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1. Generative AI and WMD Nonproliferation: Why Diplomats and Policymakers Need to Pay Attention Now and Develop AI Literacy

Author:
Natasha Bajema
Publication Date:
12-2024
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
The rapid advancement of generative AI (e.g., ChatGPT) has opened a Pandora’s box of opportunities and risks for nuclear, biological, and chemical weapons. A new primer from the James Martin Center for Nonproliferation Studies by Dr. Natasha E. Bajema cuts through the hype to explain what policymakers and diplomats really need to know about generative AI to understand its impact on the WMD domain. While media attention has focused on ChatGPT and other generative AI models potentially helping bad actors develop weapons, the reality for the WMD domain is more nuanced. Predictive AI tools are already being deployed in military applications. These narrow, task-specific systems can analyze data patterns to support decision-making, but also introduce new risks through cyber vulnerabilities and data biases. Meanwhile, current generative AI models still struggle with accuracy and reliability—they are prone to making up false information and are not yet capable of transferring the tacit knowledge needed for weapons development. However, this could change as the technology advances.
Topic:
Science and Technology, Weapons of Mass Destruction, Nonproliferation, Artificial Intelligence, and Generative Models
Political Geography:
Global Focus

2. Export Control and Emerging Technology Control in an Era of Strategic Competition

Author:
Ian Stewart
Publication Date:
03-2022
Content Type:
Special Report
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
CNS has been focused both on the question of emerging technology controls and on the question of export controls in an area of strategic competition. CNS has been undertaking detailed sectoral mapping in relation to several emerging technologies, including artificial intelligence, aerospace and avionics, high-performance computing, biotechnology, cybertechnology, telecommunications, and semiconductor technologies. CNS will soon be launching resources intended to help governments and the private sector to manage these technologies in this new security environment. CNS is also working to benchmark and develop good practices in relation to the cybersecurity of export-controlled information. This article is intended to provide a broader framing to the work CNS is undertaking concerning export controls in an era of strategic competition. CNS staff would be happy to brief officials from governments or the private sector on these topics.
Topic:
Science and Technology, Military Strategy, Nonproliferation, Strategic Competition, and Competition
Political Geography:
Global Focus

3. Scientific Risk Assessment of Genetic Weapons Systems

Author:
Richard Pilch, Jill Luster, Miles A. Pomper, and Timothy Shaw
Publication Date:
09-2021
Content Type:
Research Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
For any emerging technology, defense and homeland security analysts strive to understand (1) its dual-use potential, meaning whether the same research and technology applied for peaceful purposes may be diverted to illicit ends, for example to develop a weapon; (2) the State and sub-State actors with access to that dual-use potential, whether peacefully or illicitly directed; and (3) motivational factors and indicators of intent that might suggest these actors would divert the emerging technology to illicit ends. Precision medicine represents one such emerging technical space. Precision medicine is defined as medical care designed to optimize benefit for particular groups, especially based on genetic (or molecular) profiling. A long-speculated but incompletely understood dual-use consideration of precision medicine is the possible development of a genetic weapon system, defined as a weapon system designed to optimize effect on particular groups based on genetic profiling. This Occasional Paper assesses the potential for precision medicine to be diverted to develop a population-specific genetic weapon system, examines relevant state capabilities and motivations to pursue such an effort, and offers policy recommendations to manage the dual-use implications of this emerging biomedical field while still preserving its potential benefit for human welfare.
Topic:
Defense Policy, Science and Technology, Military Strategy, Weapons, and Emerging Technology
Political Geography:
Global Focus

4. Public-health Engagement with North Korea in the COVID-19 Era

Author:
Joshua Pollack and Ferenc Dalnoki-Veress
Publication Date:
12-2021
Content Type:
Research Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
The effective closure of North Korea’s borders to travel and commerce since the early 2020s in response to the COVID-19 pandemic makes it almost impossible for North Koreans to interact and exchange perspectives with the outside world. This situation is contrary to the interests of North Koreans and the international community alike. A new program of humanitarian aid will be needed to permit a safe reopening, and potentially also to address the human consequences of the protracted closure. Aid should not be made conditional upon other policy goals, such as nuclear and missile nonproliferation. Implicit linkages between these issues during the 1990s and 2000s increased Pyongyang’s suspicions about the purposes of aid without providing sufficient leverage to compel disarmament. Reopening the country will require a judgment by the North Korean leadership that it is safe to do so. First, Pyongyang must be confident that a vaccination campaign against COVID-19 would do more to prevent the spread of illness than to enable it. Toward this end, aid organizations should be prepared to demonstrate to North Korean officials how seriously they take the COVID-19 threat. The present closure is the third time since 2002 that North Korea has closed its borders in response to an epidemic threat. This approach reflects awareness of the vulnerability of the public in the aftermath of the crisis of the 1990s and the weakness of the country’s health system, which has facilities and trained personnel, but is persistently lacking in medicines and equipment. The replenishment of these goods will be needed to avoid future closures. To facilitate these efforts, policymakers should find ways to streamline the humanitarian exemptions processes included in sanctions regimes and create a stable banking mechanism to support the activities of aid organizations working inside the country.
Topic:
Science and Technology, Public Health, Pandemic, COVID-19, and Medicine
Political Geography:
Asia and North Korea

5. Dual Use in the DPRK

Author:
Margaret Croy
Publication Date:
04-2020
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Several states have succeeded in extracting “yellowcake” uranium from phosphoric acid as part of the phosphate fertilizer production process. The Democratic People’s Republic of Korea (DPRK) has both the means and motivation to undertake such work, thus significantly altering existing open-source assessments of how much yellowcake uranium North Korea could produce annually, which in turn affects estimates of how many nuclear warheads DPRK can make. There is ample rationale for the DPRK to pursue this method of uranium extraction. The dual usage of existing infrastructure would both conceal the activity and make it more difficult for international audiences to positively identify and condemn. The DPRK certainly needs fertilizer, and the information on how to extract uranium from its production is readily available. Lastly, this method of yellowcake production embodies the policy of byungjin—parallel nuclear-weapon development and economic expansion—a hallmark of Kim Jong Un’s strategy. Given these factors, the rationale for the pursuit of this method is clear. The evidence is even more so. The first section of the paper explains the science behind uranium extraction from phosphoric acid produced as an intermediary in the production of fertilizer from phosphate rock. The second section highlights some of the historical cases of states using this method to obtain uranium. The third section elucidates the reasoning and rationale for using this method in the DPRK, and the fourth section examines the open-source evidence available indicating that this method of obtaining uranium—however uncommon—is in use in the DPRK today, and is likely to continue and expand in scale.
Topic:
Science and Technology, Mining, Manufacturing, and Uranium
Political Geography:
Global Focus

6. A Guide to Investigating Outbreak Origins

Author:
Richard Pilch, Miles A. Pomper, Jill Luster, and Filippa Lentzos
Publication Date:
10-2020
Content Type:
Research Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
COVID-19 has exposed key gaps in the global community’s ability to assess infectious disease outbreaks of international concern, in particular the ability to differentiate between natural and laboratory sources of infection. The risk of natural outbreaks is increasing as unchecked population growth, industrial expansion, and corresponding ecological disruption increases the likelihood that novel disease agents will come into contact with naïve human populations. Likewise, the risk of laboratory accidents is increasing as more high-containment laboratories are built and higher risk experiments are conducted around the world. Meanwhile, a deliberate biological attack may resemble an outbreak of natural or accidental origin, and a natural or accidental outbreak may be misattributed as an attack. The purpose of this Occasional Paper is to outline a readily adoptable, stepwise methodology to guide the investigation of corresponding outbreak origins, building upon traditional epidemiological principles. We have sought to remain minimally intrusive at all times; however, an increasing level of need-to-know information, site, and personnel access becomes necessary as attention shifts toward potential laboratory sources. Accordingly, we include recommendations to ensure such access under existing international regimes, primarily the World Health Organization (WHO)’s International Health Regulations.
Topic:
International Cooperation, Science and Technology, World Health Organization, Public Health, Pandemic, and COVID-19
Political Geography:
Global Focus

7. WMD Capabilities Enabled by Additive Manufacturing

Author:
Christopher Daase, Grant Christopher, Ferenc Dalnkoki-Veress, Miles A. Pomper, and Robert Shaw
Publication Date:
09-2019
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Additive Manufacturing (AM)—also known as 3D printing—is a rapidly emerging technology with growing relevance for the proliferation of weapons of mass destruction (WMD) and their means of delivery. The rapid pace of AM development makes it increasingly difficult to keep track of AM’s potential effect on proliferation pathways. So far, studies addressing the issue have mainly focused on nuclear proliferation. This has created two major problems for policy makers. First, by the time governments are able to respond to specific AM-induced proliferation risks, those risks might already have been overtaken by newer developments. Second, by focusing on nuclear proliferation pathways, governments can fail to recognize AM’s relevance to other proliferation modalities, including chemical and biological weapons and, especially, the means of WMD delivery. This report addresses these shortcomings. As an innovative pilot study, this report provides a more comprehensive approach toward explaining latest AM developments and mitigating the risk of WMD proliferation. Effectively, this report is the first beyond-the-horizon assessment of the impact of AM developments not only on potential nuclear-weapons programs, but also on other WMD modalities and their delivery systems. For this project, Negotiation Design & Strategy (NDS) assembled an expert team of well-known AM and nonproliferation specialists from Germany, the United States, and the United Kingdom—three countries at the forefront of AM development. The research team’s contextual knowledge of AM facilities in Europe and the United States allowed for in-depth, on-the-ground interviews with US and European experts from the private sector, national laboratories, and research institutions. Interviews were augmented with an analytical deep dive into the latest AM developments, based on open-source technical literature, including academic papers and patents. The final report allows us to better forecast technological developments and raise awareness for the critical role that AM plays in international security. This report also demonstrates the importance of emerging technologies in the nonproliferation field and underscores the need for further research of this kind. Studies such as this are crucial to inform the broader examination of the relationship between technology and international security.
Topic:
Security, Nuclear Weapons, Science and Technology, Manufacturing, and Emerging Technology
Political Geography:
Global Focus

8. Geo4Nonpro 2.0

Author:
Melissa Hanham
Publication Date:
10-2018
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
The most impressive discovery was North Korea’s Kangson uranium-enrichment facility. CNS believes it to be the first time this facility has been identified or analyzed in the open-source literature. It represents the possibility that North Korea has been producing—and can continue to produce—as much, if not more, fissile material for nuclear weapons than it could have using the only previously known enrichment site at Yongbyon. The first section of this report discusses the evolution of the platform: from the conception of Geo4Nonpro 1.0 and the initial training of G4N team members, to the lessons learned during the first phase of the project and how these lessons fed into the platform’s continued development. The second section describes the launch of Geo4Nonpro 2.0, its new features, and highlights news stories that featured Geo4Nonpro and the central role that it played in many of these discoveries. This is followed by an analysis of each campaign. Lastly, the team proposes the next steps and future applications for this innovative platform.
Topic:
Nuclear Weapons, Science and Technology, Nuclear Power, and Emerging Technology
Political Geography:
Asia and North Korea

9. North Korea’s International Scientific Collaborations: Their Scope, Scale, and Potential Dual-Use and Military Significance

Author:
Joshua Pollack and Scott LaFoy
Publication Date:
12-2018
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
North Korean leader Kim Jong Un has described research and development as crucial to his regime’s efforts to overcome the international sanctions regime. By developing key technologies indigenously, North Korea seeks to reduce its need to import sensitive goods that might otherwise be denied to it through export controls, sanctions enforcement, or lack of funds. Direct collaboration between North Korean and foreign scientists is playing an expanding role in the regime’s pursuit of technological advancement. To assess the extent of this activity, and to identify collaborative research involving dual-use technologies and other technologies of potential military significance, the James Martin Center for Nonproliferation Studies (CNS) of the Middlebury Institute of International Studies at Monterey developed a new dataset capturing publications coauthored by North Korean scientists and foreign scientists between 1958 and April 2018.
Topic:
Science and Technology, Military Strategy, Military Affairs, and Nuclear Power
Political Geography:
Asia and North Korea

10. Findings from the 2016 Symposium on Export Control of Emerging Biotechnologies

Author:
Steven Fairchild, Caroline R. M. Kennedy, Philippe Mauger, Todd J. Savage, and Raymond A. Zilinskas
Publication Date:
04-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
The Symposium on the Export Control of Emerging Biotechnologies was held during October 18-20, 2016 in Monterey, California, USA. Co-hosted by the International Biosecurity and Prevention Forum (IBPF) and the James Martin Center for Nonproliferation Studies (CNS) at the Middlebury Institute of International Studies at Monterey, the symposium’s objectives were to identify emerging biotechnologies that are candidates for export control as well as effective mechanisms for their enforcement. A total of sixty experts from fifteen countries participated in the symposium. They represented the scientific, policy, industry, legal, and enforcement fields in roughly equal proportions. Attendees participated in one of nine working groups that were tasked with identifying emerging biotechnologies of concern and which, therefore, could be subject to realistic mechanisms for export control. In the event, participants identified seventeen emerging biotechnologies and services and debated whether each posed significant biosecurity risks. Participants then assessed options for new hard controls (export controls) and soft approaches (e.g., industry codes-of-conducts). Most participants flagged four biotechnologies and associated services as engagement priorities: ground-based aerosol generating systems; DNA synthesis and assembly equipment; high-throughput screening systems; and facility-wide production control software. Findings from the symposium have been documented in a final report that was published in April 2017 as CNS Occasional Paper #26.
Topic:
Science and Technology, Nonproliferation, and Biotechnology
Political Geography:
Global Focus