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1401. U.S. Policy on Caspian Energy Development and Exports: Mini-Case and Paradigm

Author:
Graham T. Allison and Emily Van Buskirk
Publication Date:
05-2001
Content Type:
Working Paper
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
The date is July 1, 2001. Real world history and trends occurred as they did through March 19, 2001 — except for the hypothetical departures specified in the case below. Events after March 19 that are not specified in this case are assumed to be straight - line projections of events as they stand on March 19. Assume, for example, that sporadic violence continues in the Middle East at the current level of intensity; Britain and the U.S. are nearing the end of their review of UN sanctions against Iraq, and will soon make recommendations on refocusing the sanctions to make them “smarter”; as expected, Mohammad Khatami was reelected as President of Iran on June 8 with a mandate for continued reform; the price of oil is $25/barrel; events in Chechnya and Ukraine, and negotiations over Nagorno - Karabagh will continue as before.
Topic:
Conflict Resolution, Security, Democratization, and Energy Policy
Political Geography:
Britain, Russia, United States, Iraq, Ukraine, Middle East, Asia, and United Nations

1402. Stability and Peace in the Caucasus: The Case of Nagorno-Karabagh: Keynote Address

Author:
Brenda Shaffer
Publication Date:
05-2001
Content Type:
Working Paper
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
"We have gathered together in this very picturesque village setting, esteemed negotiators both from the past and the present, honorable diplomats and officials, professional facilitators and researchers on both conflict resolution and the Caucasus from many places, including Germany, Azerbaijan, Armenia, Russia, U.S., France, Iran and Turkey. Many of the primary diplomats responsible for the recent breakthroughs in the negotiations on Nagorno-Karabagh are currently present in this room, or on their way. They have been fulfilling their mission passionately and selflessly.
Topic:
Conflict Resolution, Security, Democratization, and Energy Policy
Political Geography:
Russia, America, Europe, and Asia

1403. Negotiations on Nagorno-Karabagh: Where Do We Go From Here? (Summary and Transcript Publication, with Photographs)

Author:
Brenda Shaffer, Carey Cavanaugh, Hamlet Isaxanli, and Ronald Suny
Publication Date:
04-2001
Content Type:
Working Paper
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
From April 3 - 7, 2001 the Organization for Security and Cooperation in Europe convened negotiations in Key West, Florida, aimed at achieving a peace settlement for the Nagorno - Karabagh conflict. U.S. Secretary of State Colin Powell opened this set of talks between Azerbaijani President Heydar Aliyev and Armenian President Robert Kocharian, each of whom met separately with Secretary Powell in Florida and, subsequently, in Washington D.C. with President Bush. The United States, France and Russia were the mediators at the negotiations, as co - chairs of the OSCE “Minsk Group” (which includes 13 countries) established in 1992 as part of an effort to end the conflict. The chief negotiator on the U.S. side at Key West was Ambassador Carey Cavanaugh, who is the State Department's Special Negotiator for the conflict on a constant basis. The negotiations were held in proximity format, meaning that the facilitators held separate talks with each of the heads of Azerbaijan and Armenia.
Topic:
Conflict Resolution, Security, Democratization, and Energy Policy
Political Geography:
Russia, United States, Europe, Washington, Asia, Armenia, Azerbaijan, and Florida

1404. Sea of Instability: Caspian Politics and Pipelines (Event Summary)

Author:
Thomas Goltz
Publication Date:
04-2001
Content Type:
Working Paper
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
Journalist Thomas Goltz gave a seminar on April 10 entitled, "Sea of Instability: Caspian Politics and Pipelines," and jointly sponsored by the Caspian Studies Program and the Davis Center for Russian Studies. Goltz provided his own unique perspective on the Caspian Region and its complex geo-political situation. He did this by means of a twenty-minute video presentation entitled "Oil Odyssey 2000" (of the epic delivery of the first barrel of oil, via the planned route of the Baku-Tbilisi-Ceyhan pipeline, on three-wheeled motorcycle) and a subsequent talk on the events that took place following the trip. Video summary: The documentary (needs to be seen to be believed) candidly charts the events surrounding the attempt to transport the first barrel of "Caspian crude" from Baku to Ceyhan. The video follows 26 intrepid travelers as they wind their way (Azerbaijan, Georgia, Turkey) through the Caucasus on wheels. While the group has its fair share of misfortune (breakdowns, border crossing issues and even an unfortunate accident), the film clearly shows how the people along the way are very excited by the prospects of the pipeline — almost every stop looked like a party! A public relations coup de grace for everyone involved, Oil Odyssey manages to cover the Caucasus — from the larger-than-life leaders to the everyman to the ex-patriots (and shows how they are all willing to jump through hoops in the name of crude!) — in its imagined mystery and hardened reality. Seminar presentation: In a brief follow-up to the video, Goltz added that partially as a result of delivering the first symbolic barrel of Caspian crude: the Turkish oil establishment became more serious about the Baku-Ceyhan pipeline; a Sponsors' Group put down approximately $25 million to fund the basic engineering studies for the pipeline (engineers are currently mapping and examining the route), which will conclude in May/June. Support for the Baku-Tbilisi-Ceyhan pipeline has been building among the oil companies. One year ago, Goltz reminded, the Clinton administration was repeatedly sending delegations to England to lure John Brown (of BP Amoco) into sponsoring Baku-Ceyhan project. This year, the roles have been reversed, with John Brown sending delegations to Washington to convince the new U.S. administration not to change official policy on the pipeline or the Iran-Libya Sanctions Act (which might open up a new route for Caspian oil). Goltz noted other factors that have increased the lure of Baku-Ceyhan, including significant finds of natural gas at the Shah Deniz oil fields, raising the possibility of the construction of a parallel pipeline (without extra engineering cost) and the discovery of "historic levels" of hydrocarbon levels in the Kazakh section of the Caspian sea (Kashagan). This, followed by the unexpected announcement by Nursultan Nazarbayev (President of Kazakhstan) to commit a significant portion of the oil from this field to the Baku-Ceyhan pipeline, has also raised interest. Rumor also has it that there is a split between the Russian Federation and the Russian oil oligarchs operating in the Caspian, who might want BTC as an option for exporting their product. Goltz identified both regional and local security as important concerns both in policy towards the pipeline and in the region on the whole. On a regional level, there are the continuing Caucasus conflicts (in Ossetia and Abkhazia, for example). On the local level, there are the drastically reduced social conditions outside of the capital cities. Goltz notes that the rural/urban dichotomy in the Caucasus is perhaps more pronounced now than ever before, citing Yerevan as the most extreme example. Goltz noted that the current debate on Armenia is focused on when it will go from a dying state to a dead one — in other words, when there is no one left, because of massive emigration. Goltz also pointed to the Russian Federation's decision to impose the visa regime upon Georgia as a potential catalyst for regional change. He theorizes that the estimated 500,000+ Georgians will now de facto become loyal towards the Russian state as it is providing them with the means to live. The same process of out-migration is occurring in Azerbaijan, where an entire generation of youth has left the provincial cities for Russia to try and make a living. According to Goltz, the oil companies are picking up the "social slack" in an attempt to compensate for this phenomenon. They are providing services (schools, wells, drinking water, etc.) in what Goltz terms "enlightened self-interest" — as they do not want to see a revolution on their hands. Q A Session: In response to a question about where the final pipeline will actually end up (i.e. is there a chance it will go through Armenia because of the Bush administration's design), Goltz recalled the initial stages of the Baku-Ceyhan project in 1992, when Armenia was prepared to drop the issue of "genocide" under the Ottoman Empire to have the pipeline go through its territory. Even though that didn't happen, Goltz pointed out that Turkish and Armenian officials do have some sort of a dialogue, and that the U.S is indeed promoting the dialogue heavily. Even though he views this exchange as positive, Goltz expressed no real hope for an impending resolution. Goltz expressed doubt that the pipeline might be moved, as logistically so much has already been done to get the project to its current engineering phase that drastic changes would ultimately reshape the entire endeavor. Goltz explained BP's turnaround on Baku-Ceyhan as being simply a matter of the number crunchers in London deciding that the Caspian region will play a serious role in BP's future (as it views itself over the next two decades). When asked if the Armenian route is purely geographically better, Goltz answered that of course the easiest route would be across Karabagh and Armenia — every inch you shorten the pipeline, the more money you save (cutting out swaths of pipeline). However, we can't simply eliminate all of the politics surrounding the situation that prevent this scenario from taking place. Goltz noted that there is a general need to separate U.S. policy from that of the mega-nationals (oil companies). He hinted that there is more enthusiasm on the part of oil companies right now, and not the U.S. government. And if the Russian Federation had been able to get their act together in the late 80s / early 90s and hadn't broken contracts and deals made on Siberia, the oil companies wouldn't have traveled down to Baku in the first place. Of course now corruption in Azerbaijan is forcing some companies to reconsider their position. While Iran would be geographically easier (to transport oil) than even Armenia, there remains the issue of which Iran are you dealing with (there are many levels). It is far easier to work in Azerbaijan, where once you have Aliyev's support, anything will get done. When the topic of presidential succession arose, Goltz mentioned that Ilham (President Aliyev's son) has not mentioned anything about running for presidential office in 2003. In fact, Goltz offered that the most likely scenario would involve someone else assuming office first, so that this person could make all the mistakes and then Ilham could come to the 'rescue'. Goltz also discounted the "certain chaos" that will supposedly occur after Aliyev is gone. Instead he feels there will be a credible succession, most likely led by someone who is studying abroad and interacting with the West. n response to a question regarding apparent discrepancies in statements make by President Aliyev and his son on issues as Armenia and Russia, Goltz offered the point that Azerbaijan is essentially a friendless state. It has to keep as many balls up in the air as possible — leading the Mr. Aliyevs to say whatever is necessary to keep other nations involved and interested in Azerbaijan. Things such as Section 907 and the embargo of Armenia, both of which prevent the U.S. and the E.U., respectively, from becoming true friends of Azerbaijan, bolster this position. Goltz dismissed the idea that underground movements in Azerbaijan will rise up to lead the large refugee population to recapture Armenian-occupied territory. In his opinion, while the refugee population wants its land back, it also simply wants peace. Goltz feels that Aliyev successfully neutered much of the pro-war opposition by having the three current peace proposals translated into Azeri, published in the newspapers and forcing his opponents in parliament to debate the possibilities. Unfortunately, the Azeri government has ignored the refugees, both financially and socially. The refugees are an uprooted and socially displaced group that lacks ties to formal Azerbaijan — this is one of the reasons why there are so many young men leaving for Russia to find work. At the same time, however, the only people talking about war are power-thirsty politicians from Baku who have never been to the regions and are not in touch with current refugee sentiments. Refugees are more concerned with living day-to-day than they are with mounting an armed attack on occupied territory. When asked about the refugee population's thoughts on the possibility of resettlement, Goltz agreed that the people are, by necessity, settling down. As each year passes, they take more steps towards solidifying their current living situation simply as a means of survival. Of course, in all refugee situations, governments are reluctant to endorse permanent settlement as it means forsaking their occupied territory. There is a strong resentment towards the U.S. — as it has been involved in many of the processes (democratization, etc.) that have changed Azerbaijan significantly from its former communist self, yet there have been no obvious improvements in the average person's living situation. The people are becoming frustrated with the "let's wait a little while longer" approach, as there has been no sign of trickle-down from oil investments and foreign aid.
Topic:
Conflict Resolution, Security, Democratization, and Energy Policy
Political Geography:
Russia, United States, Europe, and Asia

1405. Russian Democracy: Is There a Future?

Author:
Michael McFaul
Publication Date:
01-2001
Content Type:
Working Paper
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
MELISSA CARR : On behalf of the Strengthening Democratic Institutions Project, I would like to welcome you to our seminar. Michael McFaul is going to lead us in a discussion entitled, "Russian Democracy: Is there a future?" This is a topic that SDI has been following through our publications and programs for over ten years now. SDI's current thoughts on this topic are outlined in our publication, Russia Watch. The lead article, "Buttressing Russia's Democratic Freedoms" outlines some of our thoughts on this topic.
Topic:
Conflict Resolution, Security, Democratization, and Energy Policy
Political Geography:
Russia, Europe, and Asia

1406. Russian Democracy: Is There a Future?

Author:
Michael McFaul
Publication Date:
01-2001
Content Type:
Working Paper
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
On behalf of the Strengthening Democratic Institutions Project, I would like to welcome you to our seminar. Michael McFaul is going to lead us in a discussion entitled, "Russian Democracy: Is there a future?" This is a topic that SDI has been following through our publications and programs for over ten years now. SDI's current thoughts on this topic are outlined in our publication, Russia Watch. The lead article, "Buttressing Russia's Democratic Freedoms" outlines some of our thoughts on this topic.
Topic:
Conflict Resolution, Security, Democratization, and Energy Policy
Political Geography:
Russia, Europe, and Asia

1407. Indonesia at the Crossroads

Author:
Catharin E Dalpino
Publication Date:
09-2001
Content Type:
Policy Brief
Institution:
The Brookings Institution
Abstract:
Indonesia's fragile new democracy is threatened by political turmoil, prolonged economic crisis, and a serious upswing in internal violence. The July inauguration of President Megawati Sukarnoputri as president is not a panacea for any of these problems, but it offers Indonesia the opportunity to make crucial mid-course corrections in its move out of authoritarian rule and economic collapse. In this regard, early indications from Jakarta are mixed.
Topic:
Democratization, Government, and Human Rights
Political Geography:
Indonesia and Southeast Asia

1408. Are Russians Undemocratic?

Author:
Michael McFaul and Timothy J. Colton
Publication Date:
06-2001
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
A NEW NARRATIVE ABOUT POST -S OVIET R USSIA is taking hold in policy, media, and academic circles and shows signs of entrenching as a new conventional wisdom. By this reading, Russia's experiment with democracy has flat-out failed. So misconceived and mismanaged were the political and economic reforms of the 1990s that they have fueled mass disenchantment with democratic norms and brought authoritarianism back into repute. Russians, in short, are said to be giving up on democracy.
Topic:
Democratization and Government
Political Geography:
Russia, Europe, and Asia

1409. Multiethnic State, Ethnically Homogeneous State and the Future of the Nation-State in the Balkan.

Author:
Plamen Pantev
Publication Date:
05-2001
Content Type:
Working Paper
Institution:
Austrian National Defence Academy
Abstract:
Approaching and testing the capacity and effectiveness of the nation-states in the Balkans is a long-term research necessity for many reasons: First, despite the tendency of making the state boundaries less and less significant in the era of new information technology, global economy and new communications capabilities the nation-state will remain the key organisational unit of the international system and the features of national sovereignty will continue to dominate and influence the management toolbox of international relations and domestic politics. Hence, any form and nuance of the nation-state in the Balkans will have a decisive meaning for dealing with the political and security agenda of the region.
Topic:
Democratization and Globalization
Political Geography:
Europe and Balkans

1410. Two Reluctant Regionalizers? The European Union and Russia in Europe's North

Author:
Hiski Haukkala
Publication Date:
01-2001
Content Type:
Working Paper
Institution:
Finnish Institute of International Affairs
Abstract:
It has become something of a cliché to argue that the break-up of the Soviet Union in 1991 resulted in dramatic changes in the unfolding of political space in the 1990s. Yet this was especially true in the case of the then European Community (EC) and its relations with the Soviet Union/Russian Federation. During the Cold War, the relations between the EC and the USSR were practically non-existent. The ascension of Mikhail Gorbachev and the period of perestroika and glasnost resulted, however, in a gradual rapprochement between the two parties. The creation of these new ties was formalized in the signing of a Trade and Cooperation Agreement (TCA) between the EC and the USSR, which was, however, in effect signed with an already crumbling Soviet Union as it took place as late as 21 December 1989.
Topic:
Democratization, Development, Economics, and Regional Cooperation
Political Geography:
Russia, Europe, Asia, and Soviet Union