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11. Strategic Empathy: Examining Pattern Breaks to Better Understand Adversaries’ Acquisition, Threat, and Use of Strategic Weapons

Author:
Sarah Bidgood, Robert Carlin, Siegfried S. Hecker, Jim Lamson, and Hanna Notte
Publication Date:
11-2023
Content Type:
Special Report
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Drawing from the work of Zachary Shore and others, we define strategic empathy as “the sincere effort to identify and assess the genuine patterns of an adversary’s acquisition, threat of use, and use of strategic weapons and the underlying drivers and constraints that shape them.” This concept encapsulates a mindset, a lens, and an approach that help us to understand an adversary’s strategic thinking. In the context of this study, we apply strategic empathy as a tool to examine U.S. adversaries’ policies and actions concerning the acquisition, threat, and use of strategic weapons. It is important to clarify that strategic empathy is not synonymous with sympathy or agreement with the adversary’s viewpoint, nor does it seek to excuse or justify its actions. Instead, it operates on a policy “agnostic” basis, facilitating a more holistic, nuanced understanding of the adversary that can inform strategies of coercion, cooperation, or a mix of both, depending on the circumstances. In this study, our approach for conducting case studies was primarily rooted in Zachary Shore’s book, A Sense of the Enemy: The High Stakes History of Reading Your Rival’s Mind, which focuses on examining what Shore terms “pattern breaks.” These pattern breaks encompass surprising or shocking, high-impact occurrences, and can be either events that affect an adversary or behaviors by the adversary itself. We apply this approach to examining eight pattern breaks for Russia, North Korea, and Iran related to their acquisition, threat, and use of strategic weapons. The aim of these case studies is to shed light on the adversaries’ patterns related to strategic weapons and the underlying drivers and constraints that shape them. Through this approach, strategic empathy offers a valuable tool, but it is not intended as a stand-alone approach. Rather, it offers a complementary perspective to other analytical approaches. It is also not intended as a causal theoretical framework but rather an alternative lens that can contribute to a more holistic and nuanced understanding of the adversary.
Topic:
Conflict Prevention, Nuclear Weapons, Nonproliferation, and Strategic Empathy
Political Geography:
Russia, Iran, North Korea, Global Focus, and United States of America

12. Dangerous Decline: Russia’s Military and Security Influence in the Global South and the Implications for the United States

Author:
Hanna Notte
Publication Date:
11-2023
Content Type:
Working Paper
Institution:
Nonproliferation Policy Education Center
Abstract:
This study argues that Russia seeks to boost its military and security influence in the Global South in light of what it considers a protracted, systemic confrontation with Western states. Russia’s capacity to accrue such influence will vary considerably by domain and country. The war against Ukraine and its effects on Russia’s economy, technology base, and reputation are shaping demand and supply side factors—what states in the Global South want from Russia, and what Russia can offer. Though Russian power projection in the Global South will be limited, the impact of Moscow’s actions on U.S. strategic interests will not be trivial.
Topic:
Security, Foreign Policy, Nonproliferation, and Russia-Ukraine War
Political Geography:
Russia, United States of America, and Global South

13. Everything Counts: Building a Control Regime for Nonstrategic Nuclear Warheads in Europe

Author:
Miles A. Pomper, William Alberque, Marshall L. Brown Jr., William M. Moon, and Nikolai Sokov
Publication Date:
05-2022
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Before the Russian invasion of Ukraine, the Biden administration insisted in arms control talks with Russia that a follow-on agreement to the New Strategic Arms Reduction Treaty (New START) should cover all nuclear weapons and that such an agreement should focus on the nuclear warheads themselves. This would represent a significant change from previous agreements, which focused on delivery vehicles, such as missiles. The United States has been particularly interested in potential limits on nonstrategic nuclear warheads (NSNW). Such weapons have never been subject to an arms control agreement. Because Russia possesses an advantage in the number of such weapons, the US Senate has insisted that negotiators include them in a future agreement, making their inclusion necessary if such an accord is to win Senate approval and ultimately be ratified by Washington. In the wake of Russian nuclear threats in the Ukraine conflict, such demands can only be expected to grow if and when US and Russian negotiators return to the negotiating table.
Topic:
Arms Control and Proliferation, Diplomacy, Treaties and Agreements, Military Strategy, and Nonproliferation
Political Geography:
Russia, Europe, North America, and United States of America

14. The Mian Channu Incident and the Enduring Risk of Nuclear Escalation between India and Pakistan

Author:
Manuel Herrera
Publication Date:
04-2022
Content Type:
Commentary and Analysis
Institution:
Istituto Affari Internazionali
Abstract:
In an international context characterised by increasing concern over the risk of nuclear war triggered by the conflict in Ukraine, it is worth noting that incidents in other regions could also lead to nuclear escalation, either by design or miscalculation. A recent incident involving India and Pakistan is a case in point, albeit the event did not receive ample coverage, overshadowed by the news of Russia’s invasion of Ukraine.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Nonproliferation, and Escalation
Political Geography:
Pakistan, Russia, and India

15. Reinvigorating South Asian Nuclear Transparency and Confidence-building Measures

Author:
Lora Saalman
Publication Date:
09-2021
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute (SIPRI)
Abstract:
This SIPRI Insights paper explores a series of nuclear transparency and confidence-building measures (CBMs) proposed by military, nuclear, political and regional experts from China, India, Pakistan, Russia and the United States to address nuclear challenges in South Asia. It categorizes these bilateral, trilateral and multilateral measures into doctrinal dialogues and joint threat assessment exercises; communication lines, pre-notification and de-alerting; and development and employment of strategic technologies. The paper then provides a spectrum of viability across which it identifies proposals with the greatest potential, moderate potential and the least potential for reinvigorating nuclear transparency measures and CBMs in South Asia.
Topic:
Nuclear Weapons, Disarmament, Nonproliferation, and Transparency
Political Geography:
Pakistan, Russia, China, South Asia, India, and United States of America

16. Nuclear priorities for the Biden administration

Author:
John Harvey and Robert Soofer
Publication Date:
12-2021
Content Type:
Policy Brief
Institution:
Atlantic Council
Abstract:
How can the administration of President Joseph R. Biden both address the deteriorating international security environment and follow through on campaign promises to reduce the role of nuclear weapons? Former nuclear deterrence policymakers John R. Harvey and Robert Soofer, from Democratic and Republican administrations, respectively, contend in this issue brief that the Biden administration can address the increasing nuclear threat to the United States, meet its commitment to reduce the role of nuclear weapons, and maintain bipartisan support for US nuclear policy.
Topic:
Defense Policy, Nuclear Weapons, Science and Technology, Nonproliferation, Missile Defense, and Deterrence
Political Geography:
Russia, China, Iran, Asia, Korea, and United States of America

17. US Nonproliferation Cooperation with Russia and China

Author:
Robert Einhorn
Publication Date:
10-2020
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
The United States has at times worked cooperatively with Russia and China to promote shared nonproliferation objectives. But with no end in sight to the current precipitous decline in Washington’s bilateral relations with Moscow and Beijing, constructive engagement on today’s nonproliferation challenges has become increasingly problematic. Unless the United States and its two great power competitors can find a way to carve out areas of cooperation in otherwise highly adversarial relationships, the remarkably positive record of international efforts to prevent additional countries from acquiring weapons will be difficult to sustain. From sometimes partners to frequent foes, this Occasional Paper examines the history of US cooperation with Russia and China on key issues including Iran, North Korea, Syria, international nonproliferation mechanisms, and nuclear security. It also outlines the obstacles to future nonproliferation cooperation, as well as the growing proliferation threats that require such cooperation. Most importantly, it identifies several possible areas where the United States can hope to find common ground with both countries. With relationships with Russia and China reaching new lows and unlikely to improve for the foreseeable future, finding a way to for the United States to work cooperatively with both countries will not be easy. Bridges to constructive engagement have been burned and will be difficult to rebuild. However, the author points out that constituencies for cooperation remain in all three countries, including in government bureaucracies. “As hard as it may be to find common ground in otherwise highly adversarial relationships, it is imperative that the US administration in office after January 2021 make every effort to do so. Cooperation with America’s two great power rivals will not always guarantee success, but the absence of such cooperation will surely increase the risk of failure.”
Topic:
Diplomacy, International Cooperation, Nuclear Weapons, Military Strategy, and Nonproliferation
Political Geography:
Russia, China, Europe, Asia, United States of America, and North America

18. The NPT turns 50: Will it get to 60?

Author:
Henry Sokolski
Publication Date:
02-2020
Content Type:
Working Paper
Institution:
Nonproliferation Policy Education Center
Abstract:
In the next decade, it is all too likely that the past success of the Non-Proliferation Treaty (NPT) in preventing the further spread of nuclear weapons among the world’s nations will be reversed. Three trends make more proliferation likely. First is the decay of nuclear taboos. Second, and arguably worse, is renewed vertical proliferation—the increase in size and sophistication of nuclear arsenals by states that already have them. Third, the technical information to fuel nuclear breakouts and ramp-ups is more available now than in the past. These trends toward increased proliferation are not yet facts. The author describes three steps the international community could take to save the NPT: making further withdrawals from the NPT unattractive; clamping down on the uneconomical stockpiling and civilian use of nuclear weapons materials (plutonium and highly enriched uranium); and giving real meaning to efforts to limit the threats that existing nuclear weapons pose.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Treaties and Agreements, Nuclear Power, Disarmament, and Nonproliferation
Political Geography:
Russia, North Korea, Global Focus, and United States of America

19. A Russian View of the U.S. INF Withdrawal

Author:
Victor Esin
Publication Date:
03-2019
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The stabilizing role of the INF Treaty is still relevant. Its importance has even increased against the background of the sharp deterioration of relations between Russia and the West in recent years due to the well-known events in Ukraine, aggravated by mutual sanctions and NATO’s military build-up near Russian borders. Preserving the INF Treaty, which has now become the subject of controversy and mutual non-compliance accusations between Russia and the United States, is therefore doubly important.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Nonproliferation, and Deterrence
Political Geography:
Russia, United States, and Europe

20. The Domestic Politics of Nuclear Choices

Author:
Elizabeth N. Saunders
Publication Date:
10-2019
Content Type:
Journal Article
Journal:
International Security
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
When and how do domestic politics influence a state's nuclear choices? Recent scholarship on nuclear security develops many domestic-political explanations for different nuclear decisions. These explanations are partly the result of two welcome trends: first, scholars have expanded the nuclear timeline, examining state behavior before and after nuclear proliferation; and second, scholars have moved beyond blunt distinctions between democracies and autocracies to more fine-grained understandings of domestic constraints. But without linkages between them, new domestic-political findings could be dismissed as a laundry list of factors that do not explain significant variation in nuclear decisions. This review essay assesses recent research on domestic politics and nuclear security, and develops a framework that illuminates when and how domestic-political mechanisms are likely to affect nuclear choices. In contrast to most previous domestic arguments, many of the newer domestic-political mechanisms posited in the literature are in some way top-down; that is, they show leaders deliberately maintaining or loosening control over nuclear choices. Two dimensions govern the extent and nature of domestic-political influence on nuclear choices: the degree of threat uncertainty and the costs and benefits to leaders of expanding the circle of domestic actors involved in a nuclear decision. The framework developed in this review essay helps make sense of several cases explored in the recent nuclear security literature. It also has implications for understanding when and how domestic-political arguments might diverge from the predictions of security-based analyses.
Topic:
Security, Arms Control and Proliferation, Nuclear Weapons, Treaties and Agreements, International Security, Domestic Politics, and Nonproliferation
Political Geography:
Russia, United States, China, Iran, and North Korea