been characterized by the relative decline of the United States and the fast and strong rise of China. The Chinese economy has grown more than 10 percent per year for the last thirty years and is now the world's second-largest economy. Although the Chinese GDP is still only one-third that of the United States, as TABLE 1 shows, it is not at all unheard of to say that China may economically catch up with the superpower by 2030. Moreover, China's trade with Northeast Asian countries is much larger than that of the United States. As TABLE 2 shows, China's exports and imports with South Korea, Japan, and Taiwan are almost twice as large when compared with those of the United States. Given America's economic recession and China's incessant growth, the gap between the two is likely to get much larger. China's increasing economic interdependence with regional powers will have a great effect on the changing balance of power in the region, and will have a much greater effect on the Korean Peninsula. On the other hand, China has also made every effort to build up its military capability. Supported by its strong economic growth, Chinese military spending has been hugely increased, more than 10 percent per year on average. China spent 40 billion U.S. dollars in 2001, but it spent 119 billion in 2010, an increase of almost three times in ten years. TABLE 3 indicates that Chinese military spending is still less than one sixth compared to the American figure, but one must recognize that while the United States plans to cut its military spending in the next decade due to its budget deficit, China is certain to keep increasing its, unless its economy falls into deep trouble in the near future.
Topic:
Foreign Policy, Economics, Military Strategy, and GDP
Political Geography:
China, Asia, South Korea, and North Korea

35. Lessons from the Cheonan Incident and South Korea’s Response

Author:
EAI Security Net
Publication Date:
05-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Since the tragic sinking of the ROK Navy corvette, the Cheonan, on March 26 2010, there has been an unprecedented level of unconfirmed suspicion, speculation, and criticism over the incident. Not only has this focused on the cause of the sinking but also on the Lee Myung-bak administration’s handling of the incident and its response in the immediate aftermath. The major challenge ahead is to build a domestic consensus on how to perceive and characterize the Cheonan incident and muster global support to punish North Korea. Pyongyang’s sinking of the South Korean warship has raised fundamental questions in the five most critical areas of the state; the military, diplomacy, economy, politics, and intelligence. Rather than narrowly focusing on one single area within which to muster a response, the Lee administration needs to take a comprehensive approach across all five areas and prevent further provocations from threatening peace and stability on the Korean Peninsula.
Topic:
Security, Intelligence, Military Strategy, Sanctions, and Peace
Political Geography:
Asia, South Korea, and North Korea

36. How Can an Inter-Korean Summit Contribute to the Denuclearization of North Korea?

Author:
Sung Bae Kim
Publication Date:
06-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Only a few months ago, a third inter-Korean summit and the resumption of the Six-Party Talks both seemed likely. With contacts for an inter-Korean summit under way since last year and the Chinese proposals for the Six-Party Talks having been warmly accepted by the United States and North Korea, the prospects were positive. The sinking of the ROK Navy corvette Cheonan on March 26, 2010, however, destroyed this optimism. A two-month multinational investigation, led by South Korea, uncovered clear evidence of North Korea’s involvement, and the South Korean government imposed strong and comprehensive sanctions against the North on May 24. The punishments included the suspension of inter-Korean trade, the resumption of psychological warfare operations, and strengthening naval exercises in the Yellow Sea. In response, North Korea announced that it would sever all inter-Korean relations and threatened war with the South. The whole situation on the Korean Peninsula has been deteriorating day by day, worsening already high tensions so that even military clashes seem potentially possible. The prospects for the Six-Party Talks are now also very negative. The Cheonan incident has proved to be a black hole absorbing all other critical issues. Kim Jong-il 's visit to China in May 2010 seemed to signal that the Six-Party Talks might be resumed, but this possibility could not appease Seoul’s fury over the sinking of the Cheonan. Diplomatic efforts for the resumption of the talks have been replaced with new moves to initiate additional sanctions against North Korea. Of course, the North Korean nuclear crisis, which is after all an urgent problem with both regional and global consequences, cannot be forever tied to the Cheonan incident. After a cooling-off period, diplomatic mediations to resume the Six-Party Talks can be restarted by China. But the concern at this time is that North Korea, in light of the Cheonan incident, might insist on excluding South Korea from the talks. Given the current situation, is there any possibility for an inter-Korean summit? A summit might, paradoxically, be the only means of exit from the crisis. Interestingly, in 1993, when the first North Korean nuclear crisis had broken out and military tensions were extremely high, a proposal for an inter-Korean summit was accepted. The meeting was only canceled because of Kim Il-sung's sudden death on July 8, 1994. Today, for inter-Korean relations to resume, a whole new framework is needed, given that all existing North-South agreements have been nullified. Such a rebuilt relationship can only be achieved through a third inter-Korean summit. Moreover, progress on the North Korean nuclear issue is impossible until the current state of North-South relations is improved. Were the Six-Party Talks to resume that occurs, they would end up at best as a diplomatic battle between the two Koreas. In the end, the only solution is an inter-Korean summit, which could achieve a breakthrough both in relations between North and South and on the nuclear issue at the same time.
Topic:
Diplomacy, Military Strategy, Bilateral Relations, Conference, and Denuclearization
Political Geography:
Asia, South Korea, and North Korea

37. Coping with the North Korean Survival Game: The Cheonan Incident and Its Aftermath

Author:
Seong-Ho Sheen
Publication Date:
07-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
While on a routine patrol along the Northern Limit Line (NLL), a South Korean Navy corvette, Cheonan was hit by an external explosion and rapidly sunk at 9:22pm on March 26, 2010. Of the one hundred and four South Korean crew members on board, forty six were found dead or remain missing (Cha 2010). After weeks of a scientific investigation supported by an international team of twenty four American, British, Australian, and Swedish experts, the South Korean government announced on May 20, that the ship was sunk by a torpedo launched from a North Korean midget submarine. The South Korean government and the public are now weighing the various measures in how to respond to this major North Korean provocation. Experts, on the other hand, are trying to understand what might have been the cause of such a bold aggression by the North Korean regime. While some have suggested a combination of various reasons for the alleged attack, a prominent North Korean insider has argued that the Cheonan incident may have to do with the North Korean leadership succession issue. Cho Myung-chul, a former professor at Kim Il-sung University, has suggested that the Cheonan incident was the work of the emerging leadership surrounding the young and unknown Kim Jong-eun, the son of Kim Jong-il and possible future successor. The motivation then would be for Kim Jong-eun and his supporters to prove themselves to Kim Jong-il and North Korean people. Leadership succession in a dictatorship tends to create a lot of uncertainty, anxiety, and confusion for its governance and the state apparatus. There will be competition and rivalry among different groups and factions for survival and to take a lead in the power transition. In that process, hard liners tend to command a stronger voice. Given the mounting pressures of a deteriorating economic situation and diplomatic isolation since the famine of 1995-98, sinking a South Korean warship could score an important political victory domestically, inducing the North Korean people to be proud of its regime and new leadership. At the same time, it could teach a lesson to the Lee Myung-bak government which has insisted on linking the nuclear issue with North-South exchanges. Indeed, North Korea issued a series of warnings to South Korea after criticizing the Lee administration for refusing to restart the Mount Kumkang Tours that had been canceled after a South Korean tourist had been shot by a North Korean guard on July 11, 2008. Pyongyang was further upset by alleged contingency planning for a sudden collapse of the regime and the hosting of military exercises with the United States. In particular, just a couple of weeks before the Cheonan incident, the Korean People’s Army issued a statement that it would no longer remain bound by the Korean War Armistice or the 1992 North-South Non-Aggression Agreement, therefore it “will legitimately exercise their force for self defense, unhindered, just as they had determined to do.” The worry now is that such provocations may eventually be aimed at the Obama administration which has hardened its position toward North Korea since the second nuclear test on May 25, 2009. While not completely excluding the possibility for bilateral dialogue, the United States has insisted that Pyongyang must return to the multilateral Six-Party Talks by implementing its obligations under previous agreements. North Korean demands for nuclear arms control and a peace treaty in exchange for denuclearization has only strengthened Washington’s deep mistrust of Pyongyang’s true intentions. Considering that the Obama administration has adopted a policy of wait and see, or what it calls “strategic patience,” the North Korean leadership might have concluded that there is not much to gain from making a deal with Washington for now. Furthermore, President Obama’s designation of North Korea along with Iran as an outlier in his drive for a “World Without Nuclear Weapons” and a possible target of U.S. nuclear weapons in the recently published 2010 Nuclear Posture Review can only have made Pyongyang’s conviction even more pessimistic. The problem is that the sinking of the Cheonan may not be an isolated incident. North Korea may become more desperate and brazen as they face increasingly harsher measures from South Korea and the international community, particularly the United States. The race for completing succession by 2012 may further strengthen the voice of hardliners who wish to heighten tensions with South Korea and the United States. More importantly, the Cheonan incident could be a sign of increasing instability in North Korea. The regime there faces the critical question of Kim Jong-il’s health and the issue of succession amidst a deepening economic crisis and international isolation. The Cheonan incident not only presents the immediate challenge of crisis management but also poses a medium to long-term question about the regime’s future.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Conflict, Missile Defense, and Denuclearization
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

38. On the Rocks: Korea and Japan Divided over the Dokdo Issue

Author:
D. Bong Youngshik
Publication Date:
08-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
No serious observer of postwar relations between South Korea and Japan doubts that there is a bilateral issue between the two nations that is more persistent and volatile than their feud over the sovereign status of the two minuscule islets of Dokdo. This commentary examines the history of disputes over Dokdo, and attempts to argue that the starting point for a solution lies in the pragmatic and prudent approach, not in assertive diplomacy based on nationalistic sentiments. Since the end of World War II, Dokdo has been under the effective administrative control of the South Korean government. The Japanese government has protested at various official levels since then, arguing that the islets, which it calls Takeshima, belong to Japan in accordance with historical evidence and international law. The diplomatic feud over the territory did not flare up during the Cold War, because both countries involved in the controversy made security cooperation against the communist threat in Northeast Asia their top priority. It was only after concerns over the external regional security environment were lifted with the end of the Cold War that Japan began to fortify its claims to Dokdo in a far more assertive and diversified manner. South Korea responded to this change by making periodic departures from its traditional line of defense of “quiet diplomacy”—that is, taking the view that because its sovereignty over the islets is indisputable and its control over them remains complete, South Korea has no strategic interests in aggressively and emotionally reacting to Japan’s escalatory territorial policy. To do so would only reinforce Japan’s claim that there does exist an unresolved territorial issue between the two countries and the sovereign status of Dokdo is undetermined, when in fact South Korea’s position is the opposite.
Topic:
Defense Policy, Diplomacy, Regional Cooperation, and Military Strategy
Political Geography:
Japan, Asia, and South Korea

39. The Impact of North Korea’s Artillery Strike on Public Opinion in South Korea

Author:
Nae-Young Lee and Han-Wool Jeong
Publication Date:
12-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
On November 23, 2010, North Korea launched a deadly artillery barrage on Yeonpyeong Island; a South Korean island situated 12km off the North Korean coastline. Although ROK Marines returned fire, two Marines and two civilians were killed in the attack by the North. There have been several incidents since the Armistice Agreement that brought an end to the Korean War was signed on July 27, 1953, but this has been the first time a military attack has killed civilians. The EAI/Han-Kook Research November Public Opinion Barometer, which was conducted after the North Korean attack on Yeonpyeong Island, reveals that 81.5% of respondents feel they are “concerned” about insecurity (34.9% “very concerned”+ 46.6% “slightly concerned”). This is the highest number since the survey first began in 2000.
Topic:
Military Strategy, Public Opinion, Conflict, Missile Defense, and Survey
Political Geography:
Asia, South Korea, and North Korea

40. A Complex Strategy to Overcome the Yeonpyeong Incident

Author:
Young-Sun Ha
Publication Date:
12-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Since North Korea’s deadly artillery barrage on Yeonpyeong Island, South Korea has been stepping up efforts in its defense posture and international cooperation. In preparing against any further provocation from the North, Seoul has been reinforcing forces on the island, strengthening defense and deterrence capabilities, and drastically increasing its defense budget. Somewhat belatedly, it has also been taking up actions to reexamine the strategies of the ROK-U.S. military alliance, demanding cooperation from China and Russia while maintaining the traditional trilateral cooperation with the United States and Japan. Of course, analyzing the causes of the weak response to the shelling and preparing to prevent further provocations are undoubtedly important. However, reading the bigger picture and formulating key strategies for the future is a far more critical task. The Kim Jong-il/Kim Jong-un leadership in November 2010 conducted two consecutive moves—revealing its uranium enrichment facilities and launching an artillery strike on Yeonpyeong Island. Understanding the situation of the whole East Asian region, while at the same time anticipating Pyongyang’s strategies and taking preemptive actions will be the main challenges ahead for Seoul. Firstly, it is important to understand the range of North Korea’s strategic options from aggressive diplomacy to peaceful diplomacy. The Korean Peninsula went through the Korean War in 1950 and following of the ceasefire, both Koreas were stuck between ‘hot war’ and ‘cold war.’ Since the collapse of the Soviet Union, the world has passed the stage of ‘cold peace’ and moved towards a ‘hot peace.’ In spite of this global shift, North Korea has been frequently using combinations of ‘cold war,’ ‘hot war,’ ‘cold peace,’ and ‘hot peace’ on the international strategic chessboard. For example, during the Cold War period North Korea provoked the South in a number of cases: Rangoon bombing (1983), bombing of Korean Air Flight 858 (1987), attempted Blue House raid (1968), North Korean infiltration in the Uljin and Samcheok areas (1968). Even in the post-Cold War period, nuclear tests, naval battles in the Yellow Sea, the sinking of Cheonan naval ship and the shelling on Yeonpyeong Island ensued. At the same time, Pyongyang has been aggressively demanding for a peace agreement to this day. The possibility for limited warfare on the Korean Peninsula came dangerously close with the recent Yeonpyeong shelling, more so than the last North Korean provocation, the sinking of the Cheonan. As the pendulum of war and peace on the Korean Peninsula swung from the ‘cold war’ to ‘hot war,’ greater chaos arise. It is expected that the Kim Jong-il/Kim Jong-un regime will try to maximize the use of this pendulum of peace and war in order to strengthen Kim Jong-un’s weak power base. In spite of the dangers, merely worrying about the possibility of war is not going to help. Rather, we have to understand precisely why the North has raised the bar of aggression from acts of terrorism to that of a direct artillery attack on South Korean territory. It is likely that the North would pursue a ‘cold peace’ offensive to utilize the amplitude of the pendulum. A complex picture emerges when looking back on the recent comments made by top officials from North Korea, the United States, and China. Seoul and Washington have called for Pyongyang to engage in measures for active denuclearization and reengagement in inter-Korean relations as preconditions for resuming the Six-Party Talks. North Korea on the other hand has taken precisely the opposite measures. To read what the North Korean regime has in mind we have to think of the situation not as a motionless snapshot but as a moving footage. Furthermore, South Korea must do more than just respond to North Korea’s actions. Instead it should focus on making strategically preemptive moves. For this, it is necessary to examine why the North Korean regime expanded the pendulum’s amplitude and find measures to make the leadership pursue a survival strategy that does not include huddling around nuclear weapons.
Topic:
Defense Policy, Diplomacy, Military Strategy, Alliance, and Conflict
Political Geography:
China, Asia, South Korea, North Korea, North America, and United States of America