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201. Coping with the North Korean Survival Game: The Cheonan Incident and Its Aftermath

Author:
Seong-Ho Sheen
Publication Date:
07-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
While on a routine patrol along the Northern Limit Line (NLL), a South Korean Navy corvette, Cheonan was hit by an external explosion and rapidly sunk at 9:22pm on March 26, 2010. Of the one hundred and four South Korean crew members on board, forty six were found dead or remain missing (Cha 2010). After weeks of a scientific investigation supported by an international team of twenty four American, British, Australian, and Swedish experts, the South Korean government announced on May 20, that the ship was sunk by a torpedo launched from a North Korean midget submarine. The South Korean government and the public are now weighing the various measures in how to respond to this major North Korean provocation. Experts, on the other hand, are trying to understand what might have been the cause of such a bold aggression by the North Korean regime. While some have suggested a combination of various reasons for the alleged attack, a prominent North Korean insider has argued that the Cheonan incident may have to do with the North Korean leadership succession issue. Cho Myung-chul, a former professor at Kim Il-sung University, has suggested that the Cheonan incident was the work of the emerging leadership surrounding the young and unknown Kim Jong-eun, the son of Kim Jong-il and possible future successor. The motivation then would be for Kim Jong-eun and his supporters to prove themselves to Kim Jong-il and North Korean people. Leadership succession in a dictatorship tends to create a lot of uncertainty, anxiety, and confusion for its governance and the state apparatus. There will be competition and rivalry among different groups and factions for survival and to take a lead in the power transition. In that process, hard liners tend to command a stronger voice. Given the mounting pressures of a deteriorating economic situation and diplomatic isolation since the famine of 1995-98, sinking a South Korean warship could score an important political victory domestically, inducing the North Korean people to be proud of its regime and new leadership. At the same time, it could teach a lesson to the Lee Myung-bak government which has insisted on linking the nuclear issue with North-South exchanges. Indeed, North Korea issued a series of warnings to South Korea after criticizing the Lee administration for refusing to restart the Mount Kumkang Tours that had been canceled after a South Korean tourist had been shot by a North Korean guard on July 11, 2008. Pyongyang was further upset by alleged contingency planning for a sudden collapse of the regime and the hosting of military exercises with the United States. In particular, just a couple of weeks before the Cheonan incident, the Korean People’s Army issued a statement that it would no longer remain bound by the Korean War Armistice or the 1992 North-South Non-Aggression Agreement, therefore it “will legitimately exercise their force for self defense, unhindered, just as they had determined to do.” The worry now is that such provocations may eventually be aimed at the Obama administration which has hardened its position toward North Korea since the second nuclear test on May 25, 2009. While not completely excluding the possibility for bilateral dialogue, the United States has insisted that Pyongyang must return to the multilateral Six-Party Talks by implementing its obligations under previous agreements. North Korean demands for nuclear arms control and a peace treaty in exchange for denuclearization has only strengthened Washington’s deep mistrust of Pyongyang’s true intentions. Considering that the Obama administration has adopted a policy of wait and see, or what it calls “strategic patience,” the North Korean leadership might have concluded that there is not much to gain from making a deal with Washington for now. Furthermore, President Obama’s designation of North Korea along with Iran as an outlier in his drive for a “World Without Nuclear Weapons” and a possible target of U.S. nuclear weapons in the recently published 2010 Nuclear Posture Review can only have made Pyongyang’s conviction even more pessimistic. The problem is that the sinking of the Cheonan may not be an isolated incident. North Korea may become more desperate and brazen as they face increasingly harsher measures from South Korea and the international community, particularly the United States. The race for completing succession by 2012 may further strengthen the voice of hardliners who wish to heighten tensions with South Korea and the United States. More importantly, the Cheonan incident could be a sign of increasing instability in North Korea. The regime there faces the critical question of Kim Jong-il’s health and the issue of succession amidst a deepening economic crisis and international isolation. The Cheonan incident not only presents the immediate challenge of crisis management but also poses a medium to long-term question about the regime’s future.
Topic:
Diplomacy, Nuclear Weapons, Military Strategy, Conflict, Missile Defense, and Denuclearization
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

202. Economic Interdependence, Alliance Cooperation, and Sino-U.S. Complex Interdependence

Author:
Scott Snyder
Publication Date:
12-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
China’s rising economic strength has highlighted a need to understand in greater detail the impact of complex economic interdependence on prospects for alliance cohesion, especially when an ally comes to depend on a potential adversary as its leading trading partner and engine for economic growth. This is an issue that did not come into play to any significant degree in analyzing alliance dynamics during the cold war era precisely because the development of security and economic relationships during that period were aligned with and served to reinforce each other, and the level of economic ties among potential cold-war adversaries was minimal. Analysis of trade relationships among security allies from that period shows a clear correlation of preferences for trading relationships with security partners versus adversaries, but it is not clear based on that data alone that there was necessarily causality between economic trade patterns and security alliances. In fact, structural differences between market economies (that tended to be allied with each other) and non-market economies were a significant deterrent to the development of economic relations with non-security partners during the cold war. In the post-cold war era, economically interdependent trade and investment relationships have been relatively unconstrained by political and security considerations, resulting in a situation where non-security partners such as China, a potential challenger to U.S. power, have become actively integrated in global supply chains as a leading manufacturer of goods for the global market. In considering this question, Dong Sun Lee and Sung Eun Kim have attempted to provide an empirical analysis of the influence of bilateral economic relations as a factor in shaping America’s Asian alliances, concluding that “economic ties do not markedly reinforce the security alliances of East Asia, because they have an asymmetrical structure”(Lee and Kim 2010, 4). But in making the argument that asymmetry matters, Lee and Kim assume that the economic consequences of interdependence are negative for dynamics within the alliance and that these negative consequences may cancel out positive effects of economic interdependence, even though the main argument of that the paper proves is that economic ties do not necessarily reinforce security alliances. The authors’ assertions regarding asymmetrical economic relations as having an impact on alliance dynamics are unproven and not dealt with to any significant degree by the evidence presented in the paper.
Topic:
Diplomacy, International Cooperation, Alliance, and Economic Cooperation
Political Geography:
China, Asia, North America, and United States of America

203. A Complex Strategy to Overcome the Yeonpyeong Incident

Author:
Young-Sun Ha
Publication Date:
12-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Since North Korea’s deadly artillery barrage on Yeonpyeong Island, South Korea has been stepping up efforts in its defense posture and international cooperation. In preparing against any further provocation from the North, Seoul has been reinforcing forces on the island, strengthening defense and deterrence capabilities, and drastically increasing its defense budget. Somewhat belatedly, it has also been taking up actions to reexamine the strategies of the ROK-U.S. military alliance, demanding cooperation from China and Russia while maintaining the traditional trilateral cooperation with the United States and Japan. Of course, analyzing the causes of the weak response to the shelling and preparing to prevent further provocations are undoubtedly important. However, reading the bigger picture and formulating key strategies for the future is a far more critical task. The Kim Jong-il/Kim Jong-un leadership in November 2010 conducted two consecutive moves—revealing its uranium enrichment facilities and launching an artillery strike on Yeonpyeong Island. Understanding the situation of the whole East Asian region, while at the same time anticipating Pyongyang’s strategies and taking preemptive actions will be the main challenges ahead for Seoul. Firstly, it is important to understand the range of North Korea’s strategic options from aggressive diplomacy to peaceful diplomacy. The Korean Peninsula went through the Korean War in 1950 and following of the ceasefire, both Koreas were stuck between ‘hot war’ and ‘cold war.’ Since the collapse of the Soviet Union, the world has passed the stage of ‘cold peace’ and moved towards a ‘hot peace.’ In spite of this global shift, North Korea has been frequently using combinations of ‘cold war,’ ‘hot war,’ ‘cold peace,’ and ‘hot peace’ on the international strategic chessboard. For example, during the Cold War period North Korea provoked the South in a number of cases: Rangoon bombing (1983), bombing of Korean Air Flight 858 (1987), attempted Blue House raid (1968), North Korean infiltration in the Uljin and Samcheok areas (1968). Even in the post-Cold War period, nuclear tests, naval battles in the Yellow Sea, the sinking of Cheonan naval ship and the shelling on Yeonpyeong Island ensued. At the same time, Pyongyang has been aggressively demanding for a peace agreement to this day. The possibility for limited warfare on the Korean Peninsula came dangerously close with the recent Yeonpyeong shelling, more so than the last North Korean provocation, the sinking of the Cheonan. As the pendulum of war and peace on the Korean Peninsula swung from the ‘cold war’ to ‘hot war,’ greater chaos arise. It is expected that the Kim Jong-il/Kim Jong-un regime will try to maximize the use of this pendulum of peace and war in order to strengthen Kim Jong-un’s weak power base. In spite of the dangers, merely worrying about the possibility of war is not going to help. Rather, we have to understand precisely why the North has raised the bar of aggression from acts of terrorism to that of a direct artillery attack on South Korean territory. It is likely that the North would pursue a ‘cold peace’ offensive to utilize the amplitude of the pendulum. A complex picture emerges when looking back on the recent comments made by top officials from North Korea, the United States, and China. Seoul and Washington have called for Pyongyang to engage in measures for active denuclearization and reengagement in inter-Korean relations as preconditions for resuming the Six-Party Talks. North Korea on the other hand has taken precisely the opposite measures. To read what the North Korean regime has in mind we have to think of the situation not as a motionless snapshot but as a moving footage. Furthermore, South Korea must do more than just respond to North Korea’s actions. Instead it should focus on making strategically preemptive moves. For this, it is necessary to examine why the North Korean regime expanded the pendulum’s amplitude and find measures to make the leadership pursue a survival strategy that does not include huddling around nuclear weapons.
Topic:
Defense Policy, Diplomacy, Military Strategy, Alliance, and Conflict
Political Geography:
China, Asia, South Korea, North Korea, North America, and United States of America

204. A Smart Alliance in the Age of Complexity

Author:
Seongho Sheen
Publication Date:
06-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
The alliance between the Republic of Korea and the United States today faces a complex security environment, in which the threats it confronts are more diverse, more complicated, and require a more delicately balanced approach than ever before. In particular, expectations—even demands—are growing for South Korea to contribute to world peace and stability as a global partner for the United States in pursuing their mutual security interests (Campbell et al. 2009). Do the ROK and the United States share enough strategic interests to sustain such an alliance in the twenty-first century? And should South Korea assume an increasing role in maintaining regional and global peace? During the Cold War, the two countries' alliance was a military one, focused on the clear and direct threat from North Korea. Now, in the twenty-first century, the two security partners must transform their hard alliance into a "smart" alliance to meet more diverse security challenges together. A different set of hard and soft approaches are required, and a smart alliance will call for a more flexible combination of roles played by each partner, depending on the circumstances.
Topic:
Security, Diplomacy, International Cooperation, and Military Strategy
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

205. Assessment and Future Challenges of the U.S.-ROK Summit: From a Policy of Sanctions to a Policy of `Coevolution`

Author:
EAI Security Net
Publication Date:
06-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Since the end of the Cold War, the U.S.-ROK alliance has gone through the greatest and most rapid changes in its fifty-six-year history. Yet the United States and South Korea have both failed to establish any strategic "Joint Vision" for the alliance in this new era. The Roh Moo-hyun administration dealt with many issues of alliance transformation. These included the relocation of U.S. military bases, the transfer of Wartime Operational Control (WOC) from the United States to South Korea, and efforts to facilitate the strategic flexibility of U.S. forces in Korea. None of these changes, however, were fully based on any shared strategic vision between the two countries; rather, the alterations were limited bottom-up approaches. The Lee Myung-bak administration has managed to restore the previously damaged U.S.-ROK relations with the Bush administration in 2008. It also dealt with many issues affecting the future of the alliance. But an overall reenvisioning of the alliance only came about under the current Lee-Obama partnership. The culmination of the June 2009 U.S.-ROK Summit was the joint statement released by the two presidents entitled "Joint Vision for the Alliance of the U.S. and the ROK." This statement has been long overdue. It set out clearly the security problem confronting the two countries, and established their shared strategic interests. In a simple and concise way, the "Joint Vision" laid out the future direction of the alliance in a wide range of areas, including not only military issues but also international values, the economy, the environment, and human rights. Fundamentally, the document recognized that the geographic range of the alliance has expanded globally, beyond both the Korean Peninsula and the Asia-Pacific region. The future of the alliance is significant not just for the United States but also for South Korea. Korea’s diplomatic outlook can no longer be limited to the Peninsula, because its national power has matured enough to warrant a new diplomatic strategy in its approach to its region and the world. As part of this vision, the Lee administration has issued a new strategic motto, "Global Korea." But the government still has a long way to go. It needs a more complete set of specific policies supported by a strong domestic consensus. The new vision for the U.S.-ROK alliance will help facilitate South Korea’s diplomatic leap forward. At this critical time, the United States needs assistance from its allies, including South Korea. Currently, global leadership faces numerous transnational problems such as the unprecedented global economic crisis, an insurgency in Afghanistan that is at its highest levels since the U.S. invasion in 2001, and a weakened U.S. global leadership in need of revitalization. If these major challenges are to be met, the "Joint Vision" needs to be converted into specific policies. The recent summit allowed a comprehensive discussion of both the new vision’s principles and the issues related to those principles, including the North Korean nuclear crisis, provisions for the global role of the alliance, and nonmilitary issues like the KORUS FTA (Korea-United States Free Trade Agreement). Naturally, given today’s circumstances, the North Korean nuclear program dominated the meetings. President Obama and President Lee have found considerable common ground in setting the strategic goals and policy direction that will be required to resolve the nuclear issue.
Topic:
Security, Diplomacy, International Cooperation, Military Strategy, and Sanctions
Political Geography:
Asia, South Korea, North America, and United States of America

206. Toward a Smart Alliance: The ROK-U.S. Relationship after President Obama’s Asia Trip

Author:
EAI Security Net
Publication Date:
11-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Asia is the region where a quarter of the total of American products is consumed, major bilateral allies exist, various networks of mul-tilateral institutions operate, and new powers are rising. President Obama, during his first Asia trip, tried to emphasize that America is an Asia-Pacific power that will continue its commitment through a renewed East Asia strategy of “power of balance.” Now at the crossroads of China’s foreign policy of “har-mony,” Japan’s new concept of “fraternity,” and South Korea’s catchphrase of “pragmatic for-eign policy,” the United States needs to refresh its role which has been defined as a “regional stabilizer.” People in Asia are eager to see Pres-ident Obama’s new approach to his East Asia strategy, because he inherited from his prede-cessor a triple crisis in the areas of security, soft power, and economy. President Obama’s recent Asia trip has certainly attracted the minds of many people in Asia with his concepts of strong “partnership,” and a positive-sum Asian future, as expressed in his address at the Suntory Hall, Japan. As the communication power of a network becomes more important in 21st century international politics, President Obama’s Asia trip means a lot with his efforts for public diplomacy. Putting aside images and metaphors, the strategic orientation of the United States’ East Asia strategy still needs to be more specified. People in Asia are concerned about four areas: 1) how the United States will cooperate with a rising China in producing a consensus in many sensitive and difficult areas such as mili-tary competition, economic interdependence, climate change, and ideational orientation; 2) how the United States will redefine the role of bilateral alliances which should go beyond the task of military cooperation, stretching to re-gional security and non-traditional security issues; 3) how the United States will facilitate the creation and the development of multila-teral cooperative institutions by actively par-ticipating in them; 4) and how the US will deal with security threats such as the North Korean nuclear crisis, cross-Strait relations, East Asian nationalism, and, most of all, regional power transition. So far, the United States seems to be more focused upon recovery from the economic crisis and getting help from various Asian partners in this effort. That leaves open the question of how to redefine the United States’ role in the rapidly changing environment of Asian international relations. Despite a relatively short stay in Seoul for about 20 hours, President Obama confirmed his commitment to South Korea with renewed words and statements: he underscored the importance of the KORUS FTA not just from an economic perspective, but also from a stra-tegic standpoint; he promised to provide con-tinued extended nuclear deterrence; he basi-cally agreed with South Korea’s approach to resolving the North Korean nuclear problem through a more comprehensive deal; and he highlighted new areas of cooperation at the global level such as climate change, Afghanis-tan, economic recovery, and the development of the G-20. South Koreans expect that the KORUS FTA will be the stepping stone for strengthening bilateral economic and strategic relations, recovery of both countries’ econo-mies, and improving interdependent regional economic relations. Regarding the North Ko-rean nuclear crisis, it seems that there is still a lot more to be done in making North Korea give up completely its nuclear program. This will require more intense and creative dialo-gue between Seoul and Washington. As North Korea has not made any strategic decision regarding its nuclear program and any future national strategic orientation, its return to the Six-Party Talks will only just be the beginning in yet another difficult series of negotiations. South Korea, as a strong American ally and a potential global middle power, will continue to work closely with the United States. The two countries need to search for new tasks and functions for bilateral cooperation in a world of rapidly changing international relations, where “smart” alliance and “21st century international statecraft” are required.
Topic:
Foreign Policy, Diplomacy, International Cooperation, and Military Strategy
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

207. Understanding East Asian Cross-Regionalism: An Analytical Framework

Author:
Mireya Solís and Saori N. Katada
Publication Date:
06-2007
Content Type:
Journal Article
Institution:
University of British Columbia
Abstract:
A key feature of East Asian FTA diplomacy remains unacknowledged and, therefore, unaccounted for: the activism displayed in seeking preferential trading relations with countries outside the region. While European and North American countries have also pursued cross-regional trade agreements (CRTAs), East Asia is unique in pursuing extra-regional partnerships before consolidating the regional trade integration process. This framework article identifies the common patterns and fundamental factors behind the East Asian governments' moves towards establishing CRTAs. After laying out the conventional arguments—ranging from the extra-regional market dependence, the region's security arrangements, and economic and political motives behind East Asia's extra-regional interests—the article introduces the novel concept of "leverage." This notion highlights how cross-regional and intra-regional FTA initiatives are intimately linked: East Asian countries frequently choose an extraregional FTA partner in order to break regional inertias that hinder integration, to win domestic battles, and to appropriate extra-regional negotiation modalities that they can use in their subsequent intra-regional FTA negotiations. The article concludes with a summary of the findings from the country cases, and the policy implications of East Asia's porous regionalism, with its heavy doses of cross-regional trade initiatives.
Topic:
Diplomacy
Political Geography:
East Asia and North America

208. China’s Premature Rise to Great Power

Author:
Liselotte Odgaard
Publication Date:
04-2007
Content Type:
Working Paper
Institution:
MIT Center for International Studies
Abstract:
China's so-called rise to great power status is usually taken for granted. Still, a convicning argument can be made that Beijing's post-Cold War grand strategy is based on fear of failure rather than management of success. China only qualifies as a great power by the skin of its teeth, if the lower limit of such status is defined as the ability to decide how to do things in either the economic, military or political sectors of the international system.1 China’s position as a political great power is largely determined by the implosion of the Soviet Union. Its ascendancy to this rank has been based on psychology in that a successor challenging U.S. pre-eminence was expected and pronounced before the fact. While Beijing has convinced the surroundings that China is a great power, it is struggling to catch up both economically and militarily with the United States. Contemporary China faces three major challenges: economically and militarily it con- tinues to lag far behind the United States, U.S. grand strategy threatens its rise, and a Chinese alternative to the liberal model of state-society relations has not been developed. Beijing’s foreign policy is therefore based on the premise of how to avoid China’s descent into the ranks of secondary powers.
Topic:
Diplomacy, Power Politics, Military Affairs, and Economic growth
Political Geography:
United States, China, Asia, and North America

209. Generating Momentum for a New Era in U.S.-Turkey Relations

Author:
Elizabeth Sherwood-Randall and Stephen Cook
Publication Date:
06-2006
Content Type:
Working Paper
Institution:
Council on Foreign Relations
Abstract:
The growing schism between the West and the Islamic world is one of the primary challenges confronting American foreign and defense policymakers. As a consequence, the relationship between the United States and Turkey—a Western-oriented, democratizing Muslim country—is strategically more important than ever. Turkey has the potential to be an invaluable partner as Washington endeavors to chart an effective course in its relations with the Muslim world. However, to achieve this level of cooperation, U.S.-Turkey relations must be repaired and modernized.
Topic:
International Relations, Foreign Policy, and Diplomacy
Political Geography:
United States, America, Washington, Turkey, and North America

210. U.S.-India Nuclear Cooperation

Author:
Michael Levi and Charles Ferguson
Publication Date:
06-2006
Content Type:
Working Paper
Institution:
Council on Foreign Relations
Abstract:
The United States has long sought to prevent the spread of nuclear weapons and to build a relationship with India, a rising power but a nuclear pariah since it first exploded an atomic bomb in 1974. In announcing a sweeping negotiated framework for nuclear cooperation with India on July 18, 2005, followed by an agreement on details on March 2, 2006, the Bush administration has stirred deep passions and put Congress in the seemingly impossible bind of choosing between approving the deal and damaging nuclear nonproliferation, or rejecting the deal and thereby setting back an important strategic relationship. Yet patience and a few simple fixes would address major proliferation concerns while ultimately strengthening the strategic partnership—provided Congress and the administration work together.
Topic:
International Relations and Diplomacy
Political Geography:
United States, India, Asia, and North America