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21. The Challenge From North Korea

Author:
Riccardo Alcaro and Ettore Greco
Publication Date:
11-2017
Content Type:
Working Paper
Institution:
Council on Foreign Relations
Abstract:
A nuclear-armed North Korea is a threat to the fragile strategic equilibrium on the Korean Peninsula and to international security at large. Emboldened by a nuclear arsenal, the highly militarized regime of President Kim Jong-un could be tempted to embark on aggressive acts. Meanwhile, the United States could opt for preventive military action. Even if neither party seeks a military confrontation, conflict could ensue due to miscalculation or simple misreading of each other’s intentions. Limited military exchanges could spiral out of control, eventually involving not only North Korea, the United States, and its allies in the region—Japan and South Korea—but also China. The repercussions of North Korea’s nuclear challenge may not be limited to Northeast Asia, not least because the nonproliferation regime, a pillar of international security, would be dealt a serious, if not fatal, blow if regional adversaries sought to meet it by acquiring their own nuclear arsenals. The destabilizing effects of North Korea’s nuclear and ballistic programs on regional and international security cannot be overestimated. In devising a response to the North Korean challenge, regional actors should remain committed to the denuclearization of the Korean Peninsula, but they should also implement security measures with observable results short of full denuclearization. Specifically, the United States and its allies should concentrate on sanctioning North Korea and on diplomatic action, actively seeking the involvement of China and Russia, while employing a strategy of deterrence and containment.
Topic:
Diplomacy, Regional Cooperation, Military Strategy, Nonproliferation, and Denuclearization
Political Geography:
Japan, China, Asia, South Korea, and North Korea

22. Selected Essays on the Transition to a New Nuclear Order

Author:
Judith Reppy and Catherine M. Kelleher
Publication Date:
07-2016
Content Type:
Working Paper
Institution:
The Judith Reppy Institute for Peace and Conflict Studies
Abstract:
What conditions are needed for a stable transition to a new nuclear order, one in which the total number of nuclear weapons would be reduced to very low numbers, perhaps even zero? We have addressed the myriad issues raised by this question with funding from a grant on “Creating Conditions for a Stable Transition to a New Nuclear Order,” co-directed by Catherine Kelleher and Judith Reppy, from the John D. and Catherine T. MacArthur Foundation to the Judith Reppy Institute for Peace and Conflict Studies at Cornell University. The essays collected here are a sample of the work supported by the grant. The goals of our project are three-fold: to take a fresh look at the theoretical underpinnings of the arguments about strategic security and nuclear doctrines; to encourage members of the younger generation (NextGen) scholars working on nuclear security issues to see themselves as part of a network that stretches from scholars in the field to active participants in the policy process; and to disseminate the products of the project to the policy community, in Washington and elsewhere. We have convened four workshops—in Berlin (December 2014); Ithaca, NY (November 2015); Monterey, CA (February 2016); and Washington, DC (May 2016)—and held several discussion dinners in Washington, DC. We received very welcome assistance in organizing these events from the German Marshall Fund, which hosted our Berlin workshop, and Bill Potter and Jeffrey Lewis at the Middlebury Institute for International Studies in Monterey. Elaine Scott and Sandra Kisner at Cornell provided invaluable support throughout, as did Ari Kattan, Jessica Gottesman, and Debak Das.A number of themes have emerged from these meetings, which we outline below. First, however, it is worth discussing the broader context in which the project has unfolded. In a very real sense, the seeds of our project were sown by the “Gang of Four” op-ed in the Wall Street Journal in January 2007 calling for worldwide nuclear disarmament. This call, coming from four highly respected individuals in the policy world, re-invigorated the debate over the usefulness and dangers of nuclear weapons around the world, and spurred a number of similar calls from diplomats and politicians in other countries. In April 2009, President Obama gave an important speech in Prague, in which he stated that the United States was committed “to seek the peace and security of a world without nuclear weapons.”2 The shift in the political discussion encouraged scholars to return to the topics of strategic security and nuclear deterrence, topics that had fallen into neglect following the end of the Cold War. One such effort was a series of meetings organized by Catherine Kelleher under a grant from the Carnegie Corporation, which resulted in our co-edited book, Getting to Zero. In that volume the question of what a transition to nuclear zero would look like was broached, but not analyzed in detail. The current project is intended as a step toward filling that gap. The dangers that nuclear weapons pose—from accidents, miscalculation in times of crisis, or their acquisition by non-state actors—have persuaded many people that a nuclear-weapons free world is desirable. The optimism that nuclear disarmament might be feasible was based in large part on the success of European countries following World War II in building a zone of peace across the European continent, historically the site of so many bloody wars, and on the peaceful dissolution of the Soviet Union. The Russian annexation of Crimea in spring 2014, however, ushered in a period of conflict in Ukraine and threw the validity of the European model into question. In Asia, stability has been threatened by North Korea’s detonation of nuclear devices and a more assertive international policy on the part of China. These shifts in the international situation have made it clear that a new nuclear order will have to be robust enough to weather unexpected political shocks, as well as the challenges arising from technological changes that can undercut strategic balances and other changes that we cannot foresee. As Harald Müller has cogently argued, global nuclear disarmament will not happen in a world that looks like the world of today, minus nuclear weapons. Instead, it will be the result of a step-by-step process of changing ideas, building new modes of cooperation and trust among states, and finding ways to respect regional differences within a global order. The essays in this Occasional Paper offer ideas for this process. We have selected them from the larger number of commissioned papers and commentaries produced by the participants in the project. We have confined our choices to papers by NextGen participants and included examples from each of the four workshops. The issues discussed include new ways to frame deterrence logics, important both for understanding the history of the Cold War and current questions of nuclear learning (Harrington; Akhtar). Security perspectives both within and between regions are analyzed (Zhao; Martin), and the importance of cooperative approaches to security addressed (Kühn; Gheorghe).
Topic:
National Security, Nuclear Power, Denuclearization, and Transition
Political Geography:
Russia, United States, China, Europe, Asia, and North America

23. Setting Priorities for Nuclear Modernization

Author:
Lawrence Korb and Adam Mount
Publication Date:
02-2016
Content Type:
Working Paper
Institution:
Center for American Progress - CAP
Abstract:
n the next decade, the United States will have to make decisions that will shape its nuclear arsenal for much of the next century. Nearly every missile, submarine, aircraft, and warhead in the U.S. arsenal is nearing the end of its service life and must be replaced. As Congress and the Obama administration continue to wrestle with the effects of sequestration on projected levels of defense spending, the U.S. Department of Defense has begun a series of procurement programs that will nearly double the amount the country spends on its nuclear deterrent in the next decade compared to what it spent in the past decade. Over the next 30 years, the cost of the nuclear deterrent could pass $1 trillion and crowd out defense and domestic investments needed to keep the United States strong and competitive. In addition, it could undermine U.S. credibility on the issue of nuclear proliferation—especially when it comes to dealing with regimes such as Russia, China, and North Korea.
Topic:
Foreign Policy, Diplomacy, Nuclear Weapons, Military Strategy, and Denuclearization
Political Geography:
Russia, Japan, China, Europe, Asia, South Korea, North Korea, North America, and United States of America

24. Keeping the Bombs in the Basement: U.S. Nonproliferation Policy toward Israel, South Africa, and Pakistan

Author:
Or Rabinowitz and Nicholas L. Miller
Publication Date:
06-2015
Content Type:
Journal Article
Journal:
International Security
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
Many accounts suggest that the United States did little to prevent Israel, Pakistan, and South Africa from developing nuclear weapons. These accounts are flawed, however. The United States did attempt to stop all three countries from acquiring the bomb and, when those efforts failed, to halt additional proliferation measures such as further testing and weaponization.
Topic:
Nuclear Weapons, Weapons of Mass Destruction, Military Strategy, Nonproliferation, and Denuclearization
Political Geography:
Pakistan, United States, Israel, and South Africa

25. Evaluating Project Aim 2020: Preparing to Transform the U.S. Nuclear Regulatory Commission

Author:
Robert Shea
Publication Date:
03-2015
Content Type:
Working Paper
Institution:
The National Academy of Public Administration
Abstract:
The U.S. Nuclear Regulatory Commission (NRC) has experienced significant changes over the last five years. NRC developed Project Aim 2020 (Project Aim) to improve the agency’s planning and operational functions. Project Aim set out to identify key strategies and recommendations to transform the agency during the next five years to enhance the NRC’s ability to plan and execute its mission in a more effective, efficient, and agile manner. The NRC requested the National Academy of Public Administration (the Academy) to conduct an independent assessment of Project Aim. The Academy’s review of Project Aim consisted of two reports: an evaluation of Project Aim processes; and an assessment of the Project Aim final report. The Academy reports were prepared by a professional Study Team, in consultation with an experienced Focus Group of five Academy Fellows and one non-Fellow. The Study Team and Focus Group utilized their knowledge of strategic planning and organizational change management in their evaluation of the NRC’s efforts, providing the NRC with several pragmatic recommendations as the agency pursues an important organizational transformation.
Topic:
Diplomacy, Nuclear Weapons, United Nations, Military Strategy, Nuclear Power, and Denuclearization
Political Geography:
Global Focus

26. How Can an Inter-Korean Summit Contribute to the Denuclearization of North Korea?

Author:
Sung Bae Kim
Publication Date:
06-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Only a few months ago, a third inter-Korean summit and the resumption of the Six-Party Talks both seemed likely. With contacts for an inter-Korean summit under way since last year and the Chinese proposals for the Six-Party Talks having been warmly accepted by the United States and North Korea, the prospects were positive. The sinking of the ROK Navy corvette Cheonan on March 26, 2010, however, destroyed this optimism. A two-month multinational investigation, led by South Korea, uncovered clear evidence of North Korea’s involvement, and the South Korean government imposed strong and comprehensive sanctions against the North on May 24. The punishments included the suspension of inter-Korean trade, the resumption of psychological warfare operations, and strengthening naval exercises in the Yellow Sea. In response, North Korea announced that it would sever all inter-Korean relations and threatened war with the South. The whole situation on the Korean Peninsula has been deteriorating day by day, worsening already high tensions so that even military clashes seem potentially possible. The prospects for the Six-Party Talks are now also very negative. The Cheonan incident has proved to be a black hole absorbing all other critical issues. Kim Jong-il 's visit to China in May 2010 seemed to signal that the Six-Party Talks might be resumed, but this possibility could not appease Seoul’s fury over the sinking of the Cheonan. Diplomatic efforts for the resumption of the talks have been replaced with new moves to initiate additional sanctions against North Korea. Of course, the North Korean nuclear crisis, which is after all an urgent problem with both regional and global consequences, cannot be forever tied to the Cheonan incident. After a cooling-off period, diplomatic mediations to resume the Six-Party Talks can be restarted by China. But the concern at this time is that North Korea, in light of the Cheonan incident, might insist on excluding South Korea from the talks. Given the current situation, is there any possibility for an inter-Korean summit? A summit might, paradoxically, be the only means of exit from the crisis. Interestingly, in 1993, when the first North Korean nuclear crisis had broken out and military tensions were extremely high, a proposal for an inter-Korean summit was accepted. The meeting was only canceled because of Kim Il-sung's sudden death on July 8, 1994. Today, for inter-Korean relations to resume, a whole new framework is needed, given that all existing North-South agreements have been nullified. Such a rebuilt relationship can only be achieved through a third inter-Korean summit. Moreover, progress on the North Korean nuclear issue is impossible until the current state of North-South relations is improved. Were the Six-Party Talks to resume that occurs, they would end up at best as a diplomatic battle between the two Koreas. In the end, the only solution is an inter-Korean summit, which could achieve a breakthrough both in relations between North and South and on the nuclear issue at the same time.
Topic:
Diplomacy, Military Strategy, Bilateral Relations, Conference, and Denuclearization
Political Geography:
Asia, South Korea, and North Korea

27. Coping with the North Korean Survival Game: The Cheonan Incident and Its Aftermath

Author:
Seong-Ho Sheen
Publication Date:
07-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
While on a routine patrol along the Northern Limit Line (NLL), a South Korean Navy corvette, Cheonan was hit by an external explosion and rapidly sunk at 9:22pm on March 26, 2010. Of the one hundred and four South Korean crew members on board, forty six were found dead or remain missing (Cha 2010). After weeks of a scientific investigation supported by an international team of twenty four American, British, Australian, and Swedish experts, the South Korean government announced on May 20, that the ship was sunk by a torpedo launched from a North Korean midget submarine. The South Korean government and the public are now weighing the various measures in how to respond to this major North Korean provocation. Experts, on the other hand, are trying to understand what might have been the cause of such a bold aggression by the North Korean regime. While some have suggested a combination of various reasons for the alleged attack, a prominent North Korean insider has argued that the Cheonan incident may have to do with the North Korean leadership succession issue. Cho Myung-chul, a former professor at Kim Il-sung University, has suggested that the Cheonan incident was the work of the emerging leadership surrounding the young and unknown Kim Jong-eun, the son of Kim Jong-il and possible future successor. The motivation then would be for Kim Jong-eun and his supporters to prove themselves to Kim Jong-il and North Korean people. Leadership succession in a dictatorship tends to create a lot of uncertainty, anxiety, and confusion for its governance and the state apparatus. There will be competition and rivalry among different groups and factions for survival and to take a lead in the power transition. In that process, hard liners tend to command a stronger voice. Given the mounting pressures of a deteriorating economic situation and diplomatic isolation since the famine of 1995-98, sinking a South Korean warship could score an important political victory domestically, inducing the North Korean people to be proud of its regime and new leadership. At the same time, it could teach a lesson to the Lee Myung-bak government which has insisted on linking the nuclear issue with North-South exchanges. Indeed, North Korea issued a series of warnings to South Korea after criticizing the Lee administration for refusing to restart the Mount Kumkang Tours that had been canceled after a South Korean tourist had been shot by a North Korean guard on July 11, 2008. Pyongyang was further upset by alleged contingency planning for a sudden collapse of the regime and the hosting of military exercises with the United States. In particular, just a couple of weeks before the Cheonan incident, the Korean People’s Army issued a statement that it would no longer remain bound by the Korean War Armistice or the 1992 North-South Non-Aggression Agreement, therefore it “will legitimately exercise their force for self defense, unhindered, just as they had determined to do.” The worry now is that such provocations may eventually be aimed at the Obama administration which has hardened its position toward North Korea since the second nuclear test on May 25, 2009. While not completely excluding the possibility for bilateral dialogue, the United States has insisted that Pyongyang must return to the multilateral Six-Party Talks by implementing its obligations under previous agreements. North Korean demands for nuclear arms control and a peace treaty in exchange for denuclearization has only strengthened Washington’s deep mistrust of Pyongyang’s true intentions. Considering that the Obama administration has adopted a policy of wait and see, or what it calls “strategic patience,” the North Korean leadership might have concluded that there is not much to gain from making a deal with Washington for now. Furthermore, President Obama’s designation of North Korea along with Iran as an outlier in his drive for a “World Without Nuclear Weapons” and a possible target of U.S. nuclear weapons in the recently published 2010 Nuclear Posture Review can only have made Pyongyang’s conviction even more pessimistic. The problem is that the sinking of the Cheonan may not be an isolated incident. North Korea may become more desperate and brazen as they face increasingly harsher measures from South Korea and the international community, particularly the United States. The race for completing succession by 2012 may further strengthen the voice of hardliners who wish to heighten tensions with South Korea and the United States. More importantly, the Cheonan incident could be a sign of increasing instability in North Korea. The regime there faces the critical question of Kim Jong-il’s health and the issue of succession amidst a deepening economic crisis and international isolation. The Cheonan incident not only presents the immediate challenge of crisis management but also poses a medium to long-term question about the regime’s future.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Conflict, Missile Defense, and Denuclearization
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

28. North Korea at the Crossroads

Author:
EAI Security Net
Publication Date:
08-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
North Korea is now at the crossroads. It needs to make a strategic decision on whether to defend its nuclear program and “military-first politics” against the pressure of increasing international sanctions or to denuclearize and pursue “economy-first politics.” Depending on which decision Kim Jong-il makes, his successor will face either the path of opportunity or the path of peril. Currently, Kim faces the challenge of ensuring a smooth transition of power to his successor. At the same time, he must negotiate with an international community that is trying to induce Pyongyang to abandon its nuclear program by simultaneously imposing sanctions on it while offering a comprehensive negotiation package. In this situation, the surrounding countries must construct an international environment that is favorable to convincing North Korea to abandon its nuclear program and join the international community. Furthermore, the neighboring countries need to actively support and develop a clear formula for establishing a lasting peace framework on the Korean Peninsula. Since the death of Kim Il-sung in 1994, Kim Jong-il has faithfully followed the will of his father, who stated that North Korea will denuclearize if and only if the United States withdraws its hostile policy and nuclear threat toward Pyongyang. Amidst the backdrop of its increasing international isolation in the post-Cold War era, the North Korean regime made the decision to develop nuclear weapons as to safeguard its survival. However, this decision brought it into sharp conflict with the United States, who strongly opposed Pyongyang’s nuclear program. The United States could not allow a nuclear-armed North Korea that would destabilize the East Asian region. Subsequently, its strategic decision to pursue the nuclear military-first politics has led North Korea to become a “weak and vulnerable nation” rather than a “strong and prosperous nation,” enduring hardships along the “arduous march.” Compared to circumstances in 1994 and 2003, the current situation confronting Kim Jong-il is far more complex and difficult. Not only must he revive a shattered economy but he must also adroitly manage the sensitive process of leadership succession that is still ongoing. If Kim fails to take the initiative to give up his nuclear program and allows the nuclear military-first politics to dominate the succeeding regime, it will become even more difficult for North Korea to make the transition toward a non-nuclear economy-first politics. Given the fact that external pressure from the international community for denuclearization and internal pressure of attenuating stability will only continue to increase, the succeeding regime will be in a position where giving up the card that guarantees its survival is impossible. Moreover, it would be political suicide for the new regime to abandon the nuclear military-first politics. As the son of Kim Il-sung who is the embodiment of Chuche ideology, Kim Jong-il needs to make the critical decision to abandon North Korea’s nuclear program. There is no other method for resolving the tense situation without denuclearization. Nuclear weapons might be a shot of morphine to ease the pain temporarily, but it cannot be the remedy to cure a dying patient.
Topic:
Security, Military Strategy, Leadership, and Denuclearization
Political Geography:
Asia and North Korea

29. North Korea: Negotiations Work

Author:
Leon V. Sigal
Publication Date:
02-2007
Content Type:
Working Paper
Institution:
MIT Center for International Studies
Abstract:
In a laudable about-face, President Bush has decided at last to accept North Korea's longstanding offer to suspend production of plutonium by shutting down and sealing its reactor and reprocess- ing plant at Yongbyon, halting construction of a larger reactor and not restarting a newly refurbished fuel fabrication plant. In so doing, he is rejecting the counsel of American hardliners who have kept the United States from making and living up to earlier agreements while managing to convince much of America that it is North Korea that has been the one at fault. By negotiating in earnest, Bush has achieved an important goal for U.S. and Asian security.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, and Denuclearization
Political Geography:
United States, Japan, China, Asia, South Korea, and North Korea

30. The U.S.-India Nuclear Deal: Triumph of the Business Lobby

Author:
Subrata Ghoshroy
Publication Date:
09-2006
Content Type:
Working Paper
Institution:
MIT Center for International Studies
Abstract:
South Asia has come a long way since the days of SEATO and CENTO1 —the U.S.- sponsored pacts to contain China and keep India under check. Gone are the days when the Seventh Fleet flexed its muscle on the Bay of Bengal in support of a beleaguered Pakistan in its military campaign against the “mukti bahini”—the freedom fighters in erstwhile East Pakistan, now Bangladesh. Once the leader of the non-aligned, the Indian government has not expressed even a whimper of protest about what has been happening to Iraq, Lebanon, or Gaza. India and the United States now are “natural allies,” apparently forged primarily by mutual economic interests. But there was the China factor as well. Although left unsaid, China entered in to the calculation of both India and the United States. The Bush administration is careful not to revive the notion of the Cold War policy of containing China, but many in the Congress are not so reticent. At the same time, the Indian government is equally careful to highlight the growing normalization of relations and the growing trade ties with Beijing. But the clamor in the security community in New Delhi is all about countering China—a topic I heard repeatedly during my recent visit to the region. So its importance cannot be discounted. But the economic incentives of the deal have not earned as much scrutiny, a major oversight in the public discourse.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Deterrence, and Denuclearization
Political Geography:
United States, China, India, Asia, and North America