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2151. State Capacity, Incumbent Turnover and Democratic Change in Authoritarian Elections

Author:
Carolien van Ham and Brigitte Seim
Publication Date:
09-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Under what conditions do elections lead to democratization or conversely, sustain authoritarianism? State capacity may be a crucial intervening variable affecting the democratizing power of elections in authoritarian regimes. In regimes with limited state capacity, manipulating elections, co-opting elites, and repressing opposition is more difficult than in regimes with more extensive state capacity, rendering turnover in elections more likely in weak states. Yet, while increasing the chances of turnover, if the new incumbent has limited capacity to deliver public services and make policy changes after coming to power, democratic change is unlikely to be sustainable. Hence, state capacity may be a double-edged sword. This paper tests these expectations using Varieties of Democracy data for 460 elections in 110 authoritarian regimes from 1974 to 2012, and finds that state capacity is negatively associated with incumbent turnover but positively associated with democratic change after incumbent turnover in electoral authoritarian regimes.
Topic:
International Affairs
Political Geography:
Global Focus

2152. Information and Revolution

Author:
Stephen Lloyd Wilson
Publication Date:
06-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
How does the Internet affect authoritarian regimes? This article argues that while the Internet has made mass mobilization easier than ever, its spread has also counter-intuitively allowed savvy authoritarian regimes to become more stable than ever. For the population, higher technical literacy means a demonstrable decrease in transaction costs and thus a greater incidence of collective action. However, higher regime technical literacy gives authoritarians the capacity to monitor their populations and solve the dictator’s information problem, thus keeping their populations satisfied without needing to liberalize. The article compiles a new and original data set of measures of technical literacy across all states since the year 2000, and used a factor analysis approach to construct latent measures of population and regime technical literacy for all country-years. A large-n, cross-country empirical approach finds strong evidence of the theorized relationship between technical literacy and revolution.
Topic:
International Affairs
Political Geography:
Global Focus

2153. The Autocratic Trust Bias: Politically Sensitive Survey Items and Self-censorship

Author:
Marcus Tannenberg
Publication Date:
06-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Because of the perceived risk of repression some survey questions are likely sensitive in more autocratic countries while less so in more democratic countries. Yet, survey data on potentially sensitive topics are frequently used in comparative research despite concerns about comparability. In a novel approach to test the comparability of politically sensitive questions I employ a multilevel-analysis with more than 80 000 respondents in 36 African countries to test for systematic bias when the survey respondents believe (fear) that the government has commissioned the survey, as opposed to an independent research institute. The findings indicate that fear of the government induces a substantial and significant bias on questions regarding the citizen-state relationship in more autocratic countries, but not in more democratic countries. This has practical implications for the comparative use of survey data.
Topic:
International Affairs
Political Geography:
Global Focus

2154. The V-Dem Party Institutionalization Index: a new global indicator (1900-2015)

Author:
Fernando Bizzarro, Allen Hicken, and Dari Self
Publication Date:
06-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Because levels of party institutionalization may affect the availability of good data, existing datasets have limited reliability and coverage. To overcome these problems, we introduce the V-Dem Party Institutionalization Index, the first global country-level index on the issue. It covers – as of May 2017 – 173 countries for 116 years (1900-2016). Its geographical coverage, timespan, and conceptual reach are larger than any existing alternative. We offer an additive index that measures the scope and depth of party institutionalization in a country every year. Scope is measured by the proportion of parties that reach a threshold of minimal institutionalization, while the linkages party establish with the masses and the elites define the depth. Exploring a set of well-known cases, we show that: the index has extensive face validity, is consistent across regime types, and is comparable to other established indicators of institutionalization.
Topic:
International Affairs
Political Geography:
Global Focus

2155. Regimes In the World (RIW): A Robust Regime Type Measure based on V-Dem

Author:
Anna Lührmann, Staffan I. Lindberg, and Marcus Tannenberg
Publication Date:
05-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Classifying political regimes has never been as difficult as in this day and age. Most regimes in the world now hold de-jure multiparty elections with universal suffrage. Yet, in some countries these elections ensure that political rulers are – at least somewhat – accountable to the electorate whereas in others they are a mere window dressing exercise for authoritarian politics. Hence, regime types need to be distinguished based on the de-facto implementation of democratic rules. To this end, researchers increasingly turn to expert-coded data sets such as the new Varieties of Democracy (V-Dem) dataset. Using V-Dem data, we propose an operationalization of four important regime types – closed and electoral autocracies; electoral and liberal democracies – with vast coverage (almost all countries form 1900 to 2016) and precision. Our new Regimes in the World (RIW) measure includes uncertainty estimates to identify countries in the grey zone between regime types and account for inter-coder disagreement. In cases of disagreement with other datasets (7-12% of the cases), we classify regimes with severe electoral manipulation and infringements of the political freedoms more frequently as electoral autocracies than other datasets, which suggests that our measure captures the opaqueness of contemporary autocracies better.
Topic:
International Affairs
Political Geography:
Global Focus

2156. Constraining Governments: New Indices of Vertical, Horizontal and Diagonal Accountability

Author:
Anna Lührmann, Kyle L Marquardt, and Valeriya Mechkova
Publication Date:
04-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Accountability - constraints on the government’s use of political power - is one of the cornerstones of good governance. However, conceptual stretching and a lack of reliable measures have limited cross-national research and comparisons regarding the role of both accountability writ large and its different sub-types. To address this research gap, we use the V-Dem dataset and Bayesian statistical models to develop new ways to conceptualize and measure accountability and its core dimensions. We provide indices capturing the extent to which governments are accountable to citizens (vertical accountability), other state institutions (horizontal accountability) and the media and civil society (diagonal accountability), as well as an aggregate index that incorporates the three sub-types. These indices cover virtually all countries from 1900 to today. We demonstrate the validity of our new measures by analyzing trends from key countries, as well as by demonstrating that the measures are positively related to development outcomes such as health and education.
Topic:
International Affairs
Political Geography:
Global Focus

2157. V-Dem Comparisons and Contrasts with Other Measurement Projects

Author:
Michael Coppedge
Publication Date:
04-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
For policymakers, activists, academics, and citizens around the world the conceptualization and measurement of democracy matters. The needs of democracy promoters and social scientists are convergent. We all need better ways to measure democracy. In the first section of this document we critically review the field of democracy indices. It is important to emphasize that problems identified with extant indices are not easily solved, and some of the issues we raise vis-à-vis other projects might also be raised in the context of the V-Dem project. Measuring an abstract and contested concept such as democracy is hard and some problems of conceptualization and measurement may never be solved definitively. In the second section we discuss in general terms how the Varieties of Democracy (V-Dem) project differs from extant indices and how the novel approach taken by V-Dem might assist the work of activists, professionals, and scholars.
Topic:
International Affairs
Political Geography:
Global Focus

2158. Autocrats and Skyscrapers: Modern White Elephants in Dictatorships

Author:
Haakon Gjerlow and Carl Henrik Knutsen
Publication Date:
04-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Political leaders often have private incentives to pursue expensive and socially wasteful "white elephant" projects. Our argument highlights that weak accountability mechanisms allow autocratic leaders to more easily realize such projects, whereas democratic leaders are more constrained from doing so. We subsequently test different implications from this argument by drawing on a global dataset recording various features of skyscrapers, a prominent type of modern white elephant. We find that autocracies systematically build more new skyscrapers than democracies, and this result is robust to controlling for income level, state control over the economy, and country- and year-fixed effects. Further, autocratic skyscrapers are more excessive and wasteful than democratic. Autocratic regimes also pursue skyscraper projects no matter if they preside over rural or urban societies. In contrast, skyscrapers are fewer and - when first built - associated with less waste in democracies, and they are more frequently built urbanized democracies than in rural.
Topic:
International Affairs
Political Geography:
Global Focus

2159. Democracy and Corruption: A Global Time-Series Analysis with V-Dem Data

Author:
Kelly McMann
Publication Date:
03-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Theory predicts democracy should reduce corruption. Yet, numerous scholars have found empirically that corruption decreases at high levels of democracy but actually increases at low levels. A key weaknesses of studies that aim to explain this inverted curvilinear relationship, however, is that they do not disaggregate the complex concept of democracy. By contrast, this working paper disaggregates democracy theoretically and empirically. Our theoretical framework shows how components of democracy affect costs and benefits of engaging in corruption and, therefore, the level of corruption overall. Whereas other studies examine only how democratic accountability imposes costs on those engaging in corruption and thus illuminate only the downward curve of the relationship, we also examine the transaction costs and political support benefits of corruption and therefore can explain the initial uptick in corruption at low levels of democracy. Using measures of democratic components from Varieties of Democracy, we examine 173 countries from 1900 to 2012 and find that freedoms of expression and association exhibit the inverted curvilinear relationship with corruption, and that judicial constraints have a negative linear relationship. Moreover, the introduction of elections and the quality of elections act jointly, but each in a linear fashion. The mere introduction of elections increases corruption, thus accounting for the upward sloping segment of the inverted curve. Once the quality of elections be
Topic:
International Affairs
Political Geography:
Global Focus

2160. Explaining the Erosion of Democracy: Can Economic Growth Hinder Democracy?

Author:
Aníbal Pérez-Liñán and David Altman
Publication Date:
03-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Economic growth has become one of the leitmotivs academicians and pundits ask once and again to assess democratic endurance over time. While large portion of the literature posits that economic growth is positive for democracy (eg. Przeworski et al. 2000), for other scholars it is a profoundly destabilizing force (eg. Olson 1963; Huntington 1968). This paper fills these contrasting views asking whether economic growth can undermine democratic competition. We hypothesize that the relation between economic growth and party competition is mediated by the strength of political institutions and free expression. Economic growth promotes incumbency advantage. Rulers can artificially extend this advantage by narrowing the space for negative coverage and dissident voices as long as they have political room for maneuvering. We leverage exogenously-driven growth in Latin America to test this argument. Over the past two decades, the region experienced accelerated growth as a result of a global commodity boom. Using data for 18 Latin American countries during this period, we show that faster economic growth led to significant increases in incumbency advantage in the legislature only where free speech was under attack. Our findings have important implications for literatures on democratization, natural resources, and economic voting.
Topic:
International Affairs
Political Geography:
Global Focus