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21. Updating the DFIs’ Operating Models and Methods Towards Helping to Achieve the 2030 Agenda for Sustainable Development

Author:
Franque Grimard and Christian Novak
Publication Date:
12-2019
Content Type:
Policy Brief
Institution:
Institute for the Study of International Development, McGill University
Abstract:
Development financial institutions, especially their private sector windows, must play a more effective role in contributing to achieve the 2030 Agenda. In order to achieve such higher needed effectiveness, DFIs must update their operating models and methods, and the most recently launched DFIs, like FinDev Canada, must widely adopt a modernized approach towards development financing. In this regard, we recommend that DFIs: • Increase mobilization volumes of private capital. • Widen the offering of financial products and structures with high financial additionality. • Maximize their investment potential. We believe that the implementation of the specific recommendations presented in this Policy Brief would significantly contribute to the necessary actions to achieve the 2030 Agenda. However, accomplishing the SDGs is not only dependent on the adaptation of DFIs, but also on complementary effective actions from countries, the international financial system and the private sector, in addition to collaboration among all stakeholders.
Topic:
Development, United Nations, Finance, and Sustainable Development Goals
Political Geography:
Global Focus

22. On Solid Ground: Building Sustainable Peace and Development After Massive Human Rights Violations

Author:
The International Center for Transitional Justice
Publication Date:
06-2019
Content Type:
Working Paper
Institution:
The International Center for Transitional Justice (ICTJ)
Abstract:
This report of the Working Group on Transitional Justice and SDG16+ articulates the contributions of transitional justice to the Sustainable Development Goals (SDGs), particularly SDG 16 on peace, justice, and inclusion, but also related goals on gender and inequality. The report contends that in contexts of serious and massive human rights violations, transitional justice provides a framework for addressing the needs of victims, helping to reduce the “justice gap,” and building sustainable peace and development.
Topic:
Gender Issues, Human Rights, Inequality, Sustainable Development Goals, Transitional Justice, and Victims
Political Geography:
Global Focus

23. Mobilizing Additional Funds for Pro-Poor Water Services: An Exploration of Potential Models to Finance Safe Water Access in Support of Sustainable Development Goal 6.1

Author:
Tanvi Nagpal, Ammar A. Malik, Matthew Eldridge, Yoori Kim, and Chloe Hauenstein
Publication Date:
09-2018
Content Type:
Research Paper
Institution:
Urban Institute
Abstract:
Meeting the Sustainable Development Goal for universal and equitable access to safe and affordable drinking water by 2030 requires utilities serving the poorest households to play critical roles. Yet these utilities are frequently unable to cover their current operational costs, much less expand access, through existing tariffs and transfers. New models and approaches are needed to identify new sources of sustainable subsidies for these utilities. Drawing on lessons from other sectors, this study explores three potential models in particular – global funds, solidarity levies, and land value capture – for raising additional resources and considers ways that funding could be pooled and delivered to incentivize improved outcomes.
Topic:
Water, Sustainable Development Goals, and International Development
Political Geography:
United Nations and Global Focus

24. Unpacking the 2030 Agenda as a Framework for Policymaking

Author:
Gonzalo Alcalde
Publication Date:
01-2018
Content Type:
Working Paper
Institution:
Postgraduate Program on Sustainable Development and Social Inequalities in the Andean Region (trAndeS)
Abstract:
The 2030 Agenda for Sustainable Development is more than a set of goals and targets: it is a comprehensive “plan of action” that countries are translating into relevant policies. While this plan recognizes a need for different national paths towards the Sustainable Development Goals (SDGs), it also provides guidance for policymaking, establishing means of implementation and follow-up and review mechanisms that are indivisible from the SDGs. Moreover, analyzing the 2030 Agenda as a framework for policymaking reveals general principles that are both explicit and implicit in the UN’s Transforming Our World document. After examining previous relevant UN and OECD frameworks; official 2030 Agenda documents; current international literature on the SDGs, and consulting key 2030 Agenda stakeholders in Peru, this paper identifies eight general principles for sustainable development policymaking in 2030 Agenda implementation that are relevant to all SDGs and sectors, and suggests areas for further research.
Topic:
Development, United Nations, Sustainable Development Goals, Economic Development, Sustainability, and Organisation for Economic Co-operation and Development
Political Geography:
Latin America, Peru, and Global Focus

25. Do financing constraints matter for the direction of technical change in energy R&D?

Author:
Joëlle Noailly and Roger Smeets
Publication Date:
03-2018
Content Type:
Research Paper
Institution:
Centre for International Environmental Studies, The Graduate Institute (IHEID)
Abstract:
The objective of this study is to examine the impact of firms' financing constraints on innovation activities in renewable (REN) versus fossil-fuel (FF) technologies. Our empirical methodology relies on the construction of a firm-level dataset for 1,300 European firms over the 1995-2009 period combining balance-sheet information linked with patenting activities in REN and FF technologies. We estimate the importance of the different types of financing (e.g. cash flow, long-term debt, and stock issues) on firms' patenting activities for the different samples of firms. We use count estimation techniques commonly used for models with patent data and control for a large set of firm-specific controls and market developments in REN and FF technologies. We find evidence for a positive impact of internal finance on patenting activities for the sample of firms specialized in REN innovation, while we find no evidence of this link for other firms, such as firms conducting FF innovation or large mixed firms conducting both REN and FF innovation. Hence, financing constraints matter for firms specialized in REN innovation but not for other firms. Our results have important implications for policymaking as the results emphasize that small innovative newcomers in the field of renewable energy are particularly vulnerable to financing constraints.
Topic:
Environment, Sustainable Development Goals, Green Technology, Renewable Energy, and R&D
Political Geography:
Global Focus

26. Examining the Urban Dimension of the Security Sector

Author:
Andrea Florence de Mello Aguiar, Lea Ellmanns, Ulrike Franke, Praveen Gunaseelan, Gustav Meibauer, Carmen Müller, Albrecht Schnabel, Usha Trepp, Raphaël Zaffran, and Raphael Zumsteg
Publication Date:
02-2018
Content Type:
Special Report
Institution:
Geneva Centre for Security Sector Governance (DCAF)
Abstract:
This report argues that the urban context presents a microcosm wherein one might observe debates and developments on security sector governance (SSG) and security sector reform (SSR) that also take place at the national level – with relevant challenges and opportunities, applied practices and lessons learned from past or ongoing attempts to provide security for both people and the state. Moreover, the report aims to show that urban security sector dynamics differ depending on whether the city is situated in a developed, developing, fragile and conflict-affected, or post-conflict context. In light of growing interest and investment in urban safety and security, exemplified by the provisions of Sustainable Development Goal (SDG) 11 -Sustainable Cities and Communities, increasing our understanding of the urban security sector has never been more timely.
Topic:
Security, Governance, Urbanization, Reform, and Sustainable Development Goals
Political Geography:
Geneva and Global Focus

27. Gender-inclusive governance for e-commerce

Author:
Amalie Giødesen Thystrup
Publication Date:
07-2018
Content Type:
Working Paper
Institution:
Centre for Trade and Economic Integration, The Graduate Institute (IHEID)
Abstract:
United Nations' 2030 Sustainable Development Goals' SDG 5 places gender equality front and centre for sustainable development. The Joint Declaration on Trade and Women's Economic Empowerment on the Occasion of the WTO Ministerial Conference in Buenos Aires in December 2017 brings gender equality to the forefront of trade policy. In the intersection of trade policy and digital technologies, this paper examines how electronic commerce can work towards gender equality, filling a knowledge gap about gender-inclusive governance. Legal-empirical analysis of key regulatory and policy challenges facing women in e-commerce, and identification of vehicles for gender equality at the regional and multilateral level are followed by policy options for promoting women participation in e-commerce. The paper presents a framework for understanding the multiplicity of gender gaps as they manifest themselves in e-commerce models, suggesting potential but also concerns, and advances a multi-level approach to incorporating gender-inclusive e-commerce regulation into trade policy.
Topic:
Economics, Gender Issues, International Trade and Finance, Women, Digital Economy, and Sustainable Development Goals
Political Geography:
Global Focus

28. Soft vs Hard Governance for Labour and Environmental Commitments in Trade Agreements: Comparing the US and EU Approaches

Author:
Vandana Gyanchandani
Publication Date:
08-2018
Content Type:
Working Paper
Institution:
Centre for Trade and Economic Integration, The Graduate Institute (IHEID)
Abstract:
Three methodologies are used to enforce labour and environmental commitments in the US and EU trade agreements: cooperative, sanctions and composite. In-depth analysis of the scope of commitments, level of protection, institutional framework as well as types of informal and formal dispute processes elucidates the pros and cons of such methodologies. Sanctions approach weakens cooperation by misjudging the complexity of domestic policy adjustments through transnational governance. Cooperative mechanism within the NAAEC's composite design emerges as the best approach: Submission on Enforcement Matters (SEM). As it provides for an independent secretariat supported by civil society group and factual records as a sunshine remedy to review citizen submissions. However, the process is constrained by political clout, lack of managerial capacity and legal dilemmas around informal lawmaking (IN-LAW) procedures.
Topic:
Economics, Environment, International Cooperation, International Trade and Finance, Labor Issues, Sustainable Development Goals, and Global Political Economy
Political Geography:
United States, Europe, Global Focus, and European Union

29. The International Development Finance Club and the Sustainable Development Goals

Author:
Scott Morris
Publication Date:
12-2018
Content Type:
Working Paper
Institution:
Center for Global Development
Abstract:
The Sustainable Development Goals (SDGs) face a key dilemma . Although major multilateral institutions like the World Bank and the other core multilateral devel- opment banks (MDBs) have played a leadership role in shaping the SDG financing framework, there is a sig- nificant misalignment between the structure of these institutions and SDG financing needs . Specifically, the SDGs put countries, not multilateral institutions or foreign donors, at the forefront in achieving desired outcomes . Further, the SDG financing agenda identi- fies an important role for the private sector and other nonsovereign actors . Although the MDBs will remain key players in SDG financing, other leading actors—and particularly, other ways of organizing across institu- tions—will be needed to meet the SDGs . The International Development Finance Club (IDFC) is uniquely positioned to play a leadership role on the SDGs . A diverse group of development finance insti- tutions (DFIs), IDFC members collectively embrace a strong country-led focus and private-sector orienta- tion . Members represent a variety of models . Some act as national banks, focused primarily on domestic financing . Others act as bilateral aid agencies and DFIs . Still others act as regional and multilateral develop- ment institutions . Together they bring considerable financial and strategic resources to meet SDG financing needs, and they appear to be well matched to respond to key SDG requirements, including the call for nation- ally led development strategies and the need for sub- stantial private-sector and nonsovereign investment, particularly in infrastructure . This report surveys 22 IDFC member institutions to identify the club’s role in meeting SDG financing needs . Through institutional snapshots, aggregated financial data, qualitative inputs, and case studies, the report reveals a high degree of SDG relevance in these development institutions . We find that the total assets of IDFC institutions are significantly greater than the total assets of core MDBs, indicating that as an orga- nization, IDFC has untapped power as an organiz- ing platform for the SDG agenda . We also find a high degree of alignment between IDFC-reported activities and the full range of SDGs, though only a minority of IDFC members inform their operations with an explicit SDG strategy . Most relevant to the question of leveraging private financing for the SDGs, especially infrastructure, our survey indicates that as a group, IDFC members primarily finance nonsovereign enti- ties, especially private firms, in the course of pursuing development objectives . The IDFC could play a stronger leadership role on behalf of its membership by better aligning its mandate with the SDG agenda . We see a future in which IDFC members adopt common standards for SDG frame- works and for tracking the inputs and outputs relevant to the SDGs . Members should consider the degree to which they wish to make the club a meaningful plat- form for coordination, deliberation, and visibility for the broader SDG agenda . This agenda implies a wid- ening set of demands on members and may require a more robust secretariat to support a wider range of reporting activities, information gathering, agenda setting, and convening . Through a greater commitment to SDG-oriented activ- ities, IDFC members could demonstrate the value of organizing around national, bilateral, and multilateral development institutions to address the leading devel- opment challenges in the years ahead .
Topic:
Development, Finance, Sustainable Development Goals, and Sustainability
Political Geography:
Global Focus

30. No Money, No NAP: Manual for Costing and Budgeting National Action Plans on UNSCR 1325

Author:
Mavic Cabrera-Balleza and Agnieszka Fal Dutra Santos
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Global Network of Women Peacebuilders (GNWP)
Abstract:
The United Nations Security Council resolution (UNSCR) 1325 was adopted in the year 2000, thanks to sustained women’s rights and peace activism from around the world. At its core lies women’s meaningful participation in peace negotiations, post-conflict peacebuilding, conflict-prevention, peacekeeping operations and humanitarian planning. We know that women’s contributions to effective implementation of resolution 1325 and its supporting resolutions - UNSCR 1820 (2008), 1888 (2009), 1889 (2009), 1960 (2010), 2106 (2103), and 2242 (2015) - are essential for a more peaceful and equal world and the achievement of all of the Sustainable Development Goals. These collective ambitions are more important than ever, as we mark the 17th anniversary of resolution 1325 amidst continuing conflict and insecurity in many countries around the world. Yet, translating these resolutions into practical action on the ground remains challenging, with a persistent gap between commitments and actual political and financial support. Sixty-eight countries have so far adopted National Action Plans (NAPs) to implement UNSCR 1325 and supporting resolutions, but only 16 out of 68 NAPs have a dedicated budget. NAP implementation will only be possible when the funding is provided. Political will must be supported by targeted financial and other resources.
Topic:
Gender Issues, United Nations, Women, Sustainable Development Goals, Peace, and UN Security Council
Political Geography:
Global Focus