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1. From Critical Engagement to Credible Commitments: A Renewed EU Strategy for the North Korean Proliferation Crisis

Author:
Antoine Bondaz
Publication Date:
02-2020
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The North Korean nuclear and ballistic missile crisis is the most serious proliferation crisis the European Union (EU) and its member states currently face on the world stage. Despite the staging of diplomatic meetings, the threat caused by this crisis to European interests, in terms of proliferation, instability and to prosperity, persists. It is now essential that the EU and its member states move from a strategy of critical engagement to implementing a more proactive strategy of credible commitments in four areas: political engagement, non-proliferation, the implementation of restrictive measures and engagement with the North Korean people. Such a renewed strategy should be highly coordinated, build on the many initiatives already being taken and facilitated by the appointment of an EU Special Representative on North Korea.
Topic:
Arms Control and Proliferation, Nuclear Weapons, European Union, Disarmament, and Engagement
Political Geography:
Europe, Asia, and North Korea

2. The Arms Trade Treaty (ATT) and Asia’s major power defiance

Author:
Marc Finaud and Gaurav Sharma
Publication Date:
05-2019
Content Type:
Commentary and Analysis
Institution:
The Geneva Centre for Security Policy
Abstract:
Despite worldwide support of 130 states, the Arms Trade Treaty (ATT) has failed to attract membership from countries in Asia, one of the largest arms importing regions. One set of explanations for this reluctance to join an international regime of conventional arms trade regulation is related to the fear of restrictions on the imports of weapons seen as necessary in a context of protracted conflicts and rising tensions among key states in Asia. Another argument is the interpretation of the ATT as not directly prohibiting arms transfers to non-state actors, such as terrorist groups. Another reason is the efforts of some Asian states to develop their own arms industry and exports to reduce dependency on external suppliers and project influence in the region. One of the main criticisms from the Asian states about the ATT relates to the criteria of export risk assessment (Article 7), which, in their view, gives undue advantages to exporting countries. It would be desirable to promote some dialogue between State Parties and Asian non-parties and signatories to assess the benefits from and the difficulties in implementing the Treaty and address the objections of nonparties. Amending the Treaty will be easier if Asian countries accede to it.
Topic:
Security, Arms Control and Proliferation, Treaties and Agreements, Weapons, and Arms Trade
Political Geography:
Pakistan, China, South Asia, Indonesia, India, Asia, and Southeast Asia

3. Improving the Role of Intelligence in Counterproliferation Policymaking: Report of the "Speaking Truth to Nonproliferation Project," 2018

Author:
Henry Sokolski
Publication Date:
03-2019
Content Type:
Special Report
Institution:
Nonproliferation Policy Education Center
Abstract:
This report is the culmination of a two-year project sponsored by the Nonproliferation Policy Education Center, which engaged more than 50 senior, retired and serving policymakers, intelligence officers, and top academic national security analysts. Its findings are based on hours of group discussions and private conversations that helped develop new primary histories of eight nuclear proliferation cases: India, Pakistan, Israel, Taiwan, South Korea, Libya, and an Argentine and a separate South African nuclear rocket case. Each history was prepared by an academic historian and was based on open sources. Former officials who had direct roles in these cases then critiqued these accounts. Additional private interviews were conducted with participants to fill in historical gaps. The purpose of the case studies was to identify when and how intelligence shaped or prompted nonproliferation policy actions and, if it did not, why. This set of historical conclusions prompted a more general discussion of how policy and intelligence officials might improve their collaboration to prevent and curb further nuclear proliferation and how academics might contribute by enhancing their treatment of such issues. The project addressed three broad, related questions: How can the role of intelligencein the making of nonproliferation policy be improved? How can the nonproliferation agenda get the priority it deserves? How can the nonproliferation community be sustained and strengthened?
Topic:
Arms Control and Proliferation, Intelligence, Nuclear Weapons, History, Nuclear Power, and Nonproliferation
Political Geography:
Pakistan, Africa, South Asia, Middle East, India, Israel, Taiwan, Asia, South Korea, Libya, South Africa, Argentina, South America, and North Africa

4. Dangerous Confidence? Chinese Views on Nuclear Escalation

Author:
Fiona S. Cunningham and M. Taylor Fravel
Publication Date:
10-2019
Content Type:
Journal Article
Journal:
International Security
Institution:
Belfer Center for Science and International Affairs, Harvard University
Abstract:
Chinese views of nuclear escalation are key to assessing the potential for nuclear escalation in a crisis or armed conflict between the United States and China, but they have not been examined systematically. A review of original Chinese-language sources and interviews with members of China's strategic community suggest that China is skeptical that nuclear escalation could be controlled once nuclear weapons are used and, thus, leaders would be restrained from pursuing even limited use. These views are reflected in China's nuclear operational doctrine (which outlines plans for retaliatory strikes only and lacks any clear plans for limited nuclear use) and its force structure (which lacks tactical nuclear weapons). The long-standing decoupling of Chinese nuclear and conventional strategy, organizational biases within China's strategic community, and the availability of space, cyber, and conventional missile weapons as alternative sources of strategic leverage best explain Chinese views toward nuclear escalation. China's confidence that a U.S.-China conflict would not escalate to the use of nuclear weapons may hamper its ability to identify nuclear escalation risks in such a scenario. Meanwhile, U.S. scholars and policymakers emphasize the risk of inadvertent escalation in a conflict with China, but they are more confident than their Chinese counterparts that the use of nuclear weapons could remain limited. When combined, these contrasting views could create pressure for a U.S.-China conflict to escalate rapidly into an unlimited nuclear war.
Topic:
Arms Control and Proliferation, Nuclear Weapons, International Security, Nuclear Power, and Nonproliferation
Political Geography:
United States, China, and Asia

5. Arms Flows to South East Asia

Author:
Siemon T. Wezeman
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
Stockholm International Peace Research Institute
Abstract:
The security environment of South East Asia is making more and more headlines and is increasing cause for concern. While old tensions and conflicts remain, China’s rise as a military power and its claims on the South China Sea not only add a new element of insecurity but also draw other powers into the mix. As this paper documents, states in South East Asia have significantly increased their military spending, their arms acquisitions and their arms inventories over the past decade. This growth has outpaced the global trend and the trends of most other regions. While the growth of military capabilities is not an uncontrollable arms race, there is cause for real concern. The increased size and capabilities of most armed forces in South East Asia—coupled with increased tensions in the region, especially over the South China Sea—lead to more military forces operating in close proximity to ‘unfriendly’ forces. Mechanisms and agreed rules to deal with the overall tensions or with unexpected confrontations of opposing military forces are lacking, which does not make it easy to prevent incidents from escalating. Furthermore, weak transparency in foreign and defence policy poses a risk of misunderstandings about why South East Asian states acquire weapons, what their ‘red lines’ are and what the response to crossing those lines would be.
Topic:
Security, Arms Control and Proliferation, Military Affairs, and Weapons
Political Geography:
Asia and Southeast Asia

6. Risk Realism: The Arms Control Endgame for North Korea Policy

Author:
Van Jackson
Publication Date:
09-2019
Content Type:
Special Report
Institution:
Center for a New American Security
Abstract:
While the reasons for seeking North Korean denuclearization are sensible, continuing to pursue that goal makes the United States and its allies less secure. In word and deed, North Korea has shown it has no interest in nuclear disarmament. Because denuclearization is antithetical to Kim Jong Un’s bottom line, U.S. attempts at diplomacy to that end are self-sabotaging. As long as disarmament of North Korea remains America’s professed goal, Kim Jong Un has every incentive either to avoid the negotiating process or favorably manipulate it at America’s expense—by stalling for time, making unfulfilled promises, and securing concessions without reciprocity. Worse, as the 2017 nuclear confrontation showed, making denuclearization an actionable goal of U.S. policy creates real risks of crisis instability—justifying extreme measures and extreme rhetoric in the name of what has become an extreme aim. But policymakers can avoid the pitfalls of the past by attempting something more realistic than denuclearization—an arms control approach to North Korea. The United States has significant unexploited margin to take diplomatic and political risks aimed at probing and potentially shifting North Korea’s approach to its nuclear arsenal. An arms control approach would seek to reorient U.S. North Korea policy to prioritize what matters most: reducing the risk of nuclear or conventional war without forsaking other U.S. interests at stake in Korea. Using diplomacy to enhance regional stability and foreclose the possibility of an avoidable nuclear war requires pursuing a negotiated outcome that both sides can accept, and that tests North Korea’s willingness to uphold commitments short of disarmament. U.S. policy often seeks to test North Korean intentions, but without offering the accommodations and concessions that would serve as a meaningful test. Remedying this problem through an arms control approach requires taking considerable unilateral actions consistent with U.S. interests before proceeding to a phased negotiating process.
Topic:
Arms Control and Proliferation, Risk, and Denuclearization
Political Geography:
Asia and North Korea

7. Avoiding a Post-INF Missile Race

Author:
Nikolai Sokov
Publication Date:
12-2019
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
On November 7, 2019, the James Martin Center for Nonproliferation Studies and the Center for Energy and Security Studies held a forum titled “US-Russia Dialogue on Nuclear Issues: Does Arms Control Have a Future?” Dr. Nikolai Sokov, a senior fellow with the Vienna Center for Disarmament and Non-Proliferation, prepared the briefing paper, “Avoiding a Post-INF Missile Race,” to address the concerns about a new arms race in Europe arising after the end of the 1987 Intermediate-range Nuclear Forces (INF) Treaty. Though comparisons to the Euromissile crisis of the early 1980s are inevitable, the present situation is different in one important respect: neither Russia nor NATO want a new arms race, and both have demonstrated a degree of restraint. “Nevertheless,” Dr. Sokov argues in the paper, “the situation is fragile, and it is difficult to predict how long mutual restraint can hold.” Furthermore, the military balance today includes additional, complicating features, including the replacement of nuclear weapons’ missions with high-precision long-range conventional weapons, the enlargement of NATO and the collapse of the Conventional Forces in Europe Treaty, the risk of escalation presented by increased dual-capable delivery systems, as well as the role of Asia in the global strategic balance. The window of opportunity for addressing these rising concerns is relatively narrow. Since “full-scope arms-control negotiations aiming at legally binding and verifiable treaties are hardly feasible in the current and projected political and security environment,” this CNS brief suggests a “more modest” approach to expanding and securing the restraint that exists, before it disappears altogether.
Topic:
NATO, Arms Control and Proliferation, Diplomacy, Nonproliferation, Missile Defense, Deterrence, and Arms Race
Political Geography:
Europe, Asia, and North America

8. When Parallel Red Lines Meet: Recent Events in Syria in Various Contexts

Author:
Assaf Orion and Amos Yadlin
Publication Date:
04-2018
Content Type:
Working Paper
Institution:
Institute for National Security Studies (INSS)
Abstract:
At the strategic level, the convergence in time and space of the events following the chemical weapons attack in Duma by the Syrian regime portend a dramatic development with substantial potential impact for Israel’s security environment. The attack on the T4 airbase, attributed to Israel, falls within the context of the last red line that Israel drew, whereby it cannot accept Iran’s military entrenchment in Syria. The attack in Duma reflects the Syrian regime’s considerable self-confidence at this time. As for Trump, the attack provides him with another opportunity to demonstrate his insistence on the red lines that he drew and take a determined stance opposite Putin. Thus, Israel’s enforcement of its red line and the United States’ enforcement of its red line have met, while Russia finds itself exerting efforts to deter both countries from taking further action that could undermine its achievements in Syria and its positioning as the dominant world power in the theater. However, the strategic convergence does not stop at Syria’s borders, and is unfolding against the backdrop of the crisis emerging around the Trump administration’s demands to improve the JCPOA, or run the risk of the re-imposition of sanctions and the US exiting the agreement. Indeed, the context is even wider, with preparations for Trump’s meeting with North Korean President Kim on the nuclear issue in the far background. Therefore, the clash between Israel and Iran in Syria on the eve of deliberations on the nuclear deal could potentially lead to a change from separate approaches to distinct issues to a broader and more comprehensive framework with interfaces and linkages between the issues.
Topic:
Arms Control and Proliferation, Diplomacy, Regional Cooperation, Military Strategy, and Hezbollah
Political Geography:
Russia, United States, Europe, Iran, Middle East, Israel, Asia, North Korea, Syria, and North America

9. Taiwan’s Export Control System: Overview and Recommendations

Author:
James Martin Center for Nonproliferation Studies
Publication Date:
08-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
This report provides an overview and assessment of Taiwan’s export control program, with a focus on strategic high-tech commodities (SHTC). It highlights Taiwan’s global position as a major port for both shipping and dual-use exports, identifying the key legislation and organizations that address SHTC exports. It thoroughly examines the key organizations, legislation, licensing procedures, and challenges within Taiwan’s export control system. Overall, Taiwan has a strong, modern export control system, and any deficiencies are similar to other jurisdictions of the same size in terms of trade and shipping. Nonetheless, Taiwan’s isolation in the international community continues to make it a target for illicit trade, including financing of items related to weapons of mass destruction (WMD). Using open-source data, this report identifies twenty-five export-control cases involving Taiwanese persons and/or entities. All of these cases were prosecuted in Taiwan or abroad. In an attempt to identify unprosecuted cases, researchers incorporated publicly available data, including the Panama Papers. The report finds no evidence of unprosecuted illicit WMD-related trade. Despite its international isolation, Taiwan has an opportunity to become a leader in safe international trade. By fully embracing export control and proliferation finance laws and enforcement, Taiwan could become a natural hub for export controls
Topic:
Arms Control and Proliferation, Nuclear Weapons, Weapons of Mass Destruction, and Illegal Trade
Political Geography:
China, Taiwan, and Asia

10. Strength and Consistency: A Key to North Korean Nuclear Sanctions

Author:
Kim Taewoo
Publication Date:
04-2016
Content Type:
Journal Article
Journal:
International Journal of Korean Studies
Institution:
International Council on Korean Studies
Abstract:
Pyongyang's fourth nuclear test on January 6, 2016, the February 2 test launch of the Kwangmyongsong-4 satellite (which in fact was a longrange missile), and other provocative activities amply reminded the international community of the reasons for strong and consistent sanctions. Such activities again proved the Kim Family Regime (KFR) will not accept voluntary changes or engage in denuclearization dialogue. Instead, the regime declared de facto "Nuclear-First Politics," thus ruling out the possibility of denuclearization. If the KFR is allowed to continue unhampered nuclear weapons development, it will become a nuclear power with over 50 nuclear weapons within a decade. Its weapons will include atomic bombs, boosted fission bombs, and hydrogen bombs. The KFR will also possess increasingly formidable delivery vehicles, such as Submarine Launched Ballistic Missiles and Intercontinental Ballistic Missiles. This situation must be a nightmare particularly to South Korea. However, the current international sanctions headed by the UNSCR 2270, along with unilateral sanctions, are unlikely to bear fruit in the foreseeable future due to China’s conflicting policies. Beijing’s attitude towards North Korean nuclear program has alternated between ‘pressure and connivance;’ its military relationship with the United States determining China’s position on sanctions. China’s alternating position prevents effective sanctions against North Korea. While the international community should endeavor to make sanctions concerted, strong and consistent, South Korea and the U.S. should think about a Plan B that includes presenting China the threat of nuclear proliferation in East Asia.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Sanctions, Nonproliferation, and UN Security Council
Political Geography:
China, Asia, North Korea, and United States of America