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1. A Russian View of the U.S. INF Withdrawal

Author:
Victor Esin
Publication Date:
03-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The stabilizing role of the INF Treaty is still relevant. Its importance has even increased against the background of the sharp deterioration of relations between Russia and the West in recent years due to the well-known events in Ukraine, aggravated by mutual sanctions and NATO’s military build-up near Russian borders. Preserving the INF Treaty, which has now become the subject of controversy and mutual non-compliance accusations between Russia and the United States, is therefore doubly important.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Nonproliferation, and Deterrence
Political Geography:
Russia, United States, and Europe

2. North Korea’s Shift to Diplomacy in 2018: A Result of U.S. Pressure or North Korean Security Calculus?

Author:
Naoko Aoki
Publication Date:
07-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
After conducting a record number of missile and nuclear tests in 2016 and 2017, North Korea dramatically changed its policy approach and embarked on a diplomatic initiative in 2018. It announced a self-imposed halt on missile and nuclear tests and held summit meetings with the United States, China, and South Korea from spring of that year. Why did North Korea shift its policy approach? This paper evaluates four alternative explanations. The first is that the change was driven by North Korea’s security calculus. In other words, North Korea planned to achieve its security goals first before turning to diplomacy and successfully followed through with this plan. The second is that U.S. military threats forced North Korea to change its course. The third is that U.S.-led sanctions caused North Korea to shift its policy by increasing economic pain on the country. The fourth is that diplomatic initiatives by South Korea and others prompted North Korea to change its position. This paper examines the actions and statements of the United States, North Korea, China, South Korea, and Russia leading up to and during this period to assess these four explanations. It concludes that military threats and economic pain did not dissuade North Korea from obtaining what it considered an adequate level of nuclear deterrence against the United States and that North Korea turned to diplomacy only after achieving its security goals. External pressure may have encouraged North Korea to speed up its efforts to develop the capacity to strike the United States with a nuclear-armed missile, the opposite of its intended effect. Diplomatic and economic pressure may have compelled Kim Jong Un to declare that North Korea had achieved its “state nuclear force” before conducting all the nuclear and ballistic missile tests needed to be fully confident that it could hit targets in the continental United States. These findings suggest that if a pressure campaign against North Korea is to achieve its intended impact, the United States has to more carefully consider how pressure would interact with North Korean policy priorities. Pressure should be applied only to pursue specific achievable goals and should be frequently assessed for its impact.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Nonproliferation, and Deterrence
Political Geography:
United States, Japan, China, Asia, South Korea, and North Korea

3. China on Arms Control, Nonproliferation, and Strategic Stability

Author:
Nancy Gallagher
Publication Date:
08-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
China and the United States view each other as potential adversaries with mixed motives and divergent value systems, yet both can benefit from cooperation to reduce the risk of war, avert arms races, and prevent proliferation or terrorist access to weapons of mass destruction. The two countries have more common interests, fewer ideological differences, and greater economic interdependence than the United States and the Soviet Union had during the Cold War. In principle, arms control broadly defined, i.e., cooperation to reduce the likelihood of war, the level of destruction should war occur, the cost of military preparations, and the role of threats and use of force in international relations, could be at least as important in this century as it was in the last. In practice, though, China’s rise as a strategic power has not been matched by a corresponding increase in the kinds of cooperative agreements that helped keep the costs and risks of superpower competition from spiraling out of control. Why not? This paper argues that because China’s strategy rests on different assumptions about security and nuclear deterrence than U.S. strategy does, its ideas about arms control are different, too. China has historically put more value on broad declarations of intent, behavioral rules, and self-control, while the United States has prioritized specific quantitative limits on capabilities, detailed verification and compliance mechanisms, and operational transparency. When progress has occurred, it has not been because China finally matched the United States in some military capability, or because Chinese officials and experts “learned” to think about arms control like their American counterparts do. Rather, it has happened when Chinese leaders believed that the United States and other countries with nuclear weapons were moving toward its ideas about security cooperation--hopes that have repeatedly been disappointed. Understanding Chinese attitudes toward security cooperation has gained added importance under the Trump administration for two reasons. Trump’s national security strategy depicts China and Russia as equally capable antagonists facing the United States in a “new era of great power competition,” so the feasibility and desirability of mutually beneficial cooperation with China have become more urgent questions. The costs and risks of coercive competition will keep growing until both sides accept that they outweigh whatever benefits might accrue from trying to maximize power and freedom of action in a tightly interconnected world.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, and Nonproliferation
Political Geography:
United States, China, Taiwan, and Asia

4. China’s evolving nuclear 
export control regime

Author:
Xu Chunyang
Publication Date:
08-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The Chinese nuclear industry is actively pursuing international trade under China’s new “Go Global” policy. This development could strain Chinese nuclear export control systems in the coming decades. This paper investigates the evolution of the Chinese nuclear export control regime from the late 1970s to the present, describes the current state of the Chinese export control system, and investigates recent Chinese efforts to build a more robust system. It finds that although the Chinese strategic export control systems have grown tremendously since they first took shape and the capacity of the government to implement these controls has grown as well, significant improvements in both the legal basis for the controls and the capacity of institutions involved are still needed, including in how current laws define exports, in how government bodies are equipped to investigate violations, and in how violations are prosecuted. The Ministry of the Commerce is preparing a new “Export Control Law” that is expected to come into effect soon and to provide the basis for more robust controls that address many of the deficiencies identified above. The Chinese government’s growing commitment to undertaking its international obligations and safeguarding the peaceful use of nuclear energy provides reason for optimism, but in the near term, the effectiveness of these corrective efforts will depend on the completion, implementation, and enforcement of the new law.
Topic:
Diplomacy, International Trade and Finance, and Nuclear Power
Political Geography:
China, Beijing, and Asia

5. Do as I Say, and as I Do: 
Chinese Leadership in Nuclear Security

Author:
Sara Z. Kutchesfahani
Publication Date:
09-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
This paper analyzes China’s words and actions regarding the Nuclear Security Summits to better understand what Chinese leadership on nuclear security could look like in the future. It finds that China accomplished the many things it said it would do during the summit process. The paper also explores how China’s policy and actions in other nuclear arenas could be paired with Chinese nuclear security policy to form a coherent agenda for nuclear risk reduction writ large. Consequently, the paper addresses how China doing as it says and does – per nuclear security – may be used as a way in which to inform its future nuclear security roles and responsibilities. In particular, it assesses China’s opportunities to assume a leadership role within this crucial international security issue area, especially at a time where U.S. leadership has waned.
Topic:
Security, Diplomacy, Military Strategy, and Nuclear Power
Political Geography:
United States, China, Beijing, and Asia

6. Arms Control as Uncertainty Management

Author:
Amy J. Nelson
Publication Date:
04-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
For decades or longer, policy-makers have sought to use arms control to reduce the uncertainty endemic to the international security environment. Because uncertainty is pervasive in these situations, however, practitioners themselves are naturally vulnerable to its effects. This paper seeks to help policy-makers optimize arms control outcomes by providing improved theory and best practices for goal-setting and strategy selection using the judicious application of decision theoretic concepts. The paper first lays out a suitable role for decision theory in the study and analysis of arms control, arguing that “uncertainty” is a more appropriate concept for description and analysis here than is “risk.” Prior approaches that rely on “risk” have tended to drive the search for arms control best practices, but “risk” requires the use of probability estimates that are frequently not available or not a good indicator of potential outcomes. Second, the paper argues that decision-makers are vulnerable to the effects of missing information and the uncertainty it causes in the run-up to and during arms control negotiations. Consequently, they are subject to biases and resort to the use of security-specific heuristics, including worst-case scenario thinking, limited-theater-of-war thinking, and low-dimension (or non-complex) thinking when setting goals and employing strategies for negotiating arms control agreements. The paper discusses the origins of this uncertainty and the strategies that states could employ as a result of these security-specific heuristics, arguing that they can best be grouped into two types—risk reduction versus uncertainty management. Finally, the paper makes recommendations for optimizing outcomes—for getting efficient negotiations that result in robust, durable agreements, capable of managing uncertainty about security, despite the effects of missing information.
Topic:
Arms Control and Proliferation, Diplomacy, and Military Strategy
Political Geography:
Global Focus

7. Will North Korea Denuclearize after the Singapore Summit? Lessons from the past

Author:
Naoko Aoki
Publication Date:
07-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Policy-makers, scholars, and analysts disagree about whether North Korea will take any meaningful denuclearization steps after its leader Kim Jong Un met with U.S. President Donald Trump in Singapore in June 2018. Many believe that the breakdowns of the 1994 Agreed Framework and the Six Party Talks process in the 2000s show that North Korea’s nuclear weapons program cannot be constrained through cooperation. According to this view, Pyongyang violated its previous commitments once it received economic and political benefits, and it will do so again. The underlying assumption is that Washington was fully implementing its own commitments until Pyongyang broke the deal. But is this true? This paper discusses three key findings drawn from an analysis of U.S. implementation of past denuclearization agreements with North Korea. The first is that the United Stated did not always follow through with its cooperative commitments because of domestic political constraints, even when North Korea was fulfilling its commitments. This makes it difficult to determine whether North Korea ultimately did not honor its obligations because it never intended to or because it was responding to U.S. actions. The second is that some parts of past deals were more susceptible than others to being undercut by domestic opposition because they received insufficient political attention. The third is that such domestic interference could be minimized by obtaining the widest possible coalition of domestic support from the negotiation stage. The roadmap for North Korea’s denuclearization is unclear, as the Singapore summit did not determine concrete steps toward that goal. Secretary of State Mike Pompeo’s visit to Pyongyang in early July also did not yield specifics such as the scope and timeline of denuclearization. But based on the findings from past agreements, this paper argues that the only way for the United States to find out if engagement will work this time is to test North Korea’s intentions by carrying out Washington’s own cooperative commitments more consistently than in the past.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Nonproliferation, and Deterrence
Political Geography:
United States, Japan, China, Asia, South Korea, North Korea, and Korea

8. The Tactical Utility and Strategic Effects of the Emerging Asian Phased Adaptive Approach Missile Defense System

Author:
Jaganath Sankaran
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The United States and Japan are jointly developing and deploying an integrated advanced regional missile defense system meant to counter threats from North Korea. North Korea possesses a large and diversified arsenal of short- and medium-range missiles that could strike Japanese cities and military bases in the event of a crisis and cause measurable damage. The missile defense system currently in place provides strong kinematic defensive coverage over Japanese territory. However, in general, the offense enjoys a strong cost advantage. It is impractical to deploy as many defensive interceptors as there are offensive missiles, which, in turn, limits the efficiency of missile defenses. It should be understood that regional missile defenses in the Asia-Pacific are neither capable nor expected to provide 100% defense. Rather, their goal is to provide sufficient capability to bolster deterrence and, should deterrence fail, to provide enough defense in the initial stages of a crisis to protect vital military assets. Additionally, U.S. and Japanese forces apparently also need to develop a better command and control architecture to operate the Asia-Pacific regional missile defense system. Finally, while the system is meant to defend only against regional threats, China has argued that the system might in the future be able to intercept Chinese ICBMs, thereby diluting its strategic deterrent against the United States. Maintaining effective defenses against North Korea while reassuring China will be one of the major challenges the U.S. and Japan face in their missile defense endeavor.
Topic:
Security, Diplomacy, International Cooperation, and Military Strategy
Political Geography:
United States, Japan, China, Asia, South Korea, and North Korea

9. Seeing Missile Defense as U.S. Hostility, North Korea Aims at More and Better Weapons

Author:
Naoko Aoki
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
North Korea’s nuclear and missile programs have spurred Japan and South Korea to develop their own ballistic missile defense (BMD) systems and to regenerate their interest in regional missile defense cooperation with the United States. Has North Korea reacted to such developments, and if so, how? This paper looks at North Korea’s missile capacity development as well as its official proclamations and concludes that while Pyongyang likely does not believe that it is the region’s sole target for U.S. and allied BMD, it feels deeply threatened by its deployment. Existing and potential BMD systems have not discouraged Pyongyang from building its own missiles. Rather, North Korea is accelerating its efforts to improve and expand its missile arsenal to develop a survivable force, likely perceiving BMD systems as part of an overall U.S. strategy that is hostile to Pyongyang.
Topic:
Security, Diplomacy, Nuclear Weapons, Regional Cooperation, and Nonproliferation
Political Geography:
United States, Japan, China, Asia, South Korea, and North Korea

10. The Ramifications of Rouhani's Re-election

Author:
Nancy Gallagher, Ebrahim Mohseni, and Clay Ramsay
Publication Date:
07-2017
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Summary of Findings 1. Rouhani’s Re-election Seen as Endorsement of His Foreign Policy and JCPOA, Not Revolutionary Change There is no consensus among Iranians about what type of mandate Rouhani was given by the 57 percent of Iranians who voted to give him a second term. Fewer than 12 percent offered the same answer when asked an open-ended question. When presented with alternative interpretations, large majorities agree that Rouhani's re-election means that most Iranian people approve of his foreign policy and the nuclear deal he negotiated with the P5+1 countries. They disagree with the assertion that his re-election means most people disapprove of the ideals of the Islamic Revolution, or that they want religion to play a lesser role in policy making. 2. Approval of Nuclear Deal Increased during Presidential Campaign, Despite Disappointment with its Economic Benefit After steady declines in enthusiasm for the JCPOA prior to the May 2017 presidential election, approval of the agreement rose during the election process. Two in three Iranians approve of the agreement, while about a third oppose it. The agreement divides those who voted for Rouhani from those who did not. While eight in ten Rouhani voters approve of the deal, only four in ten of those who voted for Raisi approve of the agreement. Two years since the signing of the agreement, majorities believe that Iran has not received most of the promised benefits and that there have been no improvements in people’s living conditions as a result of the nuclear deal. A plurality thinks that the agreement for Iran to purchase passenger airplanes from the United States will likely have little impact on Iran’s economy. Still, there is some optimism that the deal will eventually improve people’s living conditions. 3. U.S. Seen as Actively Obstructive, Contrary to Commitment under JCPOA Most Iranians lack confidence that the United States will live up to its obligations under the JCPOA. They believe either that the United States is finding other ways to keep the negative effects of sanctions that were lifted under the deal, or that the United States has not even lifted the sanctions it was supposed to lift. A growing majority also believes that contrary to the terms of the agreement, the United States is trying to prevent other countries from normalizing their trade and economic relations with Iran. While a majority still express some confidence that other P5+1 countries will abide by the agreement, most say Europeans are slow in investing and trading with Iran primarily due to fear of punishment by the United States. 4. Majority Support Retaliation if U.S. Abrogates JCPOA Iranians expect President Donald Trump to be more hostile toward Iran than was former President Barack Obama. Seven in ten Iranians believe it likely that Trump may decide not to abide by the terms of the nuclear agreement. Attitudes about how Iran should respond if the United States violates the JCPOA have hardened: A clear majority now thinks that instead of taking the matter to the UN, Iran should retaliate by restarting the aspects of its nuclear program it has agreed to suspend under the JCPOA, if the United States abrogates the deal. A large majority see the new sanctions that Congress is likely to impose on Iran as being against the spirit of the JCPOA, with half saying it would violate the letter of the agreement as well. 5. No Appetite for Renegotiating the Nuclear Deal with Trump Large majorities say that Iran should refuse to increase the duration of the special nuclear limits it accepted under the JCPOA, or to terminate its nuclear enrichment program, even if offered more sanctions relief in return. 6. Majority Opposes a Halt to Missile Testing, Even in Return for More Sanctions Relief Over three in five say that Iran should continue testing ballistic missiles despite U.S. demands for Iran to halt such tests and find the proposition that Iran reduce testing missiles in return for the lifting of more sanctions unacceptable. Two thirds reject the notion that Rouhani’s re-election means most Iranians oppose testing of missiles by the Islamic Revolutionary Guard Corps (IRGC). 7. Greater Support for Self-Sufficiency An increasing majority think Iran should strive to achieve economic self-sufficiency rather than focusing on increasing its trade with other countries. Six in ten say current changes in the world make it necessary for Iran to have a president who will stand up for Iran’s rights and refuse to compromise. Majorities reject offering various steps in exchange for more sanctions relief—steps such as Iran reducing its missile testing, or recognizing Israel, or ceasing its aid to the Syrian government and Hezbollah. Rejection of these steps is significantly lower, though, among those who think the nuclear deal has improved the living condition of ordinary Iranians. 8. Economy is Seen as Bad, and Reducing Unemployment is Given the Highest Priority Large majorities say Iran’s economic situation is bad, and less than a quarter think the economic condition of their family has improved over the last four years. Half think that the country’s economic situation is getting worse. Eight in ten say reducing unemployment should be a top priority for Rouhani in the next four years. 9. Rouhani Seen as Successful in Foreign Policy, not in Reducing Unemployment Majorities see Rouhani as being successful in improving Iran’s relations with other countries and getting international sanctions on Iran lifted. Majorities also see his re-election to mean that most Iranians approve of his foreign policy and the JCPOA. In fact, the nuclear agreement is regarded as Rouhani’s most important accomplishment during his first four years in office. Rouhani, however, gets low marks on the unemployment situation in Iran. Six in ten say he has been unsuccessful in reducing unemployment and half say he has thus far failed to improve the economy. 10. Rouhani's Reelection was Not Certain until Ghalibaf Left the Race Election polls were quite accurate in predicting the outcome of the election. Pre-election polls suggested that if Tehran mayor Mohammad Bagher Ghalibaf had been Rouhani’s main opponent rather than Raisi, the election results would have been much closer. After the second presidential debate, Rouhani was ahead of Ghalibaf by less than 6 percentage points, while his lead over Raisi was more than 20 points. While an overwhelming majority of Raisi supporters said that if Raisi pulled out they would vote for Ghalibaf, less than half of Ghalibaf supporters said they would vote for Raisi if their candidate pulled out. Indeed, when Ghalibaf pulled out of the race nearly half of his supporters switched to Rouhani and helped him pass the 50 percent threshold. 11. Turnout Helps Rouhani About a quarter of those who said they rarely vote in Iranian presidential elections reported that they voted in the May 2017 election, and seven in ten said they voted for Rouhani. Large majorities believe that both the Guardian Council and the Interior Ministry were fair and impartial as they fulfilled their election-related responsibilities. About five percent, however, say that they went to their voting stations but for one reason or another were not ultimately able to cast their ballots. 12. Rouhani and Zarif's Popularity Increase after Re-Election, but General Soleymani is Most Popular Political Figure The Iranian Foreign Minister, Mohammad Javad Zarif, is the most popular politician in Iran, with President Rouhani coming in second. Although Rouhani’s popularity increased somewhat during the recent election, it is still substantially lower than the first time he ran for office and after he signed the JCPOA. 13. Post-election Terrorist Attacks: ISIS Seen as Primary Culprit, but Saudi Arabia, Israel, and the United States Likely Helped A large majority of Iranians thinks that ISIS conducted the June 7 attacks in Tehran. Most Iranians also think that Saudi Arabia, Israel, and the United States probably provided guidance or support to the perpetrators. 14. Strong Support for Fighting ISIS, but Not for Collaboration with U.S. The June 7 attacks seem to have increased support for Iran playing a more active role in the Middle East. More than eight in ten call increasing Iran’s security a top priority; seven in ten say this about fighting ISIS and increasing Iran’s influence in the region. A growing majority of Iranians support their government helping groups that are fighting ISIS, although the number that favors sending troops has remained roughly constant. Two in three support Iran sending military personnel to Syria to help the Assad government against armed Syrian rebels, including ISIS. Support for Iran and the United States collaborating with one another to help Iraq’s government counter ISIS is at its lowest, with an increasing majority saying they would oppose such cooperation. 15. Views of P5+1 Countries Majorities regard Russia, China, and Germany—half of the P5+1—favorably, and the other half—the U.S., France and Britain—unfavorably. While six in ten believe that most P5+1 countries (but not the United States) will fulfill their obligations under the JCPOA, views toward all the Western powers that took part in the JCPOA negotiations are now less positive. Though a majority believes that Iran’s relations with European countries have improved as a result of the deal, only a quarter say that about the United States. Still, far from showing implacable hostility toward the West, a majority continues to think it is possible for the Islamic world and the West to find common ground.
Topic:
Diplomacy, Nuclear Weapons, and Elections
Political Geography:
United States, Iran, and Middle East