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511. Regimes In the World (RIW): A Robust Regime Type Measure based on V-Dem

Author:
Anna Lührmann, Staffan I. Lindberg, and Marcus Tannenberg
Publication Date:
05-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Classifying political regimes has never been as difficult as in this day and age. Most regimes in the world now hold de-jure multiparty elections with universal suffrage. Yet, in some countries these elections ensure that political rulers are – at least somewhat – accountable to the electorate whereas in others they are a mere window dressing exercise for authoritarian politics. Hence, regime types need to be distinguished based on the de-facto implementation of democratic rules. To this end, researchers increasingly turn to expert-coded data sets such as the new Varieties of Democracy (V-Dem) dataset. Using V-Dem data, we propose an operationalization of four important regime types – closed and electoral autocracies; electoral and liberal democracies – with vast coverage (almost all countries form 1900 to 2016) and precision. Our new Regimes in the World (RIW) measure includes uncertainty estimates to identify countries in the grey zone between regime types and account for inter-coder disagreement. In cases of disagreement with other datasets (7-12% of the cases), we classify regimes with severe electoral manipulation and infringements of the political freedoms more frequently as electoral autocracies than other datasets, which suggests that our measure captures the opaqueness of contemporary autocracies better.
Topic:
International Affairs
Political Geography:
Global Focus

512. Constraining Governments: New Indices of Vertical, Horizontal and Diagonal Accountability

Author:
Anna Lührmann, Kyle L Marquardt, and Valeriya Mechkova
Publication Date:
04-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Accountability - constraints on the government’s use of political power - is one of the cornerstones of good governance. However, conceptual stretching and a lack of reliable measures have limited cross-national research and comparisons regarding the role of both accountability writ large and its different sub-types. To address this research gap, we use the V-Dem dataset and Bayesian statistical models to develop new ways to conceptualize and measure accountability and its core dimensions. We provide indices capturing the extent to which governments are accountable to citizens (vertical accountability), other state institutions (horizontal accountability) and the media and civil society (diagonal accountability), as well as an aggregate index that incorporates the three sub-types. These indices cover virtually all countries from 1900 to today. We demonstrate the validity of our new measures by analyzing trends from key countries, as well as by demonstrating that the measures are positively related to development outcomes such as health and education.
Topic:
International Affairs
Political Geography:
Global Focus

513. V-Dem Comparisons and Contrasts with Other Measurement Projects

Author:
Michael Coppedge
Publication Date:
04-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
For policymakers, activists, academics, and citizens around the world the conceptualization and measurement of democracy matters. The needs of democracy promoters and social scientists are convergent. We all need better ways to measure democracy. In the first section of this document we critically review the field of democracy indices. It is important to emphasize that problems identified with extant indices are not easily solved, and some of the issues we raise vis-à-vis other projects might also be raised in the context of the V-Dem project. Measuring an abstract and contested concept such as democracy is hard and some problems of conceptualization and measurement may never be solved definitively. In the second section we discuss in general terms how the Varieties of Democracy (V-Dem) project differs from extant indices and how the novel approach taken by V-Dem might assist the work of activists, professionals, and scholars.
Topic:
International Affairs
Political Geography:
Global Focus

514. Autocrats and Skyscrapers: Modern White Elephants in Dictatorships

Author:
Haakon Gjerlow and Carl Henrik Knutsen
Publication Date:
04-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Political leaders often have private incentives to pursue expensive and socially wasteful "white elephant" projects. Our argument highlights that weak accountability mechanisms allow autocratic leaders to more easily realize such projects, whereas democratic leaders are more constrained from doing so. We subsequently test different implications from this argument by drawing on a global dataset recording various features of skyscrapers, a prominent type of modern white elephant. We find that autocracies systematically build more new skyscrapers than democracies, and this result is robust to controlling for income level, state control over the economy, and country- and year-fixed effects. Further, autocratic skyscrapers are more excessive and wasteful than democratic. Autocratic regimes also pursue skyscraper projects no matter if they preside over rural or urban societies. In contrast, skyscrapers are fewer and - when first built - associated with less waste in democracies, and they are more frequently built urbanized democracies than in rural.
Topic:
International Affairs
Political Geography:
Global Focus

515. Democracy and Corruption: A Global Time-Series Analysis with V-Dem Data

Author:
Kelly McMann
Publication Date:
03-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Theory predicts democracy should reduce corruption. Yet, numerous scholars have found empirically that corruption decreases at high levels of democracy but actually increases at low levels. A key weaknesses of studies that aim to explain this inverted curvilinear relationship, however, is that they do not disaggregate the complex concept of democracy. By contrast, this working paper disaggregates democracy theoretically and empirically. Our theoretical framework shows how components of democracy affect costs and benefits of engaging in corruption and, therefore, the level of corruption overall. Whereas other studies examine only how democratic accountability imposes costs on those engaging in corruption and thus illuminate only the downward curve of the relationship, we also examine the transaction costs and political support benefits of corruption and therefore can explain the initial uptick in corruption at low levels of democracy. Using measures of democratic components from Varieties of Democracy, we examine 173 countries from 1900 to 2012 and find that freedoms of expression and association exhibit the inverted curvilinear relationship with corruption, and that judicial constraints have a negative linear relationship. Moreover, the introduction of elections and the quality of elections act jointly, but each in a linear fashion. The mere introduction of elections increases corruption, thus accounting for the upward sloping segment of the inverted curve. Once the quality of elections be
Topic:
International Affairs
Political Geography:
Global Focus

516. Explaining the Erosion of Democracy: Can Economic Growth Hinder Democracy?

Author:
Aníbal Pérez-Liñán and David Altman
Publication Date:
03-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Economic growth has become one of the leitmotivs academicians and pundits ask once and again to assess democratic endurance over time. While large portion of the literature posits that economic growth is positive for democracy (eg. Przeworski et al. 2000), for other scholars it is a profoundly destabilizing force (eg. Olson 1963; Huntington 1968). This paper fills these contrasting views asking whether economic growth can undermine democratic competition. We hypothesize that the relation between economic growth and party competition is mediated by the strength of political institutions and free expression. Economic growth promotes incumbency advantage. Rulers can artificially extend this advantage by narrowing the space for negative coverage and dissident voices as long as they have political room for maneuvering. We leverage exogenously-driven growth in Latin America to test this argument. Over the past two decades, the region experienced accelerated growth as a result of a global commodity boom. Using data for 18 Latin American countries during this period, we show that faster economic growth led to significant increases in incumbency advantage in the legislature only where free speech was under attack. Our findings have important implications for literatures on democratization, natural resources, and economic voting.
Topic:
International Affairs
Political Geography:
Global Focus

517. IRT models for expert-coded panel data

Author:
Kyle L Marquardt and Daniel Pemstein
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Data sets quantifying phenomena of social-scientific interest often use multiple experts to code latent concepts. While it remains standard practice to report the average score across experts, experts likely vary in both their expertise and their interpretation of question scales. As a result, the mean may be an inaccurate statistic. Item-response theory (IRT) models provide an intuitive method for taking these forms of expert disagreement into account when aggregating ordinal ratings produced by experts, but they have rarely been applied to cross- national expert-coded panel data. In this article, we investigate the utility of IRT models for aggregating expert-coded data by comparing the performance of various IRT models to the standard practice of reporting average expert codes, using both real and simulated data. Specifically, we use expert-coded cross-national panel data from the V–Dem data set to both conduct real-data comparisons and inform ecologically-motivated simulation studies. We find that IRT approaches outperform simple averages when experts vary in reliability and exhibit differential item functioning (DIF). IRT models are also generally robust even in the absence of simulated DIF or varying expert reliability. Our findings suggest that producers of cross-national data sets should adopt IRT techniques to aggregate expert-coded data of latent concepts.
Topic:
International Affairs
Political Geography:
Global Focus

518. The Effectiveness of Democracy Aid to Different Regime Types and Democracy Sectors

Author:
Anna Lührmann, Kelly McMann, and Carolien van Ham
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Large-N studies suggest that democracy aid is effective, while multiple small-N investigations call such findings into question. This paper accounts for this contradiction and significantly improves our understanding of democracy aid effectiveness by disaggregating democracy aid into specific types and examining effectiveness in different regime types. We argue that a specific type of aid is more likely to be effective when the aid does not pose a threat to regime survival and when the aid matches the particular democratic deficits in a country. Analysis of OECD aid and Varieties of Democracy data for 119 countries from 2002-2012 supports our argument.
Topic:
International Affairs
Political Geography:
Global Focus

519. Cybersecurity Campaign Playbook

Author:
Belfer Center
Publication Date:
11-2017
Content Type:
Special Report
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
People join campaigns for different reasons: electing a leader they believe in, advancing an agenda, cleaning up government, or experiencing the rush and adrenaline of campaign life. These are some of the reasons we got involved in politics. We certainly didn’t sign up because we wanted to become cyber experts and we’re guessing you didn’t either
Topic:
International Affairs and Cybersecurity
Political Geography:
Global Focus

520. Linking Heterogeneous Climate Policies (Consistent with the Paris Agreement)

Author:
Michael A Mehling, Gilbert E. Metcalf, and Robert Stavins
Publication Date:
10-2017
Content Type:
Research Paper
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
The Paris Agreement has achieved one of two key necessary conditions for ultimate success—a broad base of participation among the countries of the world. But another key necessary condition has yet to be achieved—adequate collective ambition of the individual nationally determined contributions. How can climate negotiators provide a structure that will include incentives to increase ambition over time? An important part of the answer can be international linkage of regional, national, and sub-national policies—that is, formal recognition of emission reductions undertaken in another jurisdiction for the purpose of meeting a Party’s own mitigation objectives. A central challenge is how to facilitate such linkage in the context of the very great heterogeneity that characterizes climate policies along five dimensions: type of policy instrument; level of government jurisdiction; status of that jurisdiction under the Paris Agreement; nature of the policy instrument’s target; and the nature, along several dimensions, of each Party’s Nationally Determined Contribution. We consider such heterogeneity among policies, and identify which linkages of various combinations of characteristics are feasible; of these, which are most promising; and what accounting mechanisms would make the operation of respective linkages consistent with the Paris Agreement.
Topic:
Climate Change and International Affairs
Political Geography:
Global Focus