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1891. Lost in Translation? The Clash of Core Interests and the Future of U.S.-China Relations

Author:
Yang Gyu Kim
Publication Date:
07-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
In studying the dynamics of U.S.-China relations, one of the most important questions is what data should be used. A review of all classified documents from the two countries may be the ideal way to secure reliable data, but it is not viable. Interviews with key officials in the two governments could be the next best choice but it is still extremely hard to know whether that person is telling the truth or not. In this regard, the official statements of the two countries are the only reliable and authoritative source for research. Of course in official statements, propaganda may be included and they cannot always be taken at face value. However, as information is ubiquitous in this era of globalization, a government would pay a tremendous cost if it expresses contradictory policies in its own official statements. We can therefore assume that official statements provide information on the general direction of the two country’s policies. Which documents can be accepted as official statements? The United States, of course, makes its policies well known throughout the world and has shown high levels of consistency across different departments of the government over its foreign policy. The official statements of the United States are therefore easily accessible through various official government websites including the State Department. On the other hand, China maintains a rather closed socialist system and there are not many documents that could be identified as official statements except for the regular press conferences of the Foreign Ministry. Even with these press conferences, the spokesperson usually responds to selected questions raised by the media. This brings a considerable limitation in collecting official statements from China. In order to address this difficulty, U.S.-China Relations (UCR) Statement Factsheets include editorials of the news outlets run by the Chinese Communist Party (CCP) as official statements. Data collection began from November 2010. This period is important because first, it marks one year since the U.S.-China summit in November 2009 and second, it coincides with the G20 Seoul Summit held in November. Particularly the G20 summit was meaningful as it “clearly demonstrated that we are in a period of transition where the United States is no longer the world’s hegemon, yet no new power emerges.” (Sohn and Cho 2010, 1) Third, Xi Jinping was appointed as vice chairman of the Central Military Commission on 18 October, 2010 and is expected to be the next leader of China. This appointment then signals a new period where the next generation of leaders in the CCP will begin to assert their influence and views. For both the statements from the United States and China, English texts are used presented by either the official government department or a CCP-affiliated media outlet. The reason for not using Chinese language sources is that official statements in Chinese tend to be directed at a domestic audience, and the focus here is on the international messages that are being conveyed. The data is collected everyday and published as a monthly report, UCR Statement Factsheet. The UCR Briefing will analyze the UCR Statement Factsheets and summarize what has happened during the period in narrative form. The UCR Briefing will also focus on critical factors and issues in understanding the present and future of U.S.-China relations. This UCR Briefing No. 1 covers official statements of the United States and China from November 2010 to February 2011.
Topic:
Foreign Policy, International Cooperation, Regional Cooperation, and Economic Cooperation
Political Geography:
China, Asia, North America, and United States of America

1892. Troubled Waters? Seeking a New Maritime Order in East Asia

Author:
Min Gyo Koo
Publication Date:
08-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Without a doubt, the most heated and persistent maritime disputes in the world are in the East Asia region. The vast bodies of water included in this region are the Northwest Pacific, the East Sea, the West Sea, the East China Sea, and the South China Sea. The diplomatic spat in the fall of 2010 between China and Japan over the Senkaku/Diaoyu Islands in the East China Sea was a strong indication that any mishandling of maritime issues can disrupt the subtle balance of power and interests in the region. Equally problematic are the disputes in the South China Sea, where China’s growing assertiveness has provoked concern among not only its Southeast Asian neighbors but also with the United States. Since the end of the Cold War, the United States has been the main provider of maritime security in the East Asia region but now faces the challenge of a rising China. In May 2011, a Chinese patrol boat cut the cable of a Vietnamese petroleum and gas probe vessel in the South China Sea. From this incident, tensions escalated to the brink of armed conflict. As countries in the region participate in tit-for-tat military exercises, the atmosphere has become worse. Under such conditions, many considered that the South China Sea issue, tangled with conflicts between China and ASEAN and the United States could flare up significantly. However at the 18th ASEAN Regional Forum (ARF) held from July 22-23 2011 a new perspective developed as China stated that “the importance of the freedom of navigation in the South China Sea is clear and all countries should be beneficiaries of such freedom.” Furthermore, during the China-ASEAN ministerial of the 2011 ARF Beijing stepped back by adopting the guidelines for the implementation of the Declaration on the Conduct of Parties in the South China Sea, which was agreed upon in 2002. Washington welcomed this move as it suggested an effort to decrease tensions with respect to the South China Sea. This is in stark contrast to the 2010 ARF meeting where confrontations arose between the United States and China with U.S. Secretary of State Hillary Clinton stating “a peaceful resolution of the South China Sea conflict directly relates to U.S. national interest.” From such developments, one can assess that the ARF has made important progress with respect to the South China Sea issue. However, the 2002 Declaration of Conduct that establishes the principle for peaceful resolution of maritime disputes in line with the United Nations Convention on the Law of the Sea (UNCLOS) lacks binding capacities and the newly adopted guidelines are mostly declaratory and lack specific details. Thus it would be too soon to consider the 2011 ARF meeting as a success with respect to the South China Sea dispute. Considering that China tends to use such multilateral channels as a ground for making peace but then is more forceful in its bilateral relations, the outcome of the recent ARF meeting could come to have less significance than expected.
Topic:
Security, International Law, Maritime Commerce, and Maritime
Political Geography:
China, Asia, South China Sea, and ASEAN

1893. Japan’s National Defense Program Guidelines 2010 and Its Implication to South Korean Security Policies

Author:
Young-June Park
Publication Date:
01-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
On December 17, 2010, the government of Japan updated its most strategically important document entitled “National Defense Program Guidelines (NDPG), FY 2011-” following confirmation from both the Security Council and the Cabinet. The new defense plan released along with the “Mid-Term Defense Program for FY2011-2015” addresses the objectives and the methods of the Japanese Self Defense Forces. Moreover, the plan also outlines Japan’s future military strategies as well as the fundamental tenets of its defense policy. Whereas in the United States, the White House, Pentagon, and Joint Chiefs all release new guidelines each time a new administration comes to power, Japan does not have such a regular format for its defense plan. This makes the National Defense Program Guidelines a comprehensive strategic document that covers every aspect of Japan’s military defense. First introduced in 1976, the Guidelines has only been updated twice in 1995 and 2004. The NDPG in 1976 reflected Japan’s security and military strategy during the Cold War, while the 1995 and the 2004 guidelines reflected strategies for the post-Cold War era and the beginning of 21st century after 9/11, respectively. What then do these updated guidelines in 2010 signify? And in what context should this defense plan be seen? Firstly, the structural changes that have occurred in the security environment of East Asia should be taken into consideration. North Korea conducted nuclear tests twice in 2006 and 2009. In 2010, it displayed new levels of provocation by sinking the South Korean naval vessel Cheonan and shelling Yeonpyeong Island. These actions not only threaten the Korean Peninsula but also the entire region. Added to that, China surpassed Japan as the second largest economy after the United States and has become more assertive over maritime disputes with Japan. How all these military and economic changes are projected in the document deserves close analysis. Secondly, unlike previous NDPGs that were written during the long years under the Liberal Democratic Party (LDP), the 2010 Guidelines are part of the first strategic document that reflects the strategic outlook and security approach of the Democratic Party of Japan (DPJ). Since the DPJ assumed power, it has long tried to differentiate itself from LDP in its decision making procedures and actual policies. Such tendencies are naturally reflected in its security policies as well. How do these guidelines differ from the NDPGs issued under the LDP? In short, the National Defense Program Guidelines 2010 is the best resource with which to understand how Japan perceives the changed security environment, and what strategic concepts and military capability it is preparing for in face of future security challenges.
Topic:
Security, Defense Policy, Regional Cooperation, Military Strategy, Military Spending, and Missile Defense
Political Geography:
Japan, China, Asia, South Korea, and North Korea

1894. China’s Strategic Shift and North Korea’s Open-Door to China Policy

Author:
Seung-Yul Oh
Publication Date:
09-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
In the first half of 2011, bilateral trade volume between China and North Korea doubled compared to the same period of the previous year. On August 2, North Korean First Vice Foreign Minister Kim Kye Guan concluded his week-long visit to Washington at the invitation of U.S. Secretary of State Hillary Rodham Clinton. Furthermore, North Korean leader Kim Jong Il, during his first visit to Russia since 2002, met with Russian President Dmitry Medvedev at a military base on the outskirts of the eastern Siberian city of Ulan-Ude to talk about bilateral economic cooperation on August 24. Seemingly, North Korea’s hectic diplomatic efforts shed light on the long-stalled Six-Party talks, and it tries to counterweigh its heavy dependency on China. Is North Korea changing its attitude toward the outside world? In order to answer the question, this paper delves into the strategic motivation of the North and China for expanding Korea-China economic relations in terms of China’s strategic shift and North Korea’s open-door to China policy. Since the global financial crisis, China’s hierarchical status in the world economic order in terms of economic volume and influence improved so fast that even China itself has been facing some difficulties in accommodating the changes in its domestic sociopolitical sphere as well as its external strategies. Premier Wen’s repeated emphasis on the imperativeness of political reform in China is, to some extent, related to the discrepancies in the speed of changes between China’s political institutions and economic power, that is, imbalances in the basis and the superstructure in terms of the political philosophy of Karl Marx. For Marx, the stubborn capitalistic superstructure was a big problem. But in today’s China, the bureaucratic and closed superstructure is in contradiction with its globalized market economy as the world’s workshop. China’s gains from its peaceful rise have not been free from the pains of growth. Such a dilemma might be understood from the example of the contradiction in China’s external political gestures: it categorically argues that it is a member of developing countries when meeting with representatives from those developing countries; nevertheless, at the same time, it deliberately releases news about its achievements in military technologies, for example, those of the J-20 stealth fighter and the super-aircraft carrier. In addition, at the news conference after the closing ceremony of the third China-U.S. Strategic and Economic Dialogue in Washington in May 2011, the Chinese delegation used the phrase “two leaders” frequently, designating the two giants, China and the United States.
Topic:
Foreign Policy, Diplomacy, Regional Cooperation, and Military Strategy
Political Geography:
China, Asia, and North Korea

1895. Weibo and “Iron Curtain 2.0” in China: Who Is Winning the Cat-and-Mouse Game?

Author:
Jongpil Chung
Publication Date:
12-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
At the 2008 Chinese Internet Research Conference, Lokman Tsui, in his paper titled “The Great Firewall as Iron Curtain 2.0,” argued that the Great Firewall metaphor obscures and limits our understanding of Internet censorship in China. The term, combining “great wall” and “firewall,” is used to describe the Chinese government’s efforts to control the Internet while at the same time drawing on the Cold War term “iron curtain.” Yet the phrase “Great Firewall of China” gives outsiders the wrong impression, suggesting that in order to bring freedom of speech to the Chinese people, the wall should be pulled down to enable all good things, such as democracy, from the outside to get in. The reality, however, is much more complicated. The Chinese Internet censorship system that filters or blocks external websites from internal view is only one part of a complex set of mechanisms. The Chinese government also uses cyber police and legal regulations to censor online content, and implements various types of surveillance and punitive actions to bring about self-censorship. Most entities in the private sector in China employ people to read and censor content manually, and can be warned or shut down by the Chinese government if they violate rules of acceptable content. There are also Chinese blogs, emails, social networks, and text messaging services that have opened up new forums for exchanging ideas, and these have created new targets for censorship. Since China has never had mechanisms to accurately detect and reflect public opinion, blogs and BBS (bulletin board system) have become an effective route to form and communicate society’s public opinion. We should not underestimate the extensive consequences that the Internet has brought to every realm of global affairs. The Internet has enhanced the capabilities of traditional actors such as the state and firms, but these technologies have also empowered less privileged groups by providing information and facilitating participation in policy-making procedures. The Internet and other networking technologies have facilitated change in the dynamic between the Beijing regime and the people in China. Who is winning the cat-and-mouse game? I argue that the Internet, more specifically Weibo (微博), the Chinese version of Twitter, and the microblogging system, have strengthened both the government and the people in China. Weibo has more functions than Twitter, such as commenting on others’ posts, turning a message into a conversation, and transmitting photographs and other files with posts. More recently, a great deal of politically sensitive material survives in the Chinese blogosphere provided by blog service providers such as Sina (新浪), Tencent (腾讯), Sohu (搜狐), and so on. The Chinese government is learning to adapt to these new circumstances, and becoming more responsive. Instead of strictly monitoring every posted comment on the Web, the Chinese government is selectively tolerating Internet expression “to provide a safety valve for the release of public anger” and improve its governance. This article is organized into four sections: a debate concerning the political impact of the Internet in the context of Chinese state-society relations; an examination of how Chinese leaders censor the people’s use of the Internet and Weibo, and how their citizens use Weibo to gather information, exchange views, and organize protests and rallies; and a brief conclusion.
Topic:
Cold War, Hegemony, State Violence, and Censorship
Political Geography:
China and Asia

1896. From Preponderance of Power to Balance of Power? South Korea in Search of a New North Korea Policy

Author:
Jihwan Hwang
Publication Date:
12-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
The global and East Asian orders of power are now represented by China's economic, military, and diplomatic rise and America's decline. The result is often called Chimerica or G2, leading to U.S.-China competition in every aspect of the international agenda. After the Bush administration's foreign policy in the first years of the millennium, when many scholars and policy makers focused on U.S. unipolarity or at least its preponderance of power after the collapse of the Soviet Union and the end of the Cold War, the current state of affairs is a great change. While U.S.-China relations represent a set of the most important variables in world politics, the meaning of China’s rise is much greater in the East Asian regional order. The Korean Peninsula, of course, cannot escape from the influence of its neighbors. Although the world order of the 1990s saw the unprecedented economic prosperity and overwhelming military power of the United States, the recent order has been characterized by the relative decline of the United States and the fast and strong rise of China. The Chinese economy has grown more than 10 percent per year for the last thirty years and is now the world's second-largest economy. Although the Chinese GDP is still only one-third that of the United States, as TABLE 1 shows, it is not at all unheard of to say that China may economically catch up with the superpower by 2030. Moreover, China's trade with Northeast Asian countries is much larger than that of the United States. As TABLE 2 shows, China's exports and imports with South Korea, Japan, and Taiwan are almost twice as large when compared with those of the United States. Given America's economic recession and China's incessant growth, the gap between the two is likely to get much larger. China's increasing economic interdependence with regional powers will have a great effect on the changing balance of power in the region, and will have a much greater effect on the Korean Peninsula. On the other hand, China has also made every effort to build up its military capability. Supported by its strong economic growth, Chinese military spending has been hugely increased, more than 10 percent per year on average. China spent 40 billion U.S. dollars in 2001, but it spent 119 billion in 2010, an increase of almost three times in ten years. TABLE 3 indicates that Chinese military spending is still less than one sixth compared to the American figure, but one must recognize that while the United States plans to cut its military spending in the next decade due to its budget deficit, China is certain to keep increasing its, unless its economy falls into deep trouble in the near future.
Topic:
Foreign Policy, Economics, Military Strategy, and GDP
Political Geography:
China, Asia, South Korea, and North Korea

1897. Russia’s “Return” to Asia: How Should South Korea Respond?

Author:
Beom-Shik Shin
Publication Date:
12-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
On August 24, 2011, Russian President Dmitri Medvedev and North Korean leader Kim Jong-il held a joint summit in Eastern Siberia, the first such meeting between the two countries since 2002. After the summit, many speculated upon the impact this meeting would have upon the current stalemate on the Korean Peninsula over North Korea’s nuclear program. Although some experts viewed Kim Jong-il’s visit to Russia as merely a form of begging bowl diplomacy, such analysis underestimates recent efforts by Russia to engage Northeast Asia. Moreover, the strategic significance of the summit is reflected in the agreement reached between the two leaders which would imply that the summit could be a watershed moment in bringing about new dynamics on the Korean Peninsula and among neighboring countries. Particularly, the proposed Trans-Korea Gas Pipeline Project would have a strong impact on the political geography of Northeast Asia. In November 2011, South Korea and Russia held their own summit in St Petersburg where the Trans-Korea Gas Pipeline project was reconfirmed. Moscow even expressed its willingness to build the pipeline, passing through North Korea, at its own expense. Such a very active participation from Russia though could provoke certain competition with China in the region. The future course of this project is expected to be decided during the negotiation process between Russia’s Gazprom and South Korea’s KOGAS. Yet in South Korea, domestically, this issue of building a gas pipeline could be controversial in many ways. There are concerns regarding security matters related to North Korea as well as a lack of trust in Russia. At the same time, the responses from the United States and China must be taken into account. As 2012 is the year of leadership change for many countries in the region, it is also possible that the project will become unnecessarily politicized and eventually jeopardized. Therefore, South Korea should carefully prepare an action plan for realizing this project in order to take advantage of this opportunity amid changing dynamics in the region. In recent years there has been much talk of the United States “returning” to Asia, but Russia is also making its own return. This gas pipeline project shows how Russia intends to use its vast energy resources to facilitate its ambition to play a new role in Northeast Asia. This Issue Briefing addresses the impact of Russia’s reengagement and how South Korea should respond by considering both the positive and negative effects.
Topic:
Diplomacy, Energy Policy, Regional Cooperation, and Geopolitics
Political Geography:
Russia, China, Asia, and South Korea

1898. International Engagement with Somalia

Author:
Stephanie Schwartz
Publication Date:
01-2010
Content Type:
Policy Brief
Institution:
United States Institute of Peace
Abstract:
The Ethiopian invasion of Somalia in 2006, supported by the U.S, had the unintentional consequence of fueling splinter insurgent groups including Al-Shabab and Hizbul Islam. Currently Somalia faces a humanitarian crisis with 3.6 million people displaced. Countering the insurgency and alleviating the humanitarian crisis in Somalia demands a creative rethinking of international policy. While the 2008 Dijbouti Accord created a more inclusive Transitional Federal Government (TFG), the international community must weigh whether continued support for the TFG will bring real progress in governance or if it will strengthen popular support for the insurgency. If the international community sees support for the TFG as beneficial, they could consider policies including: Flooding Somalia with development aid and investing in civil society; Expanding the African Union (AU) peacekeeping mission to include representation from other Muslim countries; Finding creative solutions for inter-Somali governance and reconciliation. If the international community calculates that support for the TFG is not beneficial because it will only fuel the insurgency, they should consider a policy of "constructive disengagement," withdrawing support from the TFG and the AU peacekeeping mission, while simultaneously investing in local and regional development projects.
Topic:
Political Violence, Terrorism, and Fragile/Failed State
Political Geography:
Africa, United States, China, Ethiopia, and Somalia

1899. Why Tocqueville on China?

Author:
James W. Ceaser
Publication Date:
01-2010
Content Type:
Working Paper
Institution:
American Enterprise Institute for Public Policy Research
Abstract:
What in the writings of Alexis de Tocqueville could conceivably be thought to offer any guidance for the study of contemporary China? Tocqueville was born early in the nineteenth century (1805) at a time when China lay in near total isolation from Europe. Matters changed during Tocqueville's lifetime with the so-called Opium War (1839–41), in which China suffered a humiliating defeat at the hands of Great Britain. This reversal helped set in motion a series of events that led to the destabilization of the Manchu (or Qing) dynasty, which eventually fell in 1911. Tocqueville commented in his personal notes on a few of the early occurrences in this sequence, but he never undertook an extensive analysis of developments in the Far East. His focus in his published works was on the West, or what he often called “the Christian world.”
Topic:
Foreign Policy, Markets, and Religion
Political Geography:
Britain, United States, China, and Europe

1900. Against the Grainpremium content icon

Author:
Carlisle Ford Runge and Carlisle Piehl Runge
Publication Date:
01-2010
Content Type:
Journal Article
Journal:
Foreign Affairs
Institution:
Council on Foreign Relations
Abstract:
In the late eighteenth century, the English political economist Thomas Malthus took a look at two sets of numbers and had an unnerving vision: with food supplies increasing arithmetically while the number of people grew geometrically, the world population would eventually run out of food. "By that law of our nature which makes food necessary to the life of man," he wrote in 1798, "the effects of these two unequal powers must be kept equal. This implies a strong and constantly operating check on population from the difficulty of subsistence. This difficulty must fall some where and must necessarily be severely felt by a large portion of mankind." He was right, at least at the time: in Malthus' day, food production was essentially limited by the availability of land, whereas procreation faced few restraints. Malthus did not foresee, however, that new technologies in the late nineteenth century and throughout the twentieth century would dramatically raise agricultural productivity. Farmers worldwide learned to use new fertilizers, petrochemical-based herbicides and insecticides, genetically improved plants (especially wheat, corn, and rice), and massive diversions of water for irrigation, notably in China and South Asia. Crop yields soared, and in the United States so much so that by the 1950s chronic surpluses and low prices were becoming problems. The economist Willard Cochrane wrote in 1965 that thanks to the recent technological revolution in U.S. agriculture, the previous decade had witnessed "the greatest gain in productive efficiency of any ten-year period in the history of American farming." Throughout the 1960s, 1970s, and 1980s, crop yields continued to rise, not only in rich countries but also in many parts of the developing world. In India, Mexico, and elsewhere the "green revolution" was launched by plant breeders, such as the legendary Norman Borlaug. New varieties of wheat, maize, and rice raised yields by amounts that seemed miraculous at the time. The effort provided a new model for traditional farmers and improved their food security. And it encouraged a sense of purpose for agricultural research: to end world hunger. But it also exacerbated the disadvantages of poor, landless farmers relative to land-rich ones, who could afford the innovations. Landed farmers could find the credit to invest in irrigation and purchase high-yielding seeds, but those without access to credit, and thus the new inputs, were left behind.
Political Geography:
United States, China, America, South Asia, India, and Mexico