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1. Meaningful Partners: Opportunities for Collaboration between Women, Peace and Security, and Small Arms Control at the National Level

Author:
Callum Watson
Publication Date:
02-2024
Content Type:
Policy Brief
Institution:
Small Arms Survey
Abstract:
National actors working in small arms control and on women, peace, and security (WPS) share commitments to reduce suffering, maintain peace and security, and contribute to the realization of the Sustainable Development Goals (SDGs). Yet, while these cross references are increasingly commonplace in the international policy framework, this does not often translate into harmonized references in national action plans (NAPs) on WPS and small arms control. Meaningful Partners: Opportunities for Collaboration between Women, Peace and Security, and Small Arms Control at the National Level—a Briefing Paper from the Small Arms Survey’s Gender-Responsive Arms Control project—identifies potential avenues for future work to better harmonize efforts related to WPS and small arms control, and improve the effectiveness of both policy areas in achieving their objectives.
Topic:
Security, Arms Control and Proliferation, Women, Sustainable Development Goals, and Peace
Political Geography:
Global Focus

2. The Biological Weapons Convention: Challenges and Opportunities

Author:
Jaroslav Krasny
Publication Date:
06-2024
Content Type:
Policy Brief
Institution:
The Geneva Centre for Security Policy
Abstract:
Amid geopolitical challenges that have led to the weakening of international arms control and disarmament efforts, the Ninth Biological Weapons Convention (BWC) Review Conference (RevCon) provided a “glimmer of hope” for control and disarmament regimes. Delegates at the Non-Proliferation Treaty RevCon in 2022 and the Chemical Weapons Convention RevCon in 2023 were unable to reach a consensus on these conferences’ respective final documents. By contrast, the Ninth BWC RevCon held from 28 November to 16 December 2022 successfully adopted the final document. While conflicting positions on how to reflect recent allegations that some states are undertaking biological-weaponsrelated research prevented agreement on the article-by-article review, the final document included a forward-looking section that established a Working Group on the Strengthening of the BWC. This Working Group is designed to “strengthen the effectiveness and to improve the implementation of the Convention” and generate recommendations for enhancing and institutionalising it across a number of important areas, including confidence-building measures (CBMs), transparency, compliance and verification, and the national implementation of the BWC. The Working Group's sessions, therefore, provide a long-awaited opportunity to address several critical issues related to the Convention, including international cooperation and a verification mechanism. The Working Group also presents a valuable opportunity to advance work on national implementation under Article IV and interlink obligations. The recent convening of the Working Group from 4 to 8 December 2023 and the subsequent meeting of states parties from 11 to 13 December offer pertinent insights into progress made in strengthening the BWC. Ahead of the next session of the Working Group scheduled for August 2024, this Policy Brief seeks to outline some of the security challenges presented by biological weapons and lay out some of the policy implications and recommendations that flow from these challenges.
Topic:
Arms Control and Proliferation, International Cooperation, Geopolitics, and Biological Weapons
Political Geography:
Global Focus

3. Is the Pursuit of Nukes Driven by Leaders or Systems?

Author:
So Yeon (Ellen) Park
Publication Date:
06-2023
Content Type:
Policy Brief
Institution:
University of California Institute on Global Conflict and Cooperation (IGCC)
Abstract:
Nuclear weapons are widely regarded as one of the most lethal aspects of military arsenals ever created. As such, international relations and security experts have long been concerned about their proliferation. To prevent the spread of nuclear weapons, both policymakers and academic researchers have focused on what are commonly thought to be the primary drivers of proliferation: security concerns and domestic politics and economies. This brief examines another important driver: the role of national leaders themselves. Based on a study of 1,400 leaders in office between 1945 and 2000, author Ellen Park shows that leader personality and experience drive decisions about whether—or not—to pursue nuclear weapons, a finding that holds true across countries (rather than being limited to a few unique cases). Put simply, the pursuit of nuclear weapons is systematically influenced by certain attributes of leaders, such as college major, socioeconomic background, and military and international experience. To predict when and where the spread of nuclear and other emerging technologies will emerge next, policymakers should promote interdisciplinary dialogue to cultivate leader profiles and expand their use.
Topic:
Security, Arms Control and Proliferation, Nuclear Weapons, and Leadership
Political Geography:
Global Focus

4. Arms Control Tomorrow: Strategies to Mitigate the Risks of New and Emerging Technologies

Author:
Shannon Bugos
Publication Date:
05-2023
Content Type:
Special Report
Institution:
Arms Control Association
Abstract:
Over recent years, the topic of new and emerging technologies with military applications has ignited a dynamic debate among defense officials, political leaders, diplomats, policy experts, and technical experts. This report provides an overview of the potentially destabilizing effects of several new and emerging technologies and their respective military applications. It aims to provide decision-makers with a better understanding of how to mitigate the risks and reduce the chances that a major power conflict or confrontation escalates to the nuclear level through a range of arms control and risk reduction measures. This report focuses on six significant, distinct emerging military capabilities: hypersonic weapons systems, direct offensive cyberoperations, offensive counterspace capabilities, artificial intelligence (AI)-enabled capabilities, drones, and lethal autonomous weapons systems. This report distills information and ideas from a series of workshops, involving dozens of technical and policy experts in each technology area, that the Arms Control Association conducted in 2021 and 2022. It identifies four overarching themes that highlight the greatest concerns over how the military employment of new and emerging technologies might increase the risk of nuclear weapons use. Increasing the pace of conflict. Increasing uncertainty. Reducing the human role. Incentivizing arms racing. This report identifies near-term risk mitigation measures that are likely achievable now or within the next five years: crisis communications systems, definition establishment, norms, unilateral declarations and actions, and confidence-building measures. This report also outlines long-term measures that are achievable within the next 10 years or beyond: arms control and risk reduction arrangements (e.g., treaties, agreements) that involve more than one country and are more formal than confidence-building measures, although not necessarily legally binding.
Topic:
Arms Control and Proliferation, Science and Technology, Cybersecurity, Risk, and Artificial Intelligence
Political Geography:
Global Focus

5. The Value of Reporting: National Reporting Practices under the UN Sanctions Regime on North Korea

Author:
David Atwood, Gian Giezendanner, and Sophie Timmermans
Publication Date:
04-2023
Content Type:
Special Report
Institution:
Small Arms Survey
Abstract:
The UN Security Council has imposed a broad range of sanctions on the Democratic People’s Republic of Korea, requesting member states to report on how they are implementing these measures. Many factors affect the national reporting practices of states, with some having failed to submit any reports. Reporting serves as an important measure of transparency and trust-building concerning state compliance with international commitments in general. The frequency and depth of reporting on national implementation of the sanctions by UN member states help to discern the regime’s effectiveness. Failure to meet reporting deadlines, the use of vague language, and limited information on national implementation all dampen the usefulness of reporting on the implementation of the DPRK sanctions regime. The Value of Reporting: National Reporting Practices under the UN Sanctions Regime on North Korea—a report from the Survey’s Strengthening Implementation and Enforcement of the Arms Embargo on North Korea (SAENK) project—highlights factors that affect reporting, providing a more nuanced picture of national practices. The report also examines national DPRK sanctions regime reporting in relation to reporting on other international arms control instruments, with the aim of revealing potential mutually beneficial synergies.
Topic:
Arms Control and Proliferation, United Nations, and Sanctions
Political Geography:
Asia, North Korea, and Global Focus

6. Developing Good Practices in Export Control Outreach to the NewSpace Industry

Author:
Kolja Brockmann and Lauriane Héau
Publication Date:
03-2023
Content Type:
Commentary and Analysis
Institution:
Stockholm International Peace Research Institute (SIPRI)
Abstract:
NewSpace is changing the nature of the space industry, exacerbating missile proliferation risks and posing challenges for the effective implementation of export controls. NewSpace companies develop, test, produce, use and market missile-related emerging and dual-use technologies, including small and micro launchers. One of the measures states can take to address these developments is to step up targeted outreach to NewSpace actors, raising awareness of such risks to strengthen compliance with export controls and foreign direct investment (FDI) screening mechanisms. Key elements of an effective outreach strategy for the NewSpace sector include tailored use of established outreach tools, mapping stakeholders, incentivizing participation in outreach activities, consistently engaging with launch vehicle manufacturers, inter-agency cooperation and raising awareness of FDI-related risks. The Missile Technology Control Regime, the Hague Code of Conduct and the Wiesbaden Process provide multilateral forums through which states can begin sharing experiences and develop good practices for outreach to the NewSpace industry.
Topic:
Arms Control and Proliferation, Weapons, Nonproliferation, Space, Exports, Industry, and Dual-use Technologies
Political Geography:
Global Focus

7. Radiological Security in Contested Territories

Author:
Margarita Kalinina-Pohl, Artem Lazarev, Miles Pomper, George Moore, and Edward Kendall
Publication Date:
02-2023
Content Type:
Working Paper
Institution:
Nonproliferation Policy Education Center
Abstract:
Radioactive materials, such as cesium-137 and cobalt-60, are located in more than 100 countries and in every region of the world. They are used widely for medical, scientific, and industrial purposes—but can also be used maliciously as key ingredients in radiological dispersal devices (RDDs), the most notorious type of which is known as a “dirty bomb” which disperses radiological material using explosives. Though responsibility for the development and enforcement of regulations pertaining to the safety, security, and full cycle management of radioactive sources rests with state authorities, thousands of radioactive sources today exist in areas without the clear presence of a state. Such areas are often characterized by conflict and rampant criminal activity as a result of weak or nonexistent governance. Radioactive material located in these contested or poorly governed territories poses a serious risk for regional and global security, as they could be trafficked illegally and used in an RDD or for other malicious purposes anywhere in the world. International and regional organizations face a range of political and legal challenges in helping secure radioactive materials in contested territories since the sources in question are often found beyond the de facto or de jure control of UN-recognized states. Addressing the safety and security of these materials requires stakeholders to navigate uncharted legal issues and play creative roles to secure or transport these materials into safer areas. This report covers one of the few success stories involving the removal or elimination of dangerous radioactive sources from a contested territory. It describes and assesses the lessons learned from the Republic of Moldova’s removal of approximately 2,700 disused radioactive sources and materials from the breakaway region of Transdniestria. Though these materials were located in a territory that is not de facto governed by an International Atomic Energy Agency member state, creative diplomacy by the Republic of Moldova, the Pridnestrovian Moldovan Republic (the unrecognized authorities in Transdniestria), the Organization for Security and Cooperation in Europe (OSCE), and other key stakeholders contributed to the success of this removal operation. The report describes these diplomatic efforts and analyzes the significant political, legal, and technical factors that contributed to the success of this multiyear mission. While recognizing that each country and conflict is unique, we hope that this case study can serve as a successful model of cooperation and confidence building for reducing radiological risks in contested territories around the world.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Nonproliferation, and Radiological Weapons
Political Geography:
Global Focus

8. Revisiting ‘Minimal Nuclear Deterrence’: Laying the Ground for Multilateral Nuclear Disarmament

Author:
Tytti Erästö
Publication Date:
06-2022
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute (SIPRI)
Abstract:
The prospects for nuclear arms control appear dim following Russia’s invasion of Ukraine. Instead of continued reliance on nuclear deterrence, the resulting new awareness of nuclear risks should inform bold nuclear disarmament measures in the long term. Drawing on previous debates on ‘minimal nuclear deterrence’, this paper argues that nuclear deterrence is possible at low numbers, and hence reliance on nuclear deterrence is not an obstacle to significant progress in nuclear disarmament. In particular, there is scope for reducing the vast Russian and United States nuclear arsenals, which risk planetary-scale destruction and stand in the way of multilateral nuclear disarmament. At the same time, recent military-technological evolution has raised the bar for minimal nuclear deterrence by questioning the survivability of nuclear forces. In addition to making recommendations on how to address such strategic challenges, the paper addresses some conceptual dilemmas traditionally associated with minimal nuclear deterrence.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Weapons of Mass Destruction, Disarmament, Multilateralism, and Deterrence
Political Geography:
Global Focus

9. Artificial Intelligence and Arms Control

Author:
Paul Scharre and Megan Lamberth
Publication Date:
10-2022
Content Type:
Special Report
Institution:
Center for a New American Security (CNAS)
Abstract:
Advances in artificial intelligence (AI) pose immense opportunity for militaries around the world. With this rising potential for AI-enabled military systems, some activists are sounding the alarm, calling for restrictions or outright bans on some AI-enabled weapon systems.1 Conversely, skeptics of AI arms control argue that as a general-purpose technology developed in the civilian context, AI will be exceptionally hard to control.2 AI is an enabling technology with countless nonmilitary applications; this factor differentiates it from many other military technologies, such as landmines or missiles.3 Because of its widespread availability, an absolute ban on all military applications of AI is likely infeasible. There is, however, a potential for prohibiting or regulating specific use cases. The international community has, at times, banned or regulated weapons with varying degrees of success. In some cases, such as the ban on permanently blinding lasers, arms control has worked remarkably well to date. In other cases, however, such as attempted limits on unrestricted submarine warfare or aerial bombardment of cities, states failed to achieve lasting restraint in war. States’ motivations for controlling or regulating weapons vary. States may seek to limit the diffusion of a weapon that is particularly disruptive to political or social stability, contributes to excessive civilian casualties, or causes inhumane injury to combatants. This paper examines the potential for arms control for military applications of AI by exploring historical cases of attempted arms control, analyzing both successes and failures. The first part of the paper explores existing academic literature related to why some arms control measures succeed while others fail. The paper then proposes several criteria that influence the success of arms control.4 Finally, it analyzes the potential for AI arms control and suggests next steps for policymakers. Detailed historical cases of attempted arms control—from ancient prohibitions to modern agreements—can be found in appendix A in the pdf available for download. For a summary table of historical attempts at arms control, see appendix B. History teaches us that policymakers, scholars, and members of civil society can take concrete steps today to improve the chances of successful AI arms control in the future. These include taking policy actions to shape the way the technology evolves and increasing dialogue at all levels to better understand how AI applications may be used in warfare. Any AI arms control will be challenging. There may be cases, however, where arms control is possible under the right conditions, and small steps today could help lay the groundwork for future successes.
Topic:
Arms Control and Proliferation, Artificial Intelligence, and Military
Political Geography:
Global Focus

10. On the Horizon Vol. 4: A Collection of Papers from the Next Generation of Nuclear Professionals

Author:
Reja Younis
Publication Date:
05-2022
Content Type:
Special Report
Institution:
Center for Strategic and International Studies (CSIS)
Abstract:
The Nuclear Scholars Initiative is a signature program run by the Project on Nuclear Issues (PONI) to engage emerging nuclear experts in thoughtful and informed debate over how to best address the nuclear community’s most pressing problems. The papers included in this volume comprise research from participants in the 2021 Nuclear Scholars Initiative. These papers explore a range of crucial debates such as the future of arms control and deterrence, emerging technologies, SSBN vulnerability, public opinion, cyber norms, and the role of regional dynamics including China and India in nuclear security.
Topic:
Security, Arms Control and Proliferation, Nuclear Weapons, Military Strategy, and Deterrence
Political Geography:
Global Focus