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11. From Patronage to Program: The Emergence of Party-Oriented Legislators in Brazil

Author:
Frances Hagopian, Carlos Gervasoni, and Juan Andres Moraes
Publication Date:
12-2007
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
This paper explains the unanticipated emergence of party - oriented legislators and rising party discipline in Brazil since the early 1990s. We contend that deputies in Brazil have become increasingly party - oriented because the utilities of party - programmatic and patronage - based electoral strategies shifted with market reforms, which created a programmatic cleavage in Brazilian politics and diminished the resource base for state patronage. Based on an original survey of the Brazilian Congress, we introduce new measures of partisan campaigns, party polarization, and the values legislators attach to party program and voter loyalty. Regression analysis confirms that deputies who believe voters value party program run partisan, programmatic campaigns, and those in polarized parties and those who believe voters are loyal to the party are willing to delegate authority to party leaders and do not switch parties. Party polarization and the proximity of deputies' policy preferences to their party's mean explain discipline on 236 roll - call votes in the 51st legislature (1999 – 2001).
Topic:
Government and Politics
Political Geography:
Brazil and South America

12. Creating Competition: Patronage Politics and the PRI's Demise

Author:
Kenneth F. Greene
Publication Date:
12-2007
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
Why do dominant parties persist in power for decades and under what conditions do challengers expand enough to beat them at the polls, thus transforming these systems into fully competitive democracies with turnover? Unlike in one - party regimes, the world's sixteen dominant party systems feature meaningful electoral competition; however, dominant parties have persisted despite enough social cleavages, permissive electoral institutions, negative retrospective evaluations of the incumbent's performance, and sufficient ideological space for challengers to occupy. I craft a resource theory of single - dominance that focuses on the incumbent's ability to divert public resources for partisan use. Using formal theory, I show how asymmetric resources and costs of participation force challengers to form as non - centrist and under - competitive parties. Only when these asymmetries decline do opposition parties expand. I test the theory's predictions using survey data of party elites in Mexico. I also extend the argument to Malaysia and Italy using aggregate data.
Topic:
Corruption, Government, and Politics
Political Geography:
Europe, Malaysia, Asia, Italy, and Mexico

13. Latin America and the Catholic Church: Points of Convergence and Divergence (encontros e desencontros) 1960–2005

Author:
Luiz Alberto Gómez de Souza
Publication Date:
02-2007
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
The author aims at uncovering points of convergence and divergence in the relationship between the Catholic Church and society. He begins by analyzing the challenges facing the Church in modern times, using the case of the United States and the traditional political relationship between Church and State in Latin America until the rise of the social-Christian options in the 1960s. He then describes Vatican II, which opened the Church to the influences of modern times. Subsequently, the author explains what he calls the “glorious period” of the Latin American Church, from the conference of bishops in Medellin (1968) to the meeting in Puebla (1979), with the Church's critique of “social sin,” its option for the poor, and liberation theology. Concurrently, the author shows the contradictory effects of the military regimes in the region. Looking at the relationship between Christians and politics, he analyzes in particular the case of Brazil, later expanding his analysis to Latin America and the world. The author then addresses social participation and politics in ecclesiastical practices and the slow building of democracy in the region, offering methodological criticisms of some static and nonhistorical analyses. He delineates how democracy has challenged the Church and, looking ahead, explores the present dynamism of society, especially the virtuosity of social movements and ecclesiastical communities when facing future transformation. The author ends by describing the current situation in Latin America, highlighting the pressing need for the Church to face issues that are presently frozen (such as sexuality, celibacy, and women as priests), in the hopes of a possible Council process in the future.
Topic:
Civil Society, Government, and Religion
Political Geography:
United States, Brazil, South America, and Latin America

14. Latin American Catholicism in an Age of Religious and Political Pluralism: A Framework for Analysis

Author:
Frances Hagopian
Publication Date:
12-2006
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
This article identifies and proposes a framework to explain the responses of Latin America's Roman Catholic churches to a new strategic dilemma posed by religious and political pluralism. Because the church's goals of defending institutional interests, evangelizing, promoting public morality, and grounding public policy in Catholic social teaching cut across existing political cleavages, Church leaders must make strategic choices about which to emphasize in their messages to the faithful, investment of pastoral resources, and alliances. I develop a typology of Episcopal responses based on the cases of Argentina, Chile, Brazil, and Mexico, and explain strategic choices by the church's capacity to mobilize civil society, its degree of religious hegemony, and the ideological orientations of Catholics. The analysis draws from 620 Episcopal documents issued since 2000.
Topic:
Development, Government, and Religion
Political Geography:
Brazil, Argentina, South America, Latin America, Mexico, and Chile

15. Party System Institutionalization and Party System Theory After the Third Wave of Democratization

Author:
Scott Mainwaring and Mariano Torcal
Publication Date:
04-2005
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
The overarching argument of this paper is that the party systems of less developed countries are less institutionalized than those of the advanced industrial democracies. The paper examines three differences between the party systems of the advanced industrial democracies and party systems of less developed countries. First, we show that most democracies and semi-democracies in less developed countries have much higher electoral volatility than the advanced industrial democracies. Second, much of the literature on parties and party systems assumes the context of institutionalized party systems with strong party roots in society and further presupposes that programmatic or ideological linkages are at the root of the stable linkages between voters and parties. In the party systems of most democracies and semi-democracies in less developed countries, programmatic or ideological linkages between voters and parties are weaker. Third, linkages between voters and candidates are more personalistic in less developed countries than in the advanced industrial democracies.
Topic:
Democratization, Development, Government, and Third World
Political Geography:
Europe

16. Class Formation or Fragmentation? Allegiances and Divisions Among Managers and Workers in State-Owned Enterprises

Author:
Kun-Chin Lin
Publication Date:
03-2005
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
This essay argues that crosscutting allegiances between managers and workers, and between existing workers and ex-workers, have formed strong social and psychological bases for sustained collective action and inaction during a period of organizational transformation in contemporary China. This thesis challenges the conventional wisdom that implies either class formation during marketization or the failure of such as an explanation for the alleged limits of the working class in mobilizing to defend its social contract against the central state. Through in-depth case studies of Chinese oilfields and refineries, I identify patterns of fragmentation deriving from intergenerational differences among the workers, managerial incentive structures, and the continuing reworking of patron-client relations between subgroups of workers and managers. I conclude that managers' and workers' passive and active responses to the state's rapid dismantling of the socialist notion of “class” in a self-sufficient work unit have placed a tangible social limit on authoritarian institutional innovation.
Topic:
Economics, Emerging Markets, and Government
Political Geography:
China

17. On the Continuing Relevance of the Weberian Methodological Perspective (with Applications to the Spanish Case of Elections in the Aftermath of Terrorism)

Author:
Robert M. Fishman
Publication Date:
02-2005
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
This paper argues for the continuing relevance of Max Weber's distinctive methodological perspective by first elaborating its constitutive elements and then applying it to the analysis of an important recent political episode: the Spanish case of elections in the aftermath of terrorism in March 2004. The paper takes as the central feature of Weberian methodology the embrace of both poles in a series of intellectual tensions such as the seeming opposition between pursuing generalizing theorization and case-specific nuance and specificity. The paper examines the basis for this approach in Weber's classic Objectivity Essay and then builds a case for its continuing relevance by arguing that the impact of the March 11, 2004 terrorist attack in Madrid on Spain's March 14 elections cannot be understood without a thorough analysis of much that is specific to the case's political history, its pattern of conflict over regional and national identities, and its distinctive nexus between institutional and social movement forms of political engagement. Emphasis is placed on the large shift of votes in the country's plurinational periphery and the electoral impact of micro-demonstrations. The paper argues that this case shows the importance of using generalizing concepts and theories without losing sight of case-specific dynamics that fail to fit within the a priori assumptions of such generalizing approaches.
Topic:
Government, Politics, and Terrorism
Political Geography:
Europe and Spain

18. Tax Effort and Tax Potential of State Governments in Mexico: A Representative Tax System

Author:
Horacio Sobarzo
Publication Date:
10-2004
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
Over the last two decades, Mexico has modified its intergovernmental fiscal structure from a very centralized system to a distorted scenario where state governments have gained substantial expenditure functions and most of the taxation responsibilities have remained in the federal government. It is argued that to move towards a more fiscally responsible scenario, some decentralization on the taxation side is needed. In this context, by constructing a representative tax system (RTS), this paper evaluates tax effort and tax potential in Mexico. The results are a useful input for policy decision making, not only in the event of future tax decentralization attempts but also in designing a new transfer scheme. The results are also the first RTS constructed for the Mexican case, and show that regional data in Mexico is gradually improving. Also, while the results shed some light as to which taxes could potentially be decentralized, the article warns about the fact that regional disparities in the country may well be a limitation on the extent to which taxes can be decentralized.
Topic:
Government and Political Economy
Political Geography:
North America and Mexico

19. A Sequential Theory of Decentralization and its Effects on the Intergovernmental Balance of Power: Latin American Cases in Comparative Perspective

Author:
Tulia G. Falleti
Publication Date:
07-2004
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
Both advocates and critics of decentralization assume that decentralization invariably increases the power of subnational governments. However, a closer examination of the consequences of decentralization across countries reveals that the magnitude of such change can range from substantial to insignificant. To explain this variation, I propose a sequential theory of decentralization that has three main characteristics: a) it defines decentralization as a process; b) it takes into account the territorial interests of bargaining actors; and c) it incorporates policy feedback effects in the analysis of bargaining situations. I argue that the sequencing of different types of decentralization (fiscal, administrative, and political) is a key determinant of the evolution of intergovernmental balance of power. I measure this evolution in the four largest Latin American countries and apply the theory to the two extreme cases: Colombia and Argentina. I show that, contrary to commonly held opinion, decentralization in Argentina did not increase the power of governors and mayors relative to the president. In contrast, in Colombia, a different sequence of decentralization reforms led to higher degrees of autonomy of the governors and mayors relative to the president.
Topic:
Government and Politics
Political Geography:
Argentina, Colombia, and Latin America

20. Political Disaffection and Democratization: History in New Democracies

Author:
Mariano Torcal
Publication Date:
10-2003
Content Type:
Working Paper
Institution:
Kellogg Institute for International Studies
Abstract:
This paper focuses on the analysis of political disaffection. After discussing and defining this notion, the article shows that disaffection affects more widely, though not exclusively, third-wave democracies. The close link between levels of disaffection and the history of democratization in each country explains its higher incidence among new democracies. For this very reason, political disaffection could also run high among more established democracies. However, regardless of its incidence in each particular country, political disaffection reveals a distinctive nature in new democracies because of the absence of a democratic past in many of these cases. Thus, disaffection constitutes a key element to explain the lower propensity of citizens of new democracies to participate in every dimension of political activity.
Topic:
International Relations, Government, International Political Economy, and Politics
Political Geography:
Europe