Search

Begin New Search Topic Democracy Political Geography Global Focus

121. The Signs of Deconsolidation

Author:
Roberto Stefan Foa and Yascha Mounk
Publication Date:
01-2017
Content Type:
Journal Article
Journal:
Journal of Democracy
Institution:
National Endowment for Democracy
Abstract:
In recent years, parties and candidates challenging key democratic norms have won unprecedented popular support in liberal democracies across the globe. Drawing on public opinion data from the World Values Survey and various national polls, we show that the success of anti-establishment parties and candidates is not a temporal or geographic aberration, but rather a reflection of growing popular disaffection with liberal-democratic norms and institutions, and of increasing support for authoritarian interpretations of democracy. The record number of anti-system politicians in office raises uncertainty about the strength of supposedly “consolidated” liberal democracies and highlights the need for further analysis of the signs of democratic deconsolidation.
Topic:
Democracy, Liberal Order, Norms, and Deconsolidation
Political Geography:
Global Focus

122. The End of the Postnational Illusion

Author:
Ghia Nodia
Publication Date:
04-2017
Content Type:
Journal Article
Journal:
Journal of Democracy
Institution:
National Endowment for Democracy
Abstract:
With the advance of modernization, nationalism was supposed to fade away. Yet everywhere we look, even in advanced democracies, nationalism’s influence seems larger than ever. What did we get wrong? The assumption (sometimes implicit) in most theories of nationalism is that it belongs to early modernization and therefore is bound, as development advances, to outgrow its utility and become marginal or even (in the Marxist view) vanish altogether. This understanding allows for a happy congruence between normative and theoretical views. Normatively, nationalism is considered bad because it is antiliberal, opposes individual rights, is hostile to minorities, generally opposes diversity, and so on. But luckily, nationalism is also historically doomed because history will make it redundant. It is this assumption of happy congruence that we must now give up.
Topic:
Nationalism, Democracy, Modernization, and Postnationalism
Political Geography:
Global Focus

123. The Pipe Dream of Undemocratic Liberalism

Author:
Sheri Berman
Publication Date:
07-2017
Content Type:
Journal Article
Journal:
Journal of Democracy
Institution:
National Endowment for Democracy
Abstract:
Over the past decade illiberal democracy has spread across the globe. Many analysts argue that democracy itself is to blame. Democracy is all about empowering the people, but, according to this line of argument, the people can be moved by passions and self-interest, and their unchecked rule can lead to tyrannical majoritarianism. While illiberal democracy is certainly worrying, many of its critics fundamentally misunderstand how democracy has traditionally developed and what its historical relationship with liberalism has been. Rather than the norm, liberal democracy has been the exception. Moreover, illiberal democracy is most often a stage on the route to liberal democracy rather than the endpoint of a country’s political trajectory. In addition, although democracy unchecked by liberalism can slide into tyrannical majoritarianism, liberalism unchecked by democracy can easily deteriorate into elitist oligarchy.
Topic:
Democracy, Liberal Order, Elites, and Illiberal Democracy
Political Geography:
Global Focus

124. Eroding Norms and Democratic Deconsolidation

Author:
Paul Howe
Publication Date:
10-2017
Content Type:
Journal Article
Journal:
Journal of Democracy
Institution:
National Endowment for Democracy
Abstract:
Two recent papers in the Journal of Democracy highlight a disturbing erosion in public support for core democratic principles in a number of Western democracies over the past twenty years. The common assumption is that this trend reflects growing public dissatisfaction with the operation of the democratic system. This paper (focused on the United States and drawing upon World Values Survey data) rejects this interpretation and argues instead that the rise of antidemocratic opinion is more closely linked to shifting social and cultural values, in particular burgeoning antisocial attitudes. Disregard for democratic norms is part of a larger social transformation that has seen rising disengagement and alienation, particularly among younger generations and lower socioeconomic classes.
Topic:
Democracy, Norms, Deconsolidation, and antidemocratic
Political Geography:
Global Focus

125. Civil Resistance against Coups: A Comparative and Historical Perspective

Author:
Stephen Zunes
Publication Date:
12-2017
Content Type:
Working Paper
Institution:
International Center on Nonviolent Conflict (ICNC)
Abstract:
Nations are not helpless if the military decides to stage a coup. On dozens of occasions in recent decades, even in the face of intimidated political leaders and international indifference, civil society has risen up to challenge putschists through large-scale nonviolent direct action and noncooperation. How can an unarmed citizenry mobilize so quickly and defeat a powerful military committed to seizing control of the government? What accounts for the success or failure of nonviolent resistance movements to reverse coups and consolidate democratic gains? This monograph presents in-depth case studies and analysis intended to improve our understanding of the strategic utility of civil resistance against military takeovers; the nature of civil resistance mobilization against coups; and the role of civil resistance against coups in countries’ subsequent democratization efforts (or failure thereof). It offers key lessons for pro-democracy activists and societies vulnerable to military usurpation of power; national civilian and military bureaucracies; external state and non-s
Topic:
Political Activism, Democracy, Protests, Coup, Resistance, and Civil-Military Relations
Political Geography:
Global Focus

126. Theories of Democratic Change II : Paths Away from Authoritarianism

Author:
Jeffrey Conroy-Krutz and Erica Frantz
Publication Date:
12-2017
Content Type:
Working Paper
Institution:
Institute of International Education (IIE)
Abstract:
Despite the global spread of democracy following the end of the Cold War, dictatorships still rule about one-third of the world’s countries. The persistence of authoritarian governments poses a challenge for the international community on a variety of fronts: dictatorships are more likely to repress their citizens, instigate wars, and perpetrate mass killing, among others. This challenge is even more pressing given the gradual decline in the number of democracies worldwide over the last decade. Practitioners confront critical questions about which strategies are likely to pave the way for democratization versus which are likely to stifle it. Through a research grant funded by USAID’s Center of Excellence on Democracy, Human Rights, and Governance (the DRG Center), under the Institute of International Education’s (IIE’s) Democracy Fellows and Grants Program, a research team from Michigan State University worked with the DRG Center to organize and evaluate the body of current academic scholarship that can contribute to understanding how and why countries move on paths from authoritarianism to democracy. The publication was informed and vetted in two peer review workshops by a group of democratization scholars from American University, Brown University, Columbia University, George Washington University, Harvard University, Pennsylvania State University, Rutgers University, and the University of Chicago. The publication begins by providing an overview of the concept of democratization and the difficulties of identifying and defining it. The theories related to democratization are offered in a simple theory matrix, allowing practitioners to quickly and easily: Survey the body of academic work dedicated to democratization through a succinct presentation of 34 theories organized within seven thematic theory families; Interpret the cause-and-effect relationships that academic research identifies through the presentation of brief hypotheses; Understand how scholars evaluate the strength and reliability of each hypothesis through a brief summary of the research team’s assessment of causal arguments and evidence; and Explore how each theory can support the assessment and design of development programs, through basic questions that offer guidance for how to determine the relevance of that theory’s specific cause-and-effect pathway to a particular context. Organizing the theories into seven thematic families enables a close comparison of related theories on democratization and clear distinctions to be drawn among them. The researchers note, however, where ideas overlap across these theory families.
Topic:
Democratization, Political Economy, Politics, Culture, Authoritarianism, Democracy, Political Science, Institutions, and USAID
Political Geography:
North America, Global Focus, and United States of America

127. Making Human Rights Campaigns Effective While Limiting Unintended Consequences: A Literature Review on Human Rights

Author:
Elizabeth Heger Boyle, Cosette Creamer, Amy Hill Cosimini, Yagmur Karakaya, Suzy McElrath, Florencia Montal, and Wahutu James Nicholas Siguru
Publication Date:
09-2017
Content Type:
Special Report
Institution:
Institute of International Education (IIE)
Abstract:
In 2016, USAID’s Center of Excellence on Democracy, Human Rights, and Governance launched its Learning Agenda—a set of research questions designed to address the issues that confront staff in USAID field offices working on the intersection of development and democracy, human rights, and governance. This literature review—produced by a team of political scientists, sociologists, and lawyers—synthesizes scholarship from diverse research traditions on the following Learning Agenda question: What are the consequences of human rights awareness campaigns? What makes a human rights awareness campaign successful? Why do many campaigns fail? What are the unintended negative consequences of both successful and failed campaigns? How do local norms and other cultural factors constrain or enable the translation of campaigns from one context to another? This report synthesizes scholarship bearing on these questions from diverse research traditions and assesses the interdisciplinary state of knowledge regarding the effects, both intended and unintended, of human rights awareness campaigns and the characteristics that make such awareness campaigns effective. This review is divided into five sections: A broad overview of the steps involved in designing an effective awareness campaign. A review of research on campaigns generally, drawn from a broad range of fields, such as marketing, communications, public health, and political science. An overview of human rights awareness campaigns specifically, building on the well-known precept that to be successful, human rights campaigns must be adapted to the local context. The authors identify the mechanisms that facilitate and the barriers that impede local adaption, particularly the use of frames. Drawing on framing theory, the report highlights four points in communication where framing is critical: contexts, communicators, targeted populations, and message design. A discussion of effective media strategies, including ways to approach both traditional and new media, with the most effective campaigns combining traditional print media strategies with new social media forms. A discussion of the unintended negative consequences of campaigns, including backlash, confusion, desensitization, and/or frustration among targeted audience. This section also identifies the typical causes of these outcomes and ways to avoid them.
Topic:
Development, Human Rights, Governance, Democracy, and USAID
Political Geography:
North America, Global Focus, and United States of America

128. Election Forensics Toolkit and Guide

Author:
Allen Hicken and Walter Mebane
Publication Date:
07-2017
Content Type:
Working Paper
Institution:
Institute of International Education (IIE)
Abstract:
There is an acute need for methods of detecting and investigating fraud in elections, because the consequences of electoral fraud are grave for democratic stability and quality. When the electoral process is compromised by fraud, intimidation, or even violence, elections can become corrosive and destabilizing—sapping support for democratic institutions; inflaming suspicion; and stimulating demand for extra-constitutional means of pursuing political agendas, including violence. Accurate information about irregularities can help separate false accusations from evidence of electoral malfeasance. Accurate information about the scope of irregularities can also provide a better gauge of election quality. Finally, accurate information about the geographic location of malfeasance—the locations where irregularities occurred and how they cluster—can allow election monitors and pro-democracy organizations to focus attention and resources more efficiently and to substantiate their assessments of electoral quality. Election forensics is an emerging field in which scholars use a diverse set of statistical tools—including techniques similar to those developed to detect financial fraud—to analyze numerical electoral data and detect where patterns deviate from those that should occur naturally, following demonstrated mathematical principles. Numbers that humans have manipulated present patterns that are unlikely to occur if produced by a natural process—such as free and fair elections or normal commercial transactions. These deviations suggest either that the numbers were intentionally altered or that other factors—such as a range of normal strategic voting practices—influenced the electoral results. The greater the number of statistical tests that identify patterns that deviate from what is expected to naturally occur, the more likely that the deviation results from fraud rather than legal strategic voting. Through a Research and Innovation Grant funded by USAID’s Center of Excellence on Democracy, Human Rights, and Governance under the Democracy Fellows and Grants Program, a research team from the University of Michigan, led by Professors Walter Mebane and Allen Hicken, built an innovative online tool, the Election Forensics Toolkit, that allows researchers and practitioners to conduct complex statistical analysis on detailed, localized data produced through the electoral process. The Election Forensics Toolkit presents results in a variety of ways—including detailed country maps showing “hot spots” of potential fraud—that allow practitioners not only to see where electoral fraud may have occurred but also the probability that the disturbances in the election data that the statistical analyses detect are attributable to fraud, rather than to other cultural or political influences, such as gerrymandering or geographic distribution of voting constituencies, among others. The team also produced two publications under the DFG grant: a Guide to Election Forensics and a more detailed Elections Forensics Toolkit DRG Center Working Paper. The Guide provides a more general introduction to election forensics as a field, and the DRG Center Working Paper focuses on presenting in detail the results of applying election forensics to specific elections in Afghanistan, Albania, Bangladesh, Cambodia, Kenya, Libya, South Africa, and Uganda
Topic:
Corruption, Politics, Elections, Democracy, Election watch, and USAID
Political Geography:
Uganda, Afghanistan, Bangladesh, Kenya, Libya, South Africa, Cambodia, Albania, and Global Focus

129. Struggles from Below: Literature Review on Human Rights Struggles by Domestic Actors

Author:
Erica Chenoweth, Tricia Olsen, Kyleanne Hunter, Pauline Moore, Jonathan Pinckney, and Heidi Reynolds-Stenson
Publication Date:
02-2017
Content Type:
Working Paper
Institution:
Institute of International Education (IIE)
Abstract:
In 2016, USAID’s Center of Excellence on Democracy, Human Rights, and Governance launched its Learning Agenda—a set of research questions designed to address the issues that confront staff in USAID field offices working on the intersection of development and democracy, human rights, and governance. This literature review—produced by a multidisciplinary team of graduate students and professors—synthesizes scholarship from diverse research traditions on the following Learning Agenda question: What do we know about the role of citizens, social movements, and other domestic civic actors (as opposed to transnational actors or government officials) in advocating for particular human rights outcomes in their country? And what can we learn from the successes and failures of their activities? Much of the research on this topic has focused on North America and Europe, but do any of these findings have the potential to translate to other country contexts? Are there particular contextual or tactical variables in these country contexts that make it less likely that domestic civic actors can have an impact? Are there some kinds of rights that are easier to fight for than others? Key findings include: Context matters: democratic political systems allow grassroots human rights activists more opportunities and greater likelihood of success; extreme poverty makes grassroots mobilization harder. Rhetorical framing matters a lot, and is tricky: local activists can be more successful by framing their work as a human rights struggle and by positioning that struggle within broader international conceptualizations of human rights, as captured in founding international human rights documents. However, activists must take equal care to translate these concepts into frames that resonate locally and are culturally appropriate. Connections matter: activists are more successful if they build connections with each other—within a particular rights movement and across rights movements, within a country and across countries—and if they build connections to political and economic elites and to a broad constituency base. These vertical, horizontal, and transnational ties can be supported simply by bringing activists together, but also depend on framing, since framing is crucial to how activists see themselves and their peers, how they engage their base, and how they target elites. Organizational structure matters, but there is not an ideal type of organization that consistently is more successful in advocating for improved human rights; rather, organizational type, formality, and complexity depends on the right being fought for, the goals of the rights movement, and contextual factors such as regime type or level of repression. Tactics matter: activists must use tactics that are appropriate to their rights fight and to their context, and often use many different tactics at different times. However, confrontational and disruptive tactics—such as protests or boycotts—are often more effective.
Topic:
Human Rights, Social Movement, Democracy, and USAID
Political Geography:
Global Focus

130. Party Institutionalization and Welfare State Development

Author:
Magnus Rasmussen and Carl Henrik Knutsen
Publication Date:
11-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
We propose that the extent to which political parties are institutionalized shapes welfare state development. Institutionalized parties allow politicians to overcome coordination problems, avoid capture by special interests, and form stable linkages with broad social groups. These features both enable and incentivize politicians to pursue generous and universal welfare policies. Employing recent measures of party institutionalization and welfare law features, we test implications from our argument on data covering 169 countries and extending back to 1900. Even when accounting for country- and year-fixed effects and institutional features such as electoral system, regime type and state capacity, we find robust evidence that party institutionalization leads to more extensive, universal, and generous welfare arrangements. The relationship is more pronounced in democracies, but exists also in autocracies. When disaggregating party institutionalization and evaluating mechanisms, the linkages that institutionalized parties form with social groups constitute one important, but not the only relevant, factor.
Topic:
Democracy
Political Geography:
Global Focus