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21. Displacement-Emigration-Return: Understanding Uncertainty in Iraq

Author:
Kamaran Palani
Publication Date:
01-2018
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
Following the Islamic State’s (IS) occupation of Iraqi territories in June 2014 more than 3 million internally displaced persons (IDPs) fled their homes in search for a secure place. Of these, around 1,3 million found refuge in the Kurdistan Region of Iraq (KRI). In parallel to new waves of displacement, Iraqis were also choosing to migrate abroad. In 2015, Iraqis were among the top three nationalities reaching Europe through the Mediterranean routes, after Syrians and Afghans (UNHCR 2016b, 34). Besides displacement and emigration, a large number of IDPs have returned to their place of origin since 2017. As the process intensifies, the security, political and economic conditions of the liberated areas still remain unstable and unpredictable. This report provides policy recommendations based on the results of the research study titled “Drivers for onward migration: the case of Iraqi IDPs in the Kurdistan Region leaving Iraq”, which was conducted between May and November 2017. In it, we addressed the questions: what mechanisms are responsible for explaining why IDPs living in the KRI want to either stay, emigrate or return to their places of origin? and what are the relationships between displacement, emigration and return in the context of Iraq? To address these questions, we employed both quantitative and qualitative analyses methods including: (a) evaluating 500 questionnaires distributed among IDPs in the KRI (Erbil, Duhok and Suleimaniyah governorates) between May and June 2017; (b) conducting 30 semi-structured interviews with IDPs in the KRI between June and July 2017, and (c) discussing preliminary results of the study during a workshop in Erbil on 23 July 2017 with local, national and international actors, including governmental and non-governmental organizations. The data indicates that, although slightly more than half of the sample wish/plan to leave Iraq (55%), only a minority of the subjects (23%) actually developed a concrete plan to do so. Emigration was most appealing to those ages 26–35 and among those with no or low levels of education. Moreover, Yazidis and Christians were more represented among those who wished or planned to leave Iraq. In addition, the most important pull factors point to the presence of family/relatives and friends along with the confidence of receiving refugee status upon arrival. Ultimately, IDPs perceptions of insecurity and lack of economic opportunities appear to be the most compelling reasons driving their wish/plan to emigrate. The data also suggests that IDPs’ perceptions towards the future political, economic and security situations in Iraq (expressed in the next five years) is the most relevant factor determining people’s emigration decision: within an overall negative assessment of the future of Iraq, IDPs wishing or planning to emigrate held a more pessimistic view compared to those who wanted to return or stay in displacement. Conversely, the study finds that socio-political (i.e., relations between IDPs and hosting communities) and socio-economic (i.e., income level and employment status) factors are less significant in determining IDPs’ wish/plan to leave the country. Where socio-political and socio-economic factors do not directly influence IDPs’ intentions, they however, contribute to a distressing sense of uncertainty prevalent among IDPs. Political, social and economic uncertainty overarchingly influences displacement, emigration and return in and from Iraq. Additionally, the Government of Iraq (GoI) and the Kurdistan Regional Government (KRG) have not been capable of (or willing to) address such uncertainty. Rather, they have contributed to a governance of uncertainty best illustrated by the absence of a comprehensive framework for managing displacement and return in both the KRI and greater federal Iraq. In response, this study calls for the development of robust policies at the international, national and local levels which: a. Consider displacement in Iraq as a chronic condition versus a sudden crisis; b. Recognize how recurrent, protracted and unresolved displacement waves destabilize the region; c. Appreciate displacement as a diversified phenomenon. These findings stress the destabilizing and traumatic effects of displacement and the urgency of addressing them, thus, we recommend the following prioritized policy areas through which international, regional, national and local actors can contribute to solve, or at least mitigate, the negative impact of displacement: 1. Elaborate and implement a national policy framework for displacement capable of addressing its multiple manifestations; 2. Adopt facilitation (without active encouragement) measures that can decrease the prevalent uncertainty among the population; 3. Include displacement in the broader physical and social reconstruction plan for Iraq. The data for this report was collected in Spring/Summer 2017, and thus, describes a scenario that has changed following the events that took place in September and October 2017 (see Section 3). However, the findings and recommendations that the study identified appear as relevant today as they were pre- Referendum. Although the situation has changed, they support policy-recommendations that are urgently needed. The research project “Drivers for onward migration: t
Topic:
Migration, Islamic State, Displacement, and NGOs
Political Geography:
Iraq, Middle East, and Kurdistan

22. Post-Crises Prospects for Reconciliation in Iraq: A Kurdish-Shi’ite Debate in Najaf

Author:
Khogir Wirya
Publication Date:
03-2018
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
With the military defeat of Islamic State (IS) militants in Mosul and other Iraqi territories, the Government of Iraq (GoI) is moving ahead with plans to stabilize violent environments, rebuild war-ravaged physical infrastructure, and restore vital services. Equally important is the need for developing a feasible national reconciliation strategy among the country’s various ethnic, religious, and social groups, through dialogue and trust-building mechanisms. In light of warm historical relations and significant political influence between Iraqi Kurds and Shi’ites, reconciliation between them is of paramount importance for lasting stability in the country. Indeed, in the absence of Erbil-Baghdad rapprochement, overcoming future political challenges will be very difficult. Towards that end, the Middle East Research Institute (MERI) and Al-Rafidain Centre for Dialogue (RCD) jointly organized a series of unofficial meetings involving representatives of Shi’ite political parties and a MERI-led Kurdish delegation between 28 February and 01 March 2018. Religious leaders, academics, political party representatives, members of parliament from the Kurdistan Region of Iraq (KRI), Baghdad and Najaf attended the meetings, organized under the themes of “The Future of Governance in Iraq: Crises and Partnership Opportunities” and “The Role of Decision-makers and Political Elites in Building Confidence Among the Components of Iraqi Society.” The MERI-led delegation also visited the Marja’iya (Shi’ite religious authority) in al-Najaf city.
Topic:
Religion, Islamic State, Political stability, and Reconciliation
Political Geography:
Iraq, Middle East, Kurdistan, and Mosul

23. Confessionalism and Electoral Prospects in Iraq

Author:
Dlawer Ala'Aldeen
Publication Date:
03-2018
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
Ever since Saddam’s regime was toppled in 2003, Iraq has three competitive parliamentary elections in 2005, 2010 and 2014. In all of these, pre-election alliance building and post-election coalition building processes were fairly predictable given the confessional nature of Iraq’s political system. Essentially, the system is centered on a politically conventional power-sharing arrangement among the country’s three main ethno-sectarian powerhouses: Shi’ite Arab Muslims, Sunni Arab Muslims, and the Kurds. This arrangement has prompted small political parties to forge alliances with these confessional powerhouses. This time round, this trend is likely to continue in the upcoming elections scheduled on 12 May 2018, but perhaps on a smaller scale. What gravitates political entities are political expediency and nationalist sentiments. These two factors seem to be shaping and forming some alliances such as between secular and civil-minded parties, the Shiite Sadrist movement via Hizb Istaqama (the Integrity Party), and the Iraqi Communist party. On 22 January 2018, Iraqi legislators ratified a decision to hold much-debated anticipated parliamentary elections on 12 May 2018, thereby ending the stalemate by some lawmakers to postpone it. Iraq is at a crossroads, and much of what is at stake will depend on which of the 27 registered electoral alliances emerge as winners. The large number of alliances suggests that political entities are aware of the competitive advantages inherent to forming these, versus running independently. Indeed, because of Iraq’s particular parliamentarian arrangement, the 24 million eligible voters in the 18 national electoral districts, representing the country’s 18 governorates, will not be electing the next prime minister – they will, instead, be picking an electoral alliance, which will engage in post-election coalition building negotiations to nominate the prime minister and form the next government. While it is still premature to forecast the ultimate composition of the next government, it is most likely to be led by one of four viable options: Eitilaf al-Nasr (Victory Alliance) led by Prime Minister Haider al-Abadi; Eitilaf al-Wataniya (National Alliance) led by former Prime Minister Ayad Alawi; Eitilaf Dawlat al-Qanun (State of the Law Alliance) led by former Prime Minister Nouri al-Maliki; and Tahaluf al-Fatah (Conquest Alliance) led by al-Hashd al-Sha’abi (Popular Mobilization Units) commander Hadi al-Ameri. However, given the unpopularity of Iraq’s political class, no single alliance is expected to win a majority of parliamentary seats, forcing the formation of a grand-coalition government. This, nevertheless, may help build broad-based support and legitimacy given Iraq’s oversized economic, security, and political challenges. Furthermore, the next election is expected to maintain the status quo due to the existence of potent structural forces inspired by political and electoral confessionalism. However, and encouragingly, the status quo may prove ephemeral in the face of internal divisions within the traditional confessional centers of power, the rising popular discontent with the quality of the existing democratic system and the limited progress it has made over the past fifteen years. It would be safe to say that an inclusive government can increase popular support, reduce the likelihood of ethno-sectarian civil war, minimise the influence of external powers, and bolster the nation’s attractiveness to foreign investors. In the long term, Iraq needs a government that is ambitiously reformist to transform the state’s political, electoral, and economic systems.
Topic:
Diplomacy, Nationalism, Religion, Elections, and Democracy
Political Geography:
Iraq, Middle East, Baghdad, and Kurdistan

24. Turkey and the European Union: Conflicting Policies and Opportunities for Cohesion and Cooperation In Iraq and Syria

Author:
Dlawer Ala'Aldeen, Susan Cersosimo, and Kamaran Palani
Publication Date:
04-2018
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
There are major security events, issues and trends within Iraq since 2003 and Syria since 2011, that have influenced and impacted Turkey-European Union (EU) relations. In this policy paper we deconstruct the causal mechanisms that act as the primary drivers impacting bilateral relations. We then compare and contrast Ankara’s and Brussels’ current security interests, priorities and perceptions toward security threats originating in this troubled neighbourhood. Finally, we classify opportunities as culminating in three possible discrete or combined security policy scenarios: conflict, cooperation and/or convergence and make recommendations to improve Turkey-EU relations. To address how Iraq’s and Syria’s security environment evolved to its current state and predict the subsequent outcomes and impacts on EU-Turkey relations, we look back and critically analyse Ankara’s and Brussels’ views on the following key events, issues and trends: security and political dynamics following the second term of al-Maliki, the withdrawal of the US forces in 2011, the 2011 Syrian revolution, the war against the Islamic state (IS), The Global Coalition against Daesh (GCD) backing of the Democratic Union Party (PYD) in northern Syria, the rise of Kurdish nationalism and aspirations for statehood in Iraq and autonomy in Syria, the enhanced influence of Iran in Iraq and the growth of IS with subsequent mass displacement of person across both Iraq and Syria. Iraq is now largely free of IS reign, yet is still threatened by terrorism, mass population displacement and weak governance, among other ills. In parallel, now that the Syrian civil war enters its seventh bloody year, generating large numbers of casualties and millions of displaced persons, Brussels and Ankara are strongly incented to converge and/or cooperate on security policies which mitigate the escalating humanitarian crisis and ease the path to a durable peace agreement. However, finding durable solutions to address high value, high impact problems stemming from Iraq and Syria requires identifying and mitigating the causes vs symptoms of these countries’ instability and insecurity affecting Ankara’s and Brussels’ own security interests, priorities and threat perceptions. Central security priorities for the EU in post-IS Iraq include stabilization, the return of internally displaced people and refugees and eliminating violent jihadist organizations and ideologies. While Turkey shares these objectives in principle, Ankara’s security interests concentrate primarily on neutralizing the Kurdistan Worker’s Party (PKK) and its affiliates’ presence and influence. Since 2014, Ankara and Brussels have mostly bifurcated on how they perceive security threats in Syria. Turkey-EU leaders continue to disagree on the Kurd’s role in the Syrian war and how Turkey should control its borders to cut flows of foreign fighters into Syria. As the IS invaded parts of Iraq and Syria in 2014, European states began providing PKK affiliated Kurdish groups in Syria with both intelligence and military support. Alternately, since the Kurdistan Region of Iraq held its referendum for independence on 25 September 2017, EU and Turkish leaders have mostly converged on how they perceive security threats in Iraq with both staunchly supporting the country’s territorial integrity, thus, both refused to recognize the referendum’s legitimacy. We consider the issue of terrorism as a highly relevant driver of EU and Turkish security policies, perceptions and priorities. Though we see both countries as highly concerned with this issue, they diverge on which organizations pose the greatest threat. Ankara places the PKK at the top of its terrorist list – both within its borders and across the region – while Brussels prioritizes neutralizing jihadi terrorist threats on its soil, thus, the probability of convergence and cooperation and positive impact on EU-Turkey relations is moderate for this issue. Moreover, the IS is not given the same degree of priority by the two sides in the neighbourhood, including Iraq and Syria. Unlike the EU, Turkey considers the threat posed by the IS equal to the one posed by the PKK, but not as strategic. Here, the two sides diverge. In sum, dissent between Brussels and Ankara is highly likely given the Turkish Armed Forces’ broad kinetic engagement in both Iraq and Syria which negatively impacts EU and US efforts to roll back terrorism, stabilise the region, deliver humanitarian aid and help displaced persons return to their homes. Thus, regardless of whether Baghdad and/or Damascus formally grant Ankara permission to launch assaults, the EU views these actions as bellicose destabilizers competing with its own interests, thus, degrades EU-Turkey relations. Ultimately, this study calls for the EU and Turkey to prioritize mending cracks and fissures in their relationship and focus on the gains to be made through rapprochement on security issues originating in Iraq and Syria. Likewise, the EU can use its tremendous mediating capacity as an honest broker to settle entrenched disputes between warring parties in Iraq and Syria and for Turkey restart the peace process at home. More than ever, both must develop a long-term strategic security framework to ensure that bilateral security interests, priorities and interventions do not derail current stabilisation and reconstruction procedures in Iraq and/or progress toward a durable peace in Syria.
Topic:
Security, Regional Cooperation, Military Strategy, and European Union
Political Geography:
Europe, Turkey, Middle East, Asia, and Syria

25. State-building: A Roadmap for the Rule of Law and Institutionalisation in the Kurdistan Region

Author:
Dlawer Ala'Aldeen
Publication Date:
06-2018
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
Despite frequent digressions, the system of governance in the Kurdistan Region of Iraq (KRI) has made significant progress. However, this has always been influenced by internal and external political, economic, and security dynamics. In parallel, the system has inherited aspects from the former Iraqi, Middle Eastern and other models of governance- resulting in the formation of unique system. Further developing and reforming the governing system in the KRI requires a tailor-made solution that takes into account Kurdistan’s historical, cultural, religious and geographical background. Clearly the achievements and progress of the Region in the past 26 years should not be underestimated; as the KRI is in a neighbourhood bedevilled with regional powers with political agendas as well as weak or failed states. In addition, the KRI faces existential threats from violent extremist forces using the pretext of religion or nationalism in attempt to destabilise the Region. However, the KRI’s own increasing weakness is in its governance, which poses the greatest threat to its fate and future. Hence, this research-based policy book aims (1) to identify the key structural and functional weaknesses in the KRI’s governance system, and (2) to provide a 10-year roadmap capable of addressing these weaknesses. This book is an extended policy-report, a product of extensive research based on in-depth face-to-face interviews and roundtable meetings with more than 200 experts, including policy-makers, decision-makers and academics across the KRI’s governorates. In particular, the report focuses on reforming the management structures and mechanisms needed to promote the rule of law and create an environment conducive to achieving good governance, through: Adopting a transitional constitution for the KRI to serve as a framework and roadmap until the issue of the disputed territories is resolved. Transferring the political decision-making authority into the key democratic institutions. Enhancing legitimacy in the decision-making process. Maintaining the independence of government Consolidating the legislative, executive and judiciary institutions so they become sources of independent authority rather than tools for political interests. Amending dated laws and filling the numerous legislative gaps. Devolving power through administrative decentralisation and empowering local government. Enhancing the decision-making process and minimising bureaucracy. Strengthening institutions through restructuring and optimisation of staff numbers and performance. Enhancing institutional audit, monitoring and performance assessment. . Creating a tailor-made system for quality assurance, accreditation and performance management. This book provides detailed policy recommendations with the aim of introducing radical changes in the governance system, ensuring strengthened institutional structures, and empowering leadership and decision-making processes. The recommendations are designed to enhance the functionality and resilience of KRI’s system of governance in the face of future threats and crises. The public and the political leadership (including those in power and the opposition) have no choice but to engage heavily in nation- and state-building in the KRI with clear will and determination in order to achieve unity and prosperity. Left unaddressed, the status quo will not achieve the legitimate expectations of the people and will ultimately lead to failure of the entire governing system. Indubitably, reform and institutionalisation cannot be actualised in one institution or one sector of governance alone. Rather, these processes require a comprehensive and overreaching approach involving not only the public, but also the governing and opposition parties as well as the civil society.
Topic:
Reform, Political structure, Institutionalism, and State Building
Political Geography:
Iraq, Middle East, and Kurdistan

26. The Hashd al-Shaabi and Iraq: Subnationalism and the State

Author:
Dylan O'Driscoll and Dave Van Zoonen
Publication Date:
03-2017
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
This report views the Hashd al-Shaabi (Popular Mobilisation Forces, PMF) as having played an intrinsic role in the provision of security in Iraq since the dramatic rise of the Islamic State (IS). However, through the lens of nationalism it analyses the negative role the PMF may play once IS is defeated. The report therefore presents suggestions to deal with the perceived threat of the PMF in the short to medium term. The various groups within the PMF essentially represent a number of subnationalisms, which to a different extent act as competition to the state. The leaders of the various militias use their own particular brand of nationalism in their attempts to gain and maintain power and in doing so they dilute any prospect of national unity or loyalty to the state. Through providing security they act as competition to the Iraqi army which directly impacts on the perception of the state and is used by members of the PMF for political gain. The multiple competing subnationalisms in Iraq do little for the fostering of Iraqi unity or the functioning of Iraq as a state, and are likely to result in the continuation of violent conflict. Therefore, dealing with the challenges surrounding the PMF will be one of the most pressing issues in Iraq following the defeat of IS. The ultimate solution to this problem would be the incorporation of these forces through demobilisation and integration into the conventional ISF. Having one inclusive army, police force and border patrol operating under unified command structures and accountable to civil bodies of oversight is not only an important symbol in aiding national reconciliation and promoting cooperation between different communities, it is also a primary prerequisite for the effectiveness of the security sector as a whole. However, the current situation on the ground, in terms of security, reconciliation, and political will, precludes an aggressive, straight-forward pursuit of this objective. This necessitates an initial phase in which significant progress in these areas is made before incorporation of most PMF units can realistically take place. The government of Prime Minister Abadi needs to use its time following IS’ defeat to build a solid political platform based on shared citizenship, unity and reform. This platform has to include serious reforms in the areas of security and national reconciliation. At the same time, an assistance programme will have to be set up for individual militia members wishing to either integrate into the ISF or make the transition from fighter to civilian immediately following IS’ defeat. This joint process will allow for the gradual dissolution of the PMF as the functioning of the Iraqi state improves, cooperation and unity is advanced, and the army grows in strength. During this time the government can stop colluding with the PMF and begin incorporating, containing, and eventually suppressing the various groups within the PMF based on the level of loyalty to the state that the group holds. Only then can a comprehensive demobilisation and reintegration programme based on formal agreements with all militias be launched as an ultimate solution to Iraq’s problem with militias and subnationalisms. It is crucial that this programme is adapted to fit the local context and that the government of Iraq can exert primary control over it. Accordingly, some conventional standards of DDR programming may have to be deviated from in order for this programme to be successful.
Topic:
Security, Nationalism, Military Strategy, and Islamic State
Political Geography:
United States, Iraq, Middle East, and Baghdad

27. Planning Post-IS Iraq: Competing Visions Within the Shia Block?

Author:
Irene Costantini
Publication Date:
03-2017
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
On Monday 20 February, Muqtada al-Sadr announced a 29-point roadmap for governing Mosul after the eventual liberation from Islamic State (IS), which appears closer than ever considering the ongoing offensive in the western part of the city. In October last year, Ammar al-Hakim proposed a political reconciliation plan, the “Historical Settlement”, as a template for governing Iraq in view of the defeat of IS. Though both are drawn from the Shia leadership and represent the Shia electorate, the two leaders and their constituencies have noticeable differences. A third pole is represented by the non-reconciliatory vision of Nuri al-Maliki, who has so far obstructed any dialogue in the country. In light of the Sunni’s weak political leadership and the Kurds being distracted by internal discordance as well as talks about independence, the Shia Block is realistically the key determinant for national reconciliation to occur in Iraq. However, its internal divisions make it a problematic and non-unitary interlocutor for national, regional, and international initiatives. This policy brief analyses what the common and competing positions of the plans that have been announced so far within the Block are. The major shortcoming of both al-Sadr’s and al-Hakim’s initiatives is the political heritage that they attach to a national reconciliation plan. Free from such heritage, al-Abadi, the fourth pole in the Shia Block, has yet to reinvigorate his initial push for reconciliation and articulate it in a comprehensive plan, one that may find support among a broader spectrum of domestic and international actors. Competing positions A key difference between al-Hakim’s and al-Sadr’s plans is first of all their political inception. Al-Hakim is the key promoter of the “Historical Settlement”, but the plan is, in theory, the expression of the National Iraqi Alliance, the large but loose Shia Block holding the majority of parliamentary seats. Elected as chairman in September, after years of tensions over the Block’s leadership, al-Hakim will hold the position for a year based on the rotational presidency arrangement struck upon his election. In contrast, al-Sadr’s plan is an expression of his own political will. Al-Sadr’s political block, al-Ahrar, has boycotted NIA since spring 2016 and rejoined in October in what was most probably a political calculation when talks about provincial elections were underway. There is so far no indication that al-Sadr is promoting the plan among Iraqi parties and it has received almost no traction, but the announcement itself can be seen as another sign of competing visions within the Shia Block. A second key difference is their scope. Al-Hakim’s plan (based on leaked versions of it, as no official document was released) is intentionally vague. In all, the plan sets principles, parameters and steps forward, which participating parties must adhere to before a dialogue could start under the auspices of the UN. So far, the UN has repeated that “there is no UN draft or UN initiative. It is still an Iraqi national initiative”, waiting most probably for the document to gain traction among the Iraqi leadership. On the other hand, al-Sadr’s plan calls for a number of initiatives, which include a national dialogue, but extend to measures targeting socio-economic issues and the security apparatus, most of them as vague as the ones in the “Historical Settlement” document. The two plans are also different with relation to a number of specific points. Al-Sadr sets as a condition the withdrawal of all foreign forces from the country. The document is explicit in calling for ending Turkish presence in the country (by diplomatic means, or otherwise) but also for ensuring “the exit of all occupying forces and the “friendly” ones, so to speak, from Iraqi lands”. This is in line with al-Sadr’s past position on opposing foreign presence in Iraq, including through armed struggle. However, the leader allows for UN engagement in settling the dispute with the Kurdistan Region of Iraq and eventually supervising the political process in the liberated areas. The engagement of the UN is more pronounced in al-Hakim’s plan, which gives the UN the role of submitting a detailed strategy based on consultation with key representatives, and in collaboration with Jordan, a key country hosting the Sunni opposition to the current Shia-dominated government. Another difference in the documents concerns whether any plan for the future of Iraq should occur within or outside the electoral process. Al-Sadr asserts that a dialogue for national reconciliation, as he sees it, “should not be based on political and electoral grounds but on grounds that guarantee civil and social peace”. In al-Hakim’s document, instead, the “binding recognition of the results of free and fair elections” indicates the opposite attitude. This point is certainly important considering next year’s election and it may reflect the two parties’ electoral weight in the country. Furthermore, in al-Hakim’s document the call for refraining from “the practice of duplication in attitudes towards the legitimacy of the Iraqi political system (a foot in the government and a foot in the opposition), including the cessation of instigation against the legitimacy of the existing political system internally and externally” is something that al-Sadr could take quite personally, given his confrontation with the current government. Converging positions The reaffirmation of Iraq’s unity is shared by both plans. According to al-Hakim’s, “the aim of the initiative is “to maintain and strengthen Iraq as an independent state that enjoys sovereignty, unity, federalism and democracy and that brings all of its people and components together.” The same necessity is recognised in al-Sadr’s roadmap as preserving “the unity, security, and sovereignty of Iraq”. Al-Hakim’s Historical Settlement goes perhaps even further, by affirming as one of the parameters: “faith and commitment in words and deed to the unity of Iraq … and reject its division under any circumstances”. This is a point that is certainly problematic for the KRG’s aspiration for independence. Al-Hakim and al-Sadr therefore present a similar vision on a number of other issues. First, they both envision the involvement of tribal leaders, social elites, religions, sects, minorities, and ethnic groups in the process of settling the ethno-sectarian tensions that have brought the country to the verge of collapse. They both exclude from the process Baathists and terrorists, al-Hakim extending this exclusion to Takfiri groups, defined as groups who label others as apostates. A key difference on this point could, however, emerge in the final draft of the document. Indeed, al-Hakim excludes the “Baath Party”, potentially leaving the door open to some Baathists to be involved in their personal capacity. Al-Sadr, instead, has referred so far to the Baathists as a whole, most probably excluding any form of consultation with them. With regard to the security situation, al-Sadr’s plan expresses the need not to interfere in neighbouring countries, alluding to the involvement of Iraqi elements within the Hashd al-Shaabi in the fight against IS in Syria (such as Asa’ib Ahl al-Haq, Kata’ib Hezbollah, Saraya al-Khorasani), something al-Sadr is opposed to. The need for non-interference is also explicitly mentioned in al-Hakim’s document. Their position on the domestic role of the Hashd al-Shaabi is, however, less clear, with al-Sadr, for instance, calling for integrating the “disciplined elements with the Hashd in the security forces”. The law regulating the Hashd al-Shaabi (November 2016) has already caused a harsh reaction from Sunni elements strengthening the rejection of al-Hakim’s plan by the National Forces Alliance, the biggest Sunni block in the parliament. Identifying shortcomings and conditions for national reconciliation There are many things lacking in both documents. One of these missing elements is the result of the avoidance of concretely addressing the governing mechanisms in Nineveh in the future, a point which will be key in settling reconciliation within the governorate but also countrywide. Secondly, despite calls for an inclusive process, the “Historical Settlement” as well as al-Sadr’s roadmap appear to be too focused on party politics, and so far there appears to be little engagement with bottom-up initiatives, another fundamental condition for national reconciliation to succeed. Furthermore, in the absence of a clear time framework, any reconciliation initiative runs the risk of becoming trapped in the electoral game in the midst of the next parliamentary and provincial elections which are likely to be scheduled for April 2018. Not only will this not serve the purpose of reconciliation, it will further discredit similar mechanisms in the eyes of the population, making reconciliation even more difficult. Most importantly, al-Hakim and al-Sadr only represent part of the Shia Block, whose cohesion has been undermined over the last years by personal projects; polarisation within the electorate; and more recently the presence of armed groups––the Hashd al-Shaabi––partly a product of existing and perhaps newly forming political parties. The brokers of the two plans are far from being perceived as super partes actors, as both al-Hakim and al-Sadr were active (and problematic) parts in the political makeshift of Iraq after 2003. Beside these two brokers, the third pole, the Dawa Party, is still commanding political power within the Block and in the country. Al-Maliki is certainly not a realistic candidate under whom any reconciliation plan will succeed. He has already labelled the “Historical Settlement” as “treason against the Iraqi people”. Despite the Dawa Party’s nationalistic credentials still being strong, at least among a segment of society, al-Maliki is associated with the dark days of the advancement of IS, something that inevitably weakened his position. Despite coming from the same party, al-Abadi has the credentials of having faced, so far successfully, IS and retaken important swathes of Iraqi territories. Al-Abadi had already come to office with a commitment to pursue a national reconciliation project. The passing of the General Amnesty Law in August 2016 is an indication of this commitment together with the work of the National Reconciliation Committee in the Prime Minister’s Office (NRC). By revitalising his initial push for reconciliation, al-Abadi has the opportunity to build upon common positions in existing plans and reconcile them with other demands coming from the Iraqi society. A comprehensive plan coming from al-Abadi would certainly have a more likely chance of finding support among a broader spectrum of domestic and international actors.
Topic:
Elections, Islamic State, Sunni, and Shia
Political Geography:
Iraq, Middle East, and Mosul

28. The Referendum in Turkey: A Pyrrhic Victory and Continuous Crisis

Author:
Athanasios Manis
Publication Date:
04-2017
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
There is no doubt that the Turkish referendum of 16 April 2017 marks a sea change for Turkey’s political system. Recep Tayyip Erdogan and the Justice and Development Party (AKP) have narrowly won the referendum that turns his de facto hegemonic presidency into de jure. 51.28% of Turkish citizens approved the 18 proposed constitutional amendments, while 48.72% opposed them. However, the provisions of the constitutional amendments and the statements made by the main political protagonists and antagonists give little hope that the referendum result will bring political stability or economic prosperity; or allow Turkey’s leadership to play a constructive role in Syria and Iraq - at least in the short-term. Furthermore, it is unlikely to enhance the level of cooperation with the EU and the US over the war against the Islamic State (IS) and the refugee crisis.
Topic:
Elections, European Union, Democracy, Geopolitics, and Islamic State
Political Geography:
United States, Europe, Turkey, and Asia

29. Assessing the Post-Disaster Needs in Agriculture Sector

Author:
Naresh Singh
Publication Date:
06-2017
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
The great majority of communities affected by disasters in developing countries are directly or indirectly dependent on agriculture for their livelihood. Climate change has been linked to a significant increase in the frequency and severity of disasters in the recent past, leading to natural hazardous events that have had several negative repercussions on the agriculture sector and sub-sectors (i.e. crops, livestock, fishery and aquaculture) and on the life of the people depending on them. This paper will firstly review the commonly used methods of assessing the damages and losses to the agriculture sector and its sub-sectors, with particular emphasis on the strengths and limitations of the Post-Disaster Needs Assessment (PDNA) methodology. After that, it will consider the financial implications of disasters and discuss the necessity of developing follow-up mechanisms to assess the proportion of disbursed funds required to implement response interventions. This will involve an analysis of the extent to which agriculture assistance is usually prioritized in the formal and informal sector, and the typology of targeted and assisted beneficiaries with an emphasis on the gender dimension. The paper concludes with recommendations aiming at improving the current standardized processes of assessing the impacts and effects of disasters, in order to enhance the effectiveness of needs assessment towards resource mobilization and recovery processes.
Topic:
Agriculture, Climate Change, and Natural Disasters
Political Geography:
Global Focus

30. Competing Interests in Shingal District: Policy Recommendations for Defusing Tensions

Author:
Tomáš Kaválek
Publication Date:
06-2017
Content Type:
Working Paper
Institution:
Middle East Research Institute (MERI)
Abstract:
This report concerns the political and security situation in the district of Shingal after the summer of 2014. Specifically, it focuses on the Kurdistan Workers’ Party’s (PKK) presence in the area. In August 2014, the Peshmerga forces hastily withdrew from Shingal district due to the IS (Islamic State) advance. The Yazidi population of the district was then exposed to atrocities at the hands of IS. These events damaged trust between the Yazidi population and the KRG (Kurdistan Regional Government). The PKK entered the stage in Shingal district and aided Yazidis at the onset of IS’ advance. It capitalised on its image of being the saviour of Yazidis and promptly began to build governance and armed structures in the district. The area has thus become an arena of competition between the KRG (especially the Kurdistan Democratic Party– KDP) and Baghdad. PKK’s increasing presence challenges the KDP’s strong influence in the district. The ongoing power struggle in Shingal district also takes place against a background of wider regional competition. The report utilises Zachariah Mampilly’s theoretical framework in order to analyse the effectiveness of rebel governance. It is argued that the model used for PKK-linked political and armed structures in Shingal district follows the PKK’s governance model as it is established in PKK’s leader Abdullah Öcalan’s ideological works and is currently in place in Rojava, run by PKK-affiliated actors. Furthermore, building upon Anna Arjona’s typology of rebel governments, it is asserted that the PKK-linked governance in Shingal district has become, since the summer of 2014, increasingly effective and entrenched despite certain shortcomings stemming mainly from lack of resources to satisfy all the needs of the population. Ultimately, the PKK-linked civilian governance structures represented by the Self-Administration Council and the armed structures of the Sinjar Protection Units find fertile ground among the Yazidi population for their project of self-administration and self-defence for Yazidis in Shingal district. The PKK-linked forces’ influence goes beyond a mere military presence and thus poses a new reality in which the PKK-linked forces are indeed actors which must be taken into consideration in future political arrangements in Shingal district. While outlining the competing interests in the district of Shingal, the paper provides a set of recommendations to the PKK, the PKK-linked actors in the district, the KRG, the GoI, Turkey, and the US with an aim of promoting stabilisation and the well-being of the local population. The best case scenario would include at least partial demilitarisation of the situation in the district while shifting the competition for the population between the GoI, the PKK-linked forces and the KRG into a non-violent domain, instead focusing on trying to win the hearts and minds of the population. Competition within the scope of Iraqi law with an aim of generating as much genuine popular support as possible in the upcoming elections in Iraq is the way forward. In the long-term, the PKK-linked forces should engage in democratic electoral competition with the KRG and aim for integration into governance and administrative structures as per Iraqi law. Both sides could then work on improving their standing electorally.
Topic:
Governance, Democracy, and Islamic State
Political Geography:
Iraq, Middle East, and Kurdistan