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1. The New U.S. Defense Strategic Guidance and Its Implications for South Korean Security

Author:
Young Ho Kim
Publication Date:
02-2012
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
On January 5, 2012, U.S. President Barack Obama paid a rare visit to the Pentagon and unveiled his guidelines for the Department of Defense to set the goals and priorities of its defense strategy for the next ten years. The resulting eight-page-long guidelines, entitled Sustaining U.S. Global Leadership: Priorities for 21st Century Defense (hereafter DSG), contain the administration’s assessment of changing global security conditions and propose the roles and shape of the U.S. armed forces for the coming decade. Prepared through “unprecedentedly” close consultations between the President himself and senior leaders in the U.S. defense department and military including both service chiefs and combatant commanders, the DSG defines the present as a historic “inflection point” and envisions the future U.S. military as “smaller and leaner, but agile, flexible, ready and technologically advanced.” Moreover, in accordance with the DSG the U.S. defense budget will be cut by $487 billion and the sizes of the Army and Marine Corps will shrink by 80,000 and 14,000 respectively over the next ten years. While a more detailed picture will be revealed next month with the administration’s FY2013 budget request to Congress, the DSG reflects the Obama administration’s arduous effort to rebalance and redirect its defense priorities and spending under severe fiscal austerity. Because of the unusual timing of its publication and the magnitude of the reduction in defense spending, the DSG has generated controversy and concern domestically in the United States as well as internationally. In the United States, particularly people in the conservative wing of the Republican Party have been prompted to criticize the guidelines for putting the nation’s security in danger, whereas some people on the liberal side have advocated seeking deeper and bolder cuts in defense spending. Internationally, China was understandably the first to respond negatively to the DSG. For example, rebutting the DSG’s portrayal of Beijing’s military policy as lacking transparency as “groundless and untrustworthy,” Liu Weimin, a spokesman of the Chinese Foreign Ministry, stressed that Beijing was committed to peaceful development and “defensive” policy. What then are the implications of the DSG for South Korean security? Will there be any changes in U.S. defense policy or posture in the region under the DSG that may affect security conditions in South Korea significantly and, if so, require new measures or scrutiny by the South Korean government or the military? In fact, there have been largely four issues raised by the news media in South Korea. I will examine these four issues, and then discuss more challenging concerns that will require closer attention by South Korean foreign and security policy-makers.
Topic:
Security, Foreign Policy, Defense Policy, International Cooperation, and Military Strategy
Political Geography:
China, Asia, South Korea, North Korea, North America, and United States of America

2. Aging Eagle and Dark Clouds on the Security Horizon

Author:
Dong-Joon Jo
Publication Date:
10-2012
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
The financial crisis in 2008 exposed a latent weakness that the United States would not have resources enough to cope with its population aging and maintain its global leadership. The crisis led the federal government to increase its welfare spending, bail out faltering industries, and rely on measures of economic stimulation. These measures resulted in the swelling of the public debt, which increased by $5,077 billion from fiscal year 2006 to fiscal year 2010, and intensified the U.S. federal government’s budgetary difficulties in meeting the welfare and medical needs of senior citizens and carrying out the war on terror abroad (See Figure 1). The belief in the sustainability of the public debt severely weakened, as the interest expense on the public debt rose to 8.6 percent of the total federal spending in 2010; the belief in the comparability between U.S. domestic welfare and its global leadership eroded. The financial crisis evoked a fairly routine set of behavior in partisan politics in 2011. When the public debt was about to reach the ceiling in 2011, Republicans and majority members of the Tea Party threatened not to agree on raising the debt ceiling. They pressured the Barack Obama administration to reduce the federal budget and governmental regulations. Meanwhile, the Obama administration and Democrats wanted to raise the maximum amount of governmental borrowing and keep boosting the economy. In the gunfire between the two parties loomed the possibility of sovereign default. Amid the partisan conflict the credit rating of the U.S. government bonds was downgraded for the first time in history; major market indexes plunged in the third quarter of 2011. The Budget Control Act was the result of bipartisan negotiations, accommodating conflicting goals and instruments from both sides. It provided breathing room for the Obama administration and Democrats by allowing the debt ceiling to increase by $900 billion two times in 2011 and additionally by $1.2 trillion in 2012. Meanwhile, it reduced the budgetary leeway of the administration and gave more power to the House, where Republicans and Tea Party members held the majority. More specifically, it established binding limits on annual appropriations bills to reduce the funding for discretionary programs, relative to the funding in the Congressional Budget Office’s 2010 baseline; it set up a Joint Select Committee on Deficit Reduction, the “Supercommittee,” to come up with a bill to reduce deficits by at least $1.5 trillion through 2021. The legislation appeared to keep the partisan gunfire under control.
Topic:
Security, Financial Crisis, Budget, and Welfare
Political Geography:
North America and United States of America

3. Japan’s National Defense Program Guidelines 2010 and Its Implication to South Korean Security Policies

Author:
Young-June Park
Publication Date:
01-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
On December 17, 2010, the government of Japan updated its most strategically important document entitled “National Defense Program Guidelines (NDPG), FY 2011-” following confirmation from both the Security Council and the Cabinet. The new defense plan released along with the “Mid-Term Defense Program for FY2011-2015” addresses the objectives and the methods of the Japanese Self Defense Forces. Moreover, the plan also outlines Japan’s future military strategies as well as the fundamental tenets of its defense policy. Whereas in the United States, the White House, Pentagon, and Joint Chiefs all release new guidelines each time a new administration comes to power, Japan does not have such a regular format for its defense plan. This makes the National Defense Program Guidelines a comprehensive strategic document that covers every aspect of Japan’s military defense. First introduced in 1976, the Guidelines has only been updated twice in 1995 and 2004. The NDPG in 1976 reflected Japan’s security and military strategy during the Cold War, while the 1995 and the 2004 guidelines reflected strategies for the post-Cold War era and the beginning of 21st century after 9/11, respectively. What then do these updated guidelines in 2010 signify? And in what context should this defense plan be seen? Firstly, the structural changes that have occurred in the security environment of East Asia should be taken into consideration. North Korea conducted nuclear tests twice in 2006 and 2009. In 2010, it displayed new levels of provocation by sinking the South Korean naval vessel Cheonan and shelling Yeonpyeong Island. These actions not only threaten the Korean Peninsula but also the entire region. Added to that, China surpassed Japan as the second largest economy after the United States and has become more assertive over maritime disputes with Japan. How all these military and economic changes are projected in the document deserves close analysis. Secondly, unlike previous NDPGs that were written during the long years under the Liberal Democratic Party (LDP), the 2010 Guidelines are part of the first strategic document that reflects the strategic outlook and security approach of the Democratic Party of Japan (DPJ). Since the DPJ assumed power, it has long tried to differentiate itself from LDP in its decision making procedures and actual policies. Such tendencies are naturally reflected in its security policies as well. How do these guidelines differ from the NDPGs issued under the LDP? In short, the National Defense Program Guidelines 2010 is the best resource with which to understand how Japan perceives the changed security environment, and what strategic concepts and military capability it is preparing for in face of future security challenges.
Topic:
Security, Defense Policy, Military Strategy, and Missile Defense
Political Geography:
Japan and Asia

4. Troubled Waters? Seeking a New Maritime Order in East Asia

Author:
Min Gyo Koo
Publication Date:
08-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Without a doubt, the most heated and persistent maritime disputes in the world are in the East Asia region. The vast bodies of water included in this region are the Northwest Pacific, the East Sea, the West Sea, the East China Sea, and the South China Sea. The diplomatic spat in the fall of 2010 between China and Japan over the Senkaku/Diaoyu Islands in the East China Sea was a strong indication that any mishandling of maritime issues can disrupt the subtle balance of power and interests in the region. Equally problematic are the disputes in the South China Sea, where China’s growing assertiveness has provoked concern among not only its Southeast Asian neighbors but also with the United States. Since the end of the Cold War, the United States has been the main provider of maritime security in the East Asia region but now faces the challenge of a rising China. In May 2011, a Chinese patrol boat cut the cable of a Vietnamese petroleum and gas probe vessel in the South China Sea. From this incident, tensions escalated to the brink of armed conflict. As countries in the region participate in tit-for-tat military exercises, the atmosphere has become worse. Under such conditions, many considered that the South China Sea issue, tangled with conflicts between China and ASEAN and the United States could flare up significantly. However at the 18th ASEAN Regional Forum (ARF) held from July 22-23 2011 a new perspective developed as China stated that “the importance of the freedom of navigation in the South China Sea is clear and all countries should be beneficiaries of such freedom.” Furthermore, during the China-ASEAN ministerial of the 2011 ARF Beijing stepped back by adopting the guidelines for the implementation of the Declaration on the Conduct of Parties in the South China Sea, which was agreed upon in 2002. Washington welcomed this move as it suggested an effort to decrease tensions with respect to the South China Sea. This is in stark contrast to the 2010 ARF meeting where confrontations arose between the United States and China with U.S. Secretary of State Hillary Clinton stating “a peaceful resolution of the South China Sea conflict directly relates to U.S. national interest.” From such developments, one can assess that the ARF has made important progress with respect to the South China Sea issue. However, the 2002 Declaration of Conduct that establishes the principle for peaceful resolution of maritime disputes in line with the United Nations Convention on the Law of the Sea (UNCLOS) lacks binding capacities and the newly adopted guidelines are mostly declaratory and lack specific details. Thus it would be too soon to consider the 2011 ARF meeting as a success with respect to the South China Sea dispute. Considering that China tends to use such multilateral channels as a ground for making peace but then is more forceful in its bilateral relations, the outcome of the recent ARF meeting could come to have less significance than expected.
Topic:
Security, International Law, Maritime Commerce, and Maritime
Political Geography:
China, Asia, South China Sea, and ASEAN

5. Japan’s National Defense Program Guidelines 2010 and Its Implication to South Korean Security Policies

Author:
Young-June Park
Publication Date:
01-2011
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
On December 17, 2010, the government of Japan updated its most strategically important document entitled “National Defense Program Guidelines (NDPG), FY 2011-” following confirmation from both the Security Council and the Cabinet. The new defense plan released along with the “Mid-Term Defense Program for FY2011-2015” addresses the objectives and the methods of the Japanese Self Defense Forces. Moreover, the plan also outlines Japan’s future military strategies as well as the fundamental tenets of its defense policy. Whereas in the United States, the White House, Pentagon, and Joint Chiefs all release new guidelines each time a new administration comes to power, Japan does not have such a regular format for its defense plan. This makes the National Defense Program Guidelines a comprehensive strategic document that covers every aspect of Japan’s military defense. First introduced in 1976, the Guidelines has only been updated twice in 1995 and 2004. The NDPG in 1976 reflected Japan’s security and military strategy during the Cold War, while the 1995 and the 2004 guidelines reflected strategies for the post-Cold War era and the beginning of 21st century after 9/11, respectively. What then do these updated guidelines in 2010 signify? And in what context should this defense plan be seen? Firstly, the structural changes that have occurred in the security environment of East Asia should be taken into consideration. North Korea conducted nuclear tests twice in 2006 and 2009. In 2010, it displayed new levels of provocation by sinking the South Korean naval vessel Cheonan and shelling Yeonpyeong Island. These actions not only threaten the Korean Peninsula but also the entire region. Added to that, China surpassed Japan as the second largest economy after the United States and has become more assertive over maritime disputes with Japan. How all these military and economic changes are projected in the document deserves close analysis. Secondly, unlike previous NDPGs that were written during the long years under the Liberal Democratic Party (LDP), the 2010 Guidelines are part of the first strategic document that reflects the strategic outlook and security approach of the Democratic Party of Japan (DPJ). Since the DPJ assumed power, it has long tried to differentiate itself from LDP in its decision making procedures and actual policies. Such tendencies are naturally reflected in its security policies as well. How do these guidelines differ from the NDPGs issued under the LDP? In short, the National Defense Program Guidelines 2010 is the best resource with which to understand how Japan perceives the changed security environment, and what strategic concepts and military capability it is preparing for in face of future security challenges.
Topic:
Security, Defense Policy, Regional Cooperation, Military Strategy, Military Spending, and Missile Defense
Political Geography:
Japan, China, Asia, South Korea, and North Korea

6. Lessons from the Cheonan Incident and South Korea’s Response

Author:
EAI Security Net
Publication Date:
05-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Since the tragic sinking of the ROK Navy corvette, the Cheonan, on March 26 2010, there has been an unprecedented level of unconfirmed suspicion, speculation, and criticism over the incident. Not only has this focused on the cause of the sinking but also on the Lee Myung-bak administration’s handling of the incident and its response in the immediate aftermath. The major challenge ahead is to build a domestic consensus on how to perceive and characterize the Cheonan incident and muster global support to punish North Korea. Pyongyang’s sinking of the South Korean warship has raised fundamental questions in the five most critical areas of the state; the military, diplomacy, economy, politics, and intelligence. Rather than narrowly focusing on one single area within which to muster a response, the Lee administration needs to take a comprehensive approach across all five areas and prevent further provocations from threatening peace and stability on the Korean Peninsula.
Topic:
Security, Intelligence, Military Strategy, Sanctions, and Peace
Political Geography:
Asia, South Korea, and North Korea

7. From “Primordial” to “Pragmatic” Identity: A Search for Regional Identity in East Asia

Author:
Jun-Seok Kim
Publication Date:
07-2010
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
In 2009, two interesting proposals for community building in East Asia were put forward: Kevin Rudd, then serving as Australia’s prime minister, proposed the creation of an Asia Pacific Community (APC) and then-Japanese prime minister Yukio Hatoyama proposed an East Asian Community (EAC). Claiming that Australia should get more deeply involved in Asia, Rudd described his vision of what an APC should look like. Of the most importance, it should be all-embracing. All the major powers in the Asia-Pacific region should take part, including the United States, Australia, Japan, China, South Korea, India, and Indonesia. The APC should also focus on both security and economic issues. In the meantime, Hatoyama, in a New York Times op-ed, came up with the idea of an East Asian Community as the cornerstone of his administration’s Asia policy. While the idea of the EAC was not totally fleshed out, he indicated that the group would include China, Japan, and South Korea as its core members. Hatoyama did not make it clear whether the United States would be invited, although he made no secret of his perception that the era of U.S.-led unilateralism and globalism was coming to an end. In this new period of growing multipolarity, he seemed to believe, it was imperative for Japan to reconceptualize East Asia, the world’s fastest-growing region which now accounts for one quarter of the total GDP of the world, as its own “basic sphere of being.” Prime Minister Hatoyama tried his best not to give the impression that he favored East Asia over the United States (or over the West as a whole). But, it seemed quite obvious that he wanted to see Japan more consciously autonomous from the United States than had been the case under the prolonged rule of the Liberal Democratic Party (LDP) governments. What prompted Rudd of Australia and Hatoyama of Japan to propose the creation of Asia Pacific and East Asian communities upon taking office? A probable cause can be found in the shift in relative power, especially between China, Japan, and the United States, that has long been in progress over the last decade. Both Rudd and Hatoyama were aware of this change. Rudd, for instance, explained that global economic and strategic weight was now shifting to Asia. Hatoyama has also conceded that China would surpass Japan in economic size “in the not-too-distant-future.” One might suspect, therefore, that their initiatives were nothing more than temporary expedients designed to cope with the recently changed international environment. That might be the case—or not. But whatever the two leaders’ underlying intent, their initiatives no doubt constituted significant contributions to a series of efforts to bring about community-type regional organizations in East Asia. From 1989 on, when APEC was first created, and especially in the aftermath of the Asian financial crisis of 1997-98, a succession of regional organizations came into being in East Asia, with the ASEAN Regional Forum (ARF) in 1993, ASEAN+3 in 1997, and the East Asian Summit (EAS) in 2005 being the most representative. Since the first meeting of the EAS was held in Kuala Lumpur, Malaysia in 2005, in particular, interest in the possibility of building an East Asian Community has become widespread. Although controversies over the proper geographical scope of such a community remain far from settled, with some countries favoring extensive, elastic membership and others favoring a limited, restrictive one, community-building in East Asia is now looked upon as a goal that is worthy of being pursued for its own sake. Australia’s and Japan’s initiatives, probably spurred by geostrategic considerations and not immediately realizable, will surely strengthen the case for an East Asian Community. At the very least, two initiatives have demonstrated the continued interest in an East Asian Community among politicians and decision-makers of East Asian countries.
Topic:
Security, Regional Cooperation, Community, and Identity
Political Geography:
Japan, China, East Asia, Asia, and South Korea

8. A Smart Alliance in the Age of Complexity

Author:
Seongho Sheen
Publication Date:
06-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
The alliance between the Republic of Korea and the United States today faces a complex security environment, in which the threats it confronts are more diverse, more complicated, and require a more delicately balanced approach than ever before. In particular, expectations—even demands—are growing for South Korea to contribute to world peace and stability as a global partner for the United States in pursuing their mutual security interests (Campbell et al. 2009). Do the ROK and the United States share enough strategic interests to sustain such an alliance in the twenty-first century? And should South Korea assume an increasing role in maintaining regional and global peace? During the Cold War, the two countries' alliance was a military one, focused on the clear and direct threat from North Korea. Now, in the twenty-first century, the two security partners must transform their hard alliance into a "smart" alliance to meet more diverse security challenges together. A different set of hard and soft approaches are required, and a smart alliance will call for a more flexible combination of roles played by each partner, depending on the circumstances.
Topic:
Security, Diplomacy, International Cooperation, and Military Strategy
Political Geography:
Asia, South Korea, North Korea, North America, and United States of America

9. Assessment and Future Challenges of the U.S.-ROK Summit: From a Policy of Sanctions to a Policy of `Coevolution`

Author:
EAI Security Net
Publication Date:
06-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
Since the end of the Cold War, the U.S.-ROK alliance has gone through the greatest and most rapid changes in its fifty-six-year history. Yet the United States and South Korea have both failed to establish any strategic "Joint Vision" for the alliance in this new era. The Roh Moo-hyun administration dealt with many issues of alliance transformation. These included the relocation of U.S. military bases, the transfer of Wartime Operational Control (WOC) from the United States to South Korea, and efforts to facilitate the strategic flexibility of U.S. forces in Korea. None of these changes, however, were fully based on any shared strategic vision between the two countries; rather, the alterations were limited bottom-up approaches. The Lee Myung-bak administration has managed to restore the previously damaged U.S.-ROK relations with the Bush administration in 2008. It also dealt with many issues affecting the future of the alliance. But an overall reenvisioning of the alliance only came about under the current Lee-Obama partnership. The culmination of the June 2009 U.S.-ROK Summit was the joint statement released by the two presidents entitled "Joint Vision for the Alliance of the U.S. and the ROK." This statement has been long overdue. It set out clearly the security problem confronting the two countries, and established their shared strategic interests. In a simple and concise way, the "Joint Vision" laid out the future direction of the alliance in a wide range of areas, including not only military issues but also international values, the economy, the environment, and human rights. Fundamentally, the document recognized that the geographic range of the alliance has expanded globally, beyond both the Korean Peninsula and the Asia-Pacific region. The future of the alliance is significant not just for the United States but also for South Korea. Korea’s diplomatic outlook can no longer be limited to the Peninsula, because its national power has matured enough to warrant a new diplomatic strategy in its approach to its region and the world. As part of this vision, the Lee administration has issued a new strategic motto, "Global Korea." But the government still has a long way to go. It needs a more complete set of specific policies supported by a strong domestic consensus. The new vision for the U.S.-ROK alliance will help facilitate South Korea’s diplomatic leap forward. At this critical time, the United States needs assistance from its allies, including South Korea. Currently, global leadership faces numerous transnational problems such as the unprecedented global economic crisis, an insurgency in Afghanistan that is at its highest levels since the U.S. invasion in 2001, and a weakened U.S. global leadership in need of revitalization. If these major challenges are to be met, the "Joint Vision" needs to be converted into specific policies. The recent summit allowed a comprehensive discussion of both the new vision’s principles and the issues related to those principles, including the North Korean nuclear crisis, provisions for the global role of the alliance, and nonmilitary issues like the KORUS FTA (Korea-United States Free Trade Agreement). Naturally, given today’s circumstances, the North Korean nuclear program dominated the meetings. President Obama and President Lee have found considerable common ground in setting the strategic goals and policy direction that will be required to resolve the nuclear issue.
Topic:
Security, Diplomacy, International Cooperation, Military Strategy, and Sanctions
Political Geography:
Asia, South Korea, North America, and United States of America

10. Muddling along with Missiles

Author:
Dongho Jo
Publication Date:
07-2009
Content Type:
Working Paper
Institution:
East Asia Institute (EAI)
Abstract:
On April 5, 2009, North Korea carried out a rocket launch. North Korea argued that it was a satellite launch vehicle rather than a warhead-carrying ballistic missile, and portrayed the launch in innocuous and civilian terms, even naming the rocket “Unha,” which means “Galaxy” in Korean, to emphasize its space-oriented function. However, most nations, including Japan, South Korea, and the United States, suspect that these words were only a cover for a test of North Korea’s long-range missile technology. In addition, North Korea conducted an underground nuclear test on May 25, followed by several launches of short-range missiles from its east coast. Furthermore, North Korea test-fired four short-range missiles on July 2 and additional seven missiles on July 4, despite the United Nations Security Council’s unanimous adoption of Resolution 1874 on June 12, condemning North Korea’s hostile activities in the strongest possible terms. Why has North Korea gone ahead with its provocative actions in the face of serious opposition from most of the outside world? To date, analysts have focused on the political aspects of the missile launch. They speculate that its purpose was to push the United States toward bilateral dialogue or to pressure the South Korean government to return to its more positive stance known as the “sunshine policy.” Others argue that the launch was meant to strengthen leadership’s weakening hold inside the country and to ensure its dynastic line of succession. All of these explanations are plausible, and North Korea, of course, may have had multiple goals. But observers seeking to understand the North Korea’s actions are missing one critical component: the economic factor. The North Korean economy was in very poor shape in the 1990s and is still experiencing difficulties. This economic hardship, however, has not only been evident in recent decades but had already begun in the early 1970s, mainly due to lack of capital. Since then, the country’s top economic priority has been to determine how to encourage foreign capital to help the North Korea escape from economic shortages. One alternative pursued since the mid-1990s has been to develop the missile program as an effective means of earning foreign exchange. Understanding the part played by the economic situation in North Korea’s decisions about its missile program is the purpose of this brief article.
Topic:
Security, Military Strategy, Conflict, Space, and Missile Defense
Political Geography:
Japan, China, Asia, South Korea, and North Korea