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1. External Authority - Compensation for Limited Statehood in the Provision of Collective Goods?

Author:
Luisa Linke-Behrens and Lisa van Hoof-Maurer
Publication Date:
07-2016
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
The vast majority of areas of limited statehood are subject to the authority of external actors, be it the IMF or regional organizations. These actors typically provide authority structures – institutions and rules – that are complementary or alternative to the state’s domestic authority structures. It is reasonable to assume that these external actors may either deliver collective goods directly, or the authority structures provided by them might work indirectly to that effect. In this paper, we systematically investigate whether external authority compensates for limited statehood with regard to collective goods provision. Our analysis shows that this is not the case. On the contrary, in fragile states with extremely limited or even absent statehood, the presence of external authority in domestic authority structures seems to have the opposite effect and is associated with poor collective goods provision.
Topic:
Fragile States, Political structure, Statehood, and Authority
Political Geography:
Global Focus

2. Dysfunctional Institutions, Social Trust, and Governance in Areas of Limited Statehood

Author:
Thomas Risse and Tanja A. Börzel
Publication Date:
07-2015
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
Areas of limited statehood where the state is absent or dysfunctional are rarely ungoverned or ungovernable spaces. The provision of rules and regulations as well as of public goods and services – governance – does not necessarily depend on the existence of functioning state institutions. How can this be explained? This article makes two claims. First, we identify functional equivalents to state institutions that fail to govern hierarchically. Second, we focus on informal institutions based on social trust that are endogenous to areas of limited statehood. Personalized social trust among community members enables actors to overcome collective action problems, enhancing the legitimacy of governance actors. The main challenge in areas of limited statehood, which are often characterized by social heterogeneity and deep social and cultural cleavages (particularly in post-conflict societies), is to move from personalized to generalized trust in “imagined communities” despite dysfunctional state institutions. We argue that generalized trust in areas of limited statehood crucially depends on inclusive social identities as an enabling condition for effective and legitimate governance.
Topic:
Governance, Community, Statehood, and Social Identities
Political Geography:
Global Focus