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131. Debunking Chinese Thinking on a Peace Agreement and Peace Regime for the Korean Peninsula

Author:
Jaewoo Choo
Publication Date:
07-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
At least for the time being, China’s foreign policy goals are focused on the preservation of the status quo in its peripheries, including the Korean Peninsula. China sees its long absence of war or military conflict as evidence of the well-preserved peace and stability of its security environment. Conversely, it conceives that this status quo has been conducive to achieving its foremost national goal, economic modernization. It continues to strive to improve its security environment within the equilibrium. There seems to be one growing exception, however, in the case of the Korean Peninsula, however. China’s support for the replacement of the Korean War Armistice with a peace agreement and a peace regime is in stark contrast to its status quo policy. Given China’s long advocacy as a peace-loving nation, it seems only logical that putting an end to Korea’s current technically-at-war status would make sense. Beijing has its own reasoning and logic behind its supportive call for a new peace arrangement on the peninsula. A confrontational international structure around the peninsula, for instance, can only be overcome by a peace agreement, a precondition necessitated by the Armistice. Hence, a peace agreement before normalization of this structure is perceived to be path-dependent. However, serious challenges arise if a call for a peace agreement and regime is put forth without much thinking regarding the strategic implications. Chinese scholars and experts tend to overlook this factor in their appraisal. On the surface, theirs is a just and righteous call that a peace agreement must replace the Armistice. It is critical to the installment of “perpetual peace” on the peninsula. It is also logical that such peace can be guaranteed by forging a peace regime, an assurance mechanism that will supplement the “peace” endowed by the agreement. If Chinese claims are correct, why are they not embraced by others? There must be something wrong in what the Chinese widely believe. Although their analysis of the imperatives for a peace agreement and regime is undeniable, as we shall see, their call for a peace agreement and regime still remains contradictory to the status quo orientation of their mother country’s foreign policy. Moreover, their work seems to lack insight regarding the strategic and structural implications of the full implementation of such a peace arrangement. Furthermore, Chinese pundits must define the meaning of a new peace in a more articulated way in the context of a new regional order to effectively defend their nation’s support for a peace agreement and regime.
Topic:
Foreign Policy, Diplomacy, Political stability, and Peace
Political Geography:
China, Asia, South Korea, and North Korea

132. On the Rocks: Korea and Japan Divided over the Dokdo Issue

Author:
D. Bong Youngshik
Publication Date:
08-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
No serious observer of postwar relations between South Korea and Japan doubts that there is a bilateral issue between the two nations that is more persistent and volatile than their feud over the sovereign status of the two minuscule islets of Dokdo. This commentary examines the history of disputes over Dokdo, and attempts to argue that the starting point for a solution lies in the pragmatic and prudent approach, not in assertive diplomacy based on nationalistic sentiments. Since the end of World War II, Dokdo has been under the effective administrative control of the South Korean government. The Japanese government has protested at various official levels since then, arguing that the islets, which it calls Takeshima, belong to Japan in accordance with historical evidence and international law. The diplomatic feud over the territory did not flare up during the Cold War, because both countries involved in the controversy made security cooperation against the communist threat in Northeast Asia their top priority. It was only after concerns over the external regional security environment were lifted with the end of the Cold War that Japan began to fortify its claims to Dokdo in a far more assertive and diversified manner. South Korea responded to this change by making periodic departures from its traditional line of defense of “quiet diplomacy”—that is, taking the view that because its sovereignty over the islets is indisputable and its control over them remains complete, South Korea has no strategic interests in aggressively and emotionally reacting to Japan’s escalatory territorial policy. To do so would only reinforce Japan’s claim that there does exist an unresolved territorial issue between the two countries and the sovereign status of Dokdo is undetermined, when in fact South Korea’s position is the opposite.
Topic:
Defense Policy, Diplomacy, Regional Cooperation, and Military Strategy
Political Geography:
Japan, Asia, and South Korea

133. A Complex Strategy to Overcome the Yeonpyeong Incident

Author:
Young-Sun Ha
Publication Date:
12-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Since North Korea’s deadly artillery barrage on Yeonpyeong Island, South Korea has been stepping up efforts in its defense posture and international cooperation. In preparing against any further provocation from the North, Seoul has been reinforcing forces on the island, strengthening defense and deterrence capabilities, and drastically increasing its defense budget. Somewhat belatedly, it has also been taking up actions to reexamine the strategies of the ROK-U.S. military alliance, demanding cooperation from China and Russia while maintaining the traditional trilateral cooperation with the United States and Japan. Of course, analyzing the causes of the weak response to the shelling and preparing to prevent further provocations are undoubtedly important. However, reading the bigger picture and formulating key strategies for the future is a far more critical task. The Kim Jong-il/Kim Jong-un leadership in November 2010 conducted two consecutive moves—revealing its uranium enrichment facilities and launching an artillery strike on Yeonpyeong Island. Understanding the situation of the whole East Asian region, while at the same time anticipating Pyongyang’s strategies and taking preemptive actions will be the main challenges ahead for Seoul. Firstly, it is important to understand the range of North Korea’s strategic options from aggressive diplomacy to peaceful diplomacy. The Korean Peninsula went through the Korean War in 1950 and following of the ceasefire, both Koreas were stuck between ‘hot war’ and ‘cold war.’ Since the collapse of the Soviet Union, the world has passed the stage of ‘cold peace’ and moved towards a ‘hot peace.’ In spite of this global shift, North Korea has been frequently using combinations of ‘cold war,’ ‘hot war,’ ‘cold peace,’ and ‘hot peace’ on the international strategic chessboard. For example, during the Cold War period North Korea provoked the South in a number of cases: Rangoon bombing (1983), bombing of Korean Air Flight 858 (1987), attempted Blue House raid (1968), North Korean infiltration in the Uljin and Samcheok areas (1968). Even in the post-Cold War period, nuclear tests, naval battles in the Yellow Sea, the sinking of Cheonan naval ship and the shelling on Yeonpyeong Island ensued. At the same time, Pyongyang has been aggressively demanding for a peace agreement to this day. The possibility for limited warfare on the Korean Peninsula came dangerously close with the recent Yeonpyeong shelling, more so than the last North Korean provocation, the sinking of the Cheonan. As the pendulum of war and peace on the Korean Peninsula swung from the ‘cold war’ to ‘hot war,’ greater chaos arise. It is expected that the Kim Jong-il/Kim Jong-un regime will try to maximize the use of this pendulum of peace and war in order to strengthen Kim Jong-un’s weak power base. In spite of the dangers, merely worrying about the possibility of war is not going to help. Rather, we have to understand precisely why the North has raised the bar of aggression from acts of terrorism to that of a direct artillery attack on South Korean territory. It is likely that the North would pursue a ‘cold peace’ offensive to utilize the amplitude of the pendulum. A complex picture emerges when looking back on the recent comments made by top officials from North Korea, the United States, and China. Seoul and Washington have called for Pyongyang to engage in measures for active denuclearization and reengagement in inter-Korean relations as preconditions for resuming the Six-Party Talks. North Korea on the other hand has taken precisely the opposite measures. To read what the North Korean regime has in mind we have to think of the situation not as a motionless snapshot but as a moving footage. Furthermore, South Korea must do more than just respond to North Korea’s actions. Instead it should focus on making strategically preemptive moves. For this, it is necessary to examine why the North Korean regime expanded the pendulum’s amplitude and find measures to make the leadership pursue a survival strategy that does not include huddling around nuclear weapons.
Topic:
Defense Policy, Diplomacy, Military Strategy, Alliance, and Conflict
Political Geography:
China, Asia, South Korea, North Korea, North America, and United States of America

134. Moving From a North Korean Nuclear Problem to the Problem of North Korea

Author:
Chaesung Chun
Publication Date:
09-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
North Korea, in conducting its second nuclear test on May 25, 2009, is repeating its earlier pattern of nuclear diplomacy: raising the level of military tensions by launching a long-range rocket and performing a nuclear test, and then searching for the most favorable position once negotiations resume. This vicious circle, composed of North Korea's brinkmanship and other countries’ multilateral sanctions will continue without any prospect of solving the North Korean nuclear problem in the near future. The so-called action-to-action paradigm cannot succeed, because the most fundamental principles of North Korea and the countries conflict with each other. Japan, South Korea, and the United States hope that a "stick and carrot" approach will elicit concessions from North Korea during the process of negotiations, but North Korea will not take steps toward giving up its nuclear program, unless its leaders feel sure that they are being given reliable, material guarantees for the survival of their entire regime, system, and state. Because their nuclear program is their ultimate bargaining chip, “sticks and carrots” focusing only on specific issues of the negotiations will be fall far short of solving the problems of North Korea as a whole. Sixteen years have passed since the outbreak of the first North Korean nuclear crisis in 1993. The Geneva System, based on the Agreed Framework signed by the United States and North Korea in Geneva in 1994, lasted for eight years (from October 1994 to October 2002), but failed to manage the problems of nuclear proliferation and the normalization of relations. The success or failure of the new system of Six-Party Talks is yet to be seen, but as of now in 2009, negotiations based on the approach of the George W. Bush administration and, more specifically, the February 13 agreement of 2007 seem to be in a stalemate. The North Korean problem is older than the North Korean nuclear problem. From the perspective of North Korea, the latter is its desired solution to the following questions: How will North Korea survive in the post-Cold War world, in which most socialist countries are no longer socialist? What kind of regime and system can North Korea sustain in this environment? How will North Korea compete with South Korea and resist absorption by the South? North Korea developed a nuclear program and pursued militaristic diplomacy as the most plausible shortcuts to solve the problems indicated by these questions. For countries outside of North Korea, diplomacy has failed to solve either the North Korean nuclear problem or the more general North Korean problem. The Six-Party Talks that have been held by South Korea, the United States, Japan, China, and Russian Federation, and North Korea are stalled at the last phase of the second stage of what is termed “disablement,” and participants are now struggling to find a way to get into the third stage of the agreement of February 13. Reaching the issue of North Korea’s declaration and verification of its nuclear program is critical, because it will demonstrate a genuine intention to begin the process of giving up its program. Yet North Korea is desperately trying to strengthen its negotiating position vis-à-vis the Obama administration by first launching a long-range rocket and then by testing a nuclear weapon for the second time, reversing the achievements of the disablement stage and rejecting the Six-Party Talks altogether. North Korea desires to strike a comprehensive deal with the Obama administration through bilateral talks, and seeks a variety of political, economic, and diplomatic rewards such as a peace treaty, diplomatic normalization, economic assistance, the lifting of international economic sanctions, and possibly light-water reactors. The five countries in the Six-Party Talks except North Korea have tried to evade facing up to the North Korean problem, because it is difficult to know how best to influence the future orientation of the North Korean regime, system, and diplomatic position. The structure of the Six-Party talks has also been narrowly focused on the problem of the nuclear program, leaving broader questions aside. The Northeast Asian international order, which is based on a strict and competitive balance of power, will be gravely influenced by the future orientation of North Korea, and therefore it is appropriate for the five countries most affected to deal with the North Korean problem directly. But by focusing so narrowly on the North Korean nuclear issues, these countries have maintained only minimal agreement on how to manage the nuclear problems that are involved, sometimes showing strategic and tactical differences on various specifics. In spite of the five countries’ agreement on the Six-Party presidential statement criticizing North Korea's rocket launch on April 9, they have had a hard time finding common ground to deal with future North Korean problems. The United States has been determined to impose economic sanctions on North Korean firms by using a specifically targeted list, as well as to punish North Korea diplomatically by refusing to give serious and close attention to the North Korean nuclear problem. South Korea and Japan have maintained a policy of neglecting North Korea for different reasons. The two countries seem to continue minimal interactions with North Korea even if the North fails to meet the conditions suggested by these countries. China and Russia do not want to take the initiative either to punish or to side with North Korea, and only reluctantly facilitate cooperation among the other countries.
Topic:
Diplomacy, Military Strategy, Sanctions, and Conflict
Political Geography:
Asia, South Korea, and North Korea

135. A Smart Alliance in the Age of Complexity

Author:
Seongho Sheen
Publication Date:
06-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
The alliance between the Republic of Korea and the United States today faces a complex security environment, in which the threats it confronts are more diverse, more complicated, and require a more delicately balanced approach than ever before. In particular, expectations—even demands—are growing for South Korea to contribute to world peace and stability as a global partner for the United States in pursuing their mutual security interests (Campbell et al. 2009). Do the ROK and the United States share enough strategic interests to sustain such an alliance in the twenty-first century? And should South Korea assume an increasing role in maintaining regional and global peace? During the Cold War, the two countries' alliance was a military one, focused on the clear and direct threat from North Korea. Now, in the twenty-first century, the two security partners must transform their hard alliance into a "smart" alliance to meet more diverse security challenges together. A different set of hard and soft approaches are required, and a smart alliance will call for a more flexible combination of roles played by each partner, depending on the circumstances.
Topic:
Security, Diplomacy, International Cooperation, and Military Strategy
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

136. Assessment and Future Challenges of the U.S.-ROK Summit: From a Policy of Sanctions to a Policy of `Coevolution`

Author:
EAI Security Net
Publication Date:
06-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Since the end of the Cold War, the U.S.-ROK alliance has gone through the greatest and most rapid changes in its fifty-six-year history. Yet the United States and South Korea have both failed to establish any strategic "Joint Vision" for the alliance in this new era. The Roh Moo-hyun administration dealt with many issues of alliance transformation. These included the relocation of U.S. military bases, the transfer of Wartime Operational Control (WOC) from the United States to South Korea, and efforts to facilitate the strategic flexibility of U.S. forces in Korea. None of these changes, however, were fully based on any shared strategic vision between the two countries; rather, the alterations were limited bottom-up approaches. The Lee Myung-bak administration has managed to restore the previously damaged U.S.-ROK relations with the Bush administration in 2008. It also dealt with many issues affecting the future of the alliance. But an overall reenvisioning of the alliance only came about under the current Lee-Obama partnership. The culmination of the June 2009 U.S.-ROK Summit was the joint statement released by the two presidents entitled "Joint Vision for the Alliance of the U.S. and the ROK." This statement has been long overdue. It set out clearly the security problem confronting the two countries, and established their shared strategic interests. In a simple and concise way, the "Joint Vision" laid out the future direction of the alliance in a wide range of areas, including not only military issues but also international values, the economy, the environment, and human rights. Fundamentally, the document recognized that the geographic range of the alliance has expanded globally, beyond both the Korean Peninsula and the Asia-Pacific region. The future of the alliance is significant not just for the United States but also for South Korea. Korea’s diplomatic outlook can no longer be limited to the Peninsula, because its national power has matured enough to warrant a new diplomatic strategy in its approach to its region and the world. As part of this vision, the Lee administration has issued a new strategic motto, "Global Korea." But the government still has a long way to go. It needs a more complete set of specific policies supported by a strong domestic consensus. The new vision for the U.S.-ROK alliance will help facilitate South Korea’s diplomatic leap forward. At this critical time, the United States needs assistance from its allies, including South Korea. Currently, global leadership faces numerous transnational problems such as the unprecedented global economic crisis, an insurgency in Afghanistan that is at its highest levels since the U.S. invasion in 2001, and a weakened U.S. global leadership in need of revitalization. If these major challenges are to be met, the "Joint Vision" needs to be converted into specific policies. The recent summit allowed a comprehensive discussion of both the new vision’s principles and the issues related to those principles, including the North Korean nuclear crisis, provisions for the global role of the alliance, and nonmilitary issues like the KORUS FTA (Korea-United States Free Trade Agreement). Naturally, given today’s circumstances, the North Korean nuclear program dominated the meetings. President Obama and President Lee have found considerable common ground in setting the strategic goals and policy direction that will be required to resolve the nuclear issue.
Topic:
Security, Diplomacy, International Cooperation, Military Strategy, and Sanctions
Political Geography:
Asia, South Korea, North America, and United States of America

137. Toward a Smart Alliance: The ROK-U.S. Relationship after President Obama’s Asia Trip

Author:
EAI Security Net
Publication Date:
11-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Asia is the region where a quarter of the total of American products is consumed, major bilateral allies exist, various networks of mul-tilateral institutions operate, and new powers are rising. President Obama, during his first Asia trip, tried to emphasize that America is an Asia-Pacific power that will continue its commitment through a renewed East Asia strategy of “power of balance.” Now at the crossroads of China’s foreign policy of “har-mony,” Japan’s new concept of “fraternity,” and South Korea’s catchphrase of “pragmatic for-eign policy,” the United States needs to refresh its role which has been defined as a “regional stabilizer.” People in Asia are eager to see Pres-ident Obama’s new approach to his East Asia strategy, because he inherited from his prede-cessor a triple crisis in the areas of security, soft power, and economy. President Obama’s recent Asia trip has certainly attracted the minds of many people in Asia with his concepts of strong “partnership,” and a positive-sum Asian future, as expressed in his address at the Suntory Hall, Japan. As the communication power of a network becomes more important in 21st century international politics, President Obama’s Asia trip means a lot with his efforts for public diplomacy. Putting aside images and metaphors, the strategic orientation of the United States’ East Asia strategy still needs to be more specified. People in Asia are concerned about four areas: 1) how the United States will cooperate with a rising China in producing a consensus in many sensitive and difficult areas such as mili-tary competition, economic interdependence, climate change, and ideational orientation; 2) how the United States will redefine the role of bilateral alliances which should go beyond the task of military cooperation, stretching to re-gional security and non-traditional security issues; 3) how the United States will facilitate the creation and the development of multila-teral cooperative institutions by actively par-ticipating in them; 4) and how the US will deal with security threats such as the North Korean nuclear crisis, cross-Strait relations, East Asian nationalism, and, most of all, regional power transition. So far, the United States seems to be more focused upon recovery from the economic crisis and getting help from various Asian partners in this effort. That leaves open the question of how to redefine the United States’ role in the rapidly changing environment of Asian international relations. Despite a relatively short stay in Seoul for about 20 hours, President Obama confirmed his commitment to South Korea with renewed words and statements: he underscored the importance of the KORUS FTA not just from an economic perspective, but also from a stra-tegic standpoint; he promised to provide con-tinued extended nuclear deterrence; he basi-cally agreed with South Korea’s approach to resolving the North Korean nuclear problem through a more comprehensive deal; and he highlighted new areas of cooperation at the global level such as climate change, Afghanis-tan, economic recovery, and the development of the G-20. South Koreans expect that the KORUS FTA will be the stepping stone for strengthening bilateral economic and strategic relations, recovery of both countries’ econo-mies, and improving interdependent regional economic relations. Regarding the North Ko-rean nuclear crisis, it seems that there is still a lot more to be done in making North Korea give up completely its nuclear program. This will require more intense and creative dialo-gue between Seoul and Washington. As North Korea has not made any strategic decision regarding its nuclear program and any future national strategic orientation, its return to the Six-Party Talks will only just be the beginning in yet another difficult series of negotiations. South Korea, as a strong American ally and a potential global middle power, will continue to work closely with the United States. The two countries need to search for new tasks and functions for bilateral cooperation in a world of rapidly changing international relations, where “smart” alliance and “21st century international statecraft” are required.
Topic:
Foreign Policy, Diplomacy, International Cooperation, and Military Strategy
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

138. The (Non) Impact of UN Sanctions on North Korea

Author:
Marcus Noland
Publication Date:
02-2009
Content Type:
Working Paper
Institution:
East-West Center
Abstract:
This study finds that North Korea's nuclear test and the imposition of UN Security Council sanctions have had no perceptible effect on trade with its two largest partners, China and South Korea. Before North Korea conducted an underground nuclear test, it was widely believed that such an event would have cataclysmic diplomatic ramifications. However, beginning with visual inspection of data and ending with time-series models, no evidence is found to support the notion that these events have had any effect on North Korea's trade with its two principal partners.
Topic:
International Relations, Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Treaties and Agreements, Weapons of Mass Destruction, International Security, and Sanctions
Political Geography:
South Korea and North Korea

139. A Shrimp amongst Whales? Assessing South Korea's Regional-power Status

Author:
David Shim
Publication Date:
08-2009
Content Type:
Working Paper
Institution:
German Institute of Global and Area Studies
Abstract:
Recent developments in South Korea's foreign and security policies as well as major structural adjustments in the military alliance between the United States and South Korea indicate a new self-understanding on the part of South Korea in terms of playing a more assertive role in regional and even global affairs. Alongside its involvement in the so-called Six- Party Talks—a multinational framework to disarm a nuclear North Korea—South Korea's civil-military engagement in Afghanistan, Iraq and Lebanon demonstrates that the government's foreign policy posture is not only focused on Northeast Asian affairs but is also intended to engage in other international security hot spots. However, although it has considerable material resources and capabilities— in neorealist terms constituting the power base of a state actor—South Korea is widely seen as a minor player in world politics. By means of a specific set of indicators—pretension, endowment, influence, recognition—this paper seeks to answer the question of whether South Korea is a regional power. The methodological approach used to evaluate its position will be based on analytical frameworks and typologies compiled from the literature on regional powers. Following the introduction of this approach, different concepts of the term regional power and the selection of the methodological instruments are presented. The subsequent section analyzes the selected set of indicators with regard to South Korea's potential status as a regional power. The concluding chapter evaluates the findings and raises further questions related to the regional-power concept.
Topic:
Defense Policy, Diplomacy, National Security, and Bilateral Relations
Political Geography:
United States, Israel, South Korea, and North Korea

140. The Rise and Fall of KEDO: A Case of Multilateral Engagement with North Korea

Author:
Joel Wit, Robert Carlin, and Charles Kartman
Publication Date:
11-2009
Content Type:
Working Paper
Institution:
Weatherhead East Asian Institute, Columbia University
Abstract:
When the South Korean fast ferry Hankyoreh sailed out of North Korean waters into the cold wind and waves of the East Sea on the morning of 8 January 2006, it carried a sad and somber group of South Korean workers, ROK officials, and personnel from the Korean Peninsula Energy Development Organization (KEDO). These were all that remained of a decade long multinational effort transforming what in 1994 had been only a paper notion into a modern construction complex of steel and concrete. KEDO's profile on the North Korean landscape was unmistakable, its impact on Pyongyang profound. Yet, real knowledge and understanding about the organization in public and official circles in South Korea, Japan, and the United States was terribly thin at the beginning, and rema ins so to this day.
Topic:
Communism, Diplomacy, International Cooperation, and Nuclear Weapons
Political Geography:
United States, Japan, South Korea, and North Korea