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1. The Pillars of Governance. A Macro-Quantitative Analysis of Governance Performance

Author:
Gregor Walter-Drop, John Wiesel, and Melissa Lee
Publication Date:
05-2016
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
State building is seen as the central tenet of many present-day development efforts. This rests on a global normative script that emphasizes the modern state’s role in providing governance services from security to education to health. However, the relationship between statehood and governance outcomes is not well understood. We use a macro-quantitative approach to analyze state performance in various governance dimensions including security, health, education, economic subsistence, infrastructure, and the environment. We test for the power of statehood in explaining the variation in governance outcomes while controlling for various other factors prominent in the respective debates in political science, economics, and development studies. The analysis yields three interesting results. First, statehood does not have a consistent significant relationship with governance outcomes. It matters more for some outcomes than for others. Second, we find that statehood sometimes performs better at predicting subjective (survey-based) evaluations than at predicting objective measures of governance outcomes (which confirms the ubiquity of the normative script). Finally, we find that the degree of domestic female empowerment performs consistently strong at explaining the variation in governance outcomes. This result is consistent with the policy community’s emphasis on women’s roles in development.
Topic:
Security, Education, Health, Infrastructure, Governance, and State Building
Political Geography:
Global Focus

2. Governance Transfer by the Southern African Development Community (SADC). A B2 Case Study Report

Author:
Anna van der Vleuten
Publication Date:
03-2014
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
As early as 1992, the Treaty of the Southern African Development Community (SADC) already included a commitment to human rights, democracy, and the rule of law as governance standards in its member states, but it was in 2001 that SADC significantly broadened its efforts at governance transfer. SADC focuses in particular on standards related to gender, (socioeconomic) human rights, and (electoral) democracy, which are promoted and protected through various instruments including military interventions and sanctions in the framework of security cooperation. While the rule of law and good governance have also gained a more prominent place on the agenda since 2001, standards and instruments are less developed. Overall, there is a significant gap between the prescription of standards and policies on the one hand and the implementation of measures on the other. The suspension of the SADC Tribunal in 2010 following its rulings on human rights issues clearly shows the limits of SADC as an active promoter vis-à-vis its member states.
Topic:
Security, Development, and Governance
Political Geography:
Africa

3. Security sector reconstruction in a post-conflict country: Lessons from Timor-Leste

Author:
Deniz Kocak
Publication Date:
10-2013
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
Post-conflict missions by the United Nations are increasingly mandated to reform the security sector and to establish viable security governance organs in, often, collapsed states. UN missions in Timor-Leste, tasked with the build-up of local security institutions and forces from 1999 to 2005, were regarded by some as successful examples of externally-led security sector transformation in so far as they managed to establish a local police force and local security governance institutions. Yet, the breakdown of the Timorese security sector during violent clashes between newly created security forces in 2006 hinted at weaknesses in the externally driven implementation of SSR. The UN mission subsequently mandated to assist in rebuilding the dysfunctional security sector, was however openly challenged by growing local resistance towards external meddling into the highly sensitive domain of security, and simultaneously, by assertive local approaches to security governance. By tracing the UN mission's steps in performing SSR before and after the security breakdown of 2006, the paper explains inherent flaws in the UN's approach and expounds the Timorese' alternative approach. It will be argued that the UN failed to enforce its security governance model in Timor-Leste creating the way for an evolving local approach to security governance.
Topic:
Conflict Resolution, Security, Governance, and Reconstruction
Political Geography:
East Asia, United Nations, and Timor-Leste

4. Assessing the Impact of Development Cooperation in Northeast Afghanistan: Approaches and Methods

Author:
Jan Koehler, Christoph Zürcher, and Jan Böhnke
Publication Date:
02-2013
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
This report is a documentation of the methodological approach for an impact assessment of development intervention in conflict zones. We designed this approach for one specific region, Northeast Afghanistan, but we believe that it can easily be adapted to other regions and other contexts. This report is one result of an eight-year cooperative research project conducted by the German Federal Ministry for Economic Cooperation and Development (BMZ), evaluation division, and Freie Universität Berlin’s Collaborative Research Center (SFB) 700. The overall objectives of this project are, first, to develop a method for assessing the impact of development cooperation in conflict zones, and second, to apply this method in Northeast Afghanistan. The experiences from the first round of the emerging longitudinal impact assessment were taken into consideration in the present report. The basic question that we seek to address is whether development cooperation positively affects the stabilization of a conflict zone through a positive impact on general attitudes toward foreign intervention, on the legitimacy of the Afghan state, and on perceived security threats.
Topic:
Security, Development, International Cooperation, and Intervention
Political Geography:
Afghanistan and South Asia

5. Security Sector Reconstruction in a Post-Conflict Country: Lessons from Timor-Leste

Author:
Deniz Kocak
Publication Date:
10-2013
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
Post-conflict missions by the United Nations are increasingly mandated to reform the secu- rity sector and to establish viable security governance organs in, often, collapsed states. UN missions in Timor-Leste, tasked with the build-up of local security institutions and forces from 1999 to 2005, were regarded by some as successful examples of externally-led security sector transformation in so far as they managed to establish a local police force and local security governance institutions. Yet, the breakdown of the Timorese security sector during violent clashes between newly created security forces in 2006 hinted at weaknesses in the ex- ternally driven implementation of SSR. The UN mission subsequently mandated to assist in rebuilding the dysfunctional security sector, was however openly challenged by growing local resistance towards external meddling into the highly sensitive domain of security, and simul- taneously, by assertive local approaches to security governance. By tracing the UN mission’s steps in performing SSR before and after the security breakdown of 2006, the paper explains inherent flaws in the UN’s approach and expounds the Timorese’ alternative approach. It will be argued that the UN failed to enforce its security governance model in Timor-Leste creating the way for an evolving local approach to security governance.
Topic:
Security, United Nations, Governance, and Post-Conflict
Political Geography:
Timor-Leste and Southeast Asia

6. From Compliance to Practice: Mining Companies and the Voluntary Principles on Security and Human Rights in the Democratic Republic of Congo

Author:
Jana Hönk and Tanja A. Börzel
Publication Date:
10-2011
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
Transnational institutions increasingly commit multinational companies to human rights and social standards on a voluntary basis. Our paper investigates the security practices of multinational companies and whether these comply with the Voluntary Principles on Security and Human Rights. Analysing the case of mining companies in the Democratic Republic of Congo we evaluate the impact of the Principles on local security practices and critically analyse the effects of these practices. We argue that one needs to go beyond compliance studies, which focus on the implementation of formal programs (output) and rule-consistent behaviour (outcome), in order to evaluate corporate governance contributions. We therefore develop a conceptual framework that looks at companies' local security practices, including non-compliant practices, and their effects on local security. Our approach leads to a more differentiated evaluation of the effects of voluntary standards and the potential for corporate governance contributions than much of the literature on business and governance does.
Topic:
Security, Human Rights, Natural Resources, and Neoimperialism
Political Geography:
Africa and Democratic Republic of the Congo

7. Transitional Justice als Weg zu Frieden und Sicherheit. Möglichkeiten und Grenzen, SFB-Governance [Working Paper No. 15]

Author:
Susanne Buckley-Zistel
Publication Date:
07-2008
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
Transitional Justice refers to ways of dealing with the past of violent conflicts or dictatorships in order to promote the transition to peace and security in a divided society. Against the backdrop of the concept's increasing popularity the objective of the working paper is to investigate whether its norms and instruments do indeed contribute to improving the relationship between the parties to the conflict. Central to the analysis is the impact of its normative cornerstones justice and truth, both conceptionally and practically, and the paper illustrates that their influence on post-conflict societies is rather ambivalent and by no means inevitably promoting peace. Based on these sobering insights the working paper concludes with the appeal to consider Transitional Justice as a political concept and to maintain a critical stance towards its application.
Topic:
Conflict Resolution, Security, and Governance
Political Geography:
Germany

8. Auf der Suche nach Sicherheit. Die internationale Intervention in Nordost-Afghanistan

Author:
Jan Koehler
Publication Date:
11-2008
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
Das vorliegende Arbeitspapier untersucht Wirkungszusammenhänge von transnationalen Konstellationen staatlicher und nicht-staatlicher Akteure mit der Erzeugung von Sicherheit sowie Entwicklung als Governance-Leistung in Nordost-Afghanistan. Ausgangspunkt der Untersuchung ist die Frage, wie die afghanische Bevölkerung Veränderungen der eigenen Sicherheit sowie lokale Entwicklungsherausforderungen über die letzten Jahre wahrgenommen hat. Das Papier besteht aus zwei Teilen. Zunächst erläutert der Autor im Rahmen einer Fallstudie die relevanten internationalen, nationalen und lokalen Akteurskonstellationen in der Zielregion und bettet die Ergebnisse der quantitativen Befragungen ein in den Kontext der qualitativen Untersuchungsergebnisse zu lokalen gesellschaftlichen und politischen Entwicklungen. Anschließend wird detailliert das methodische Vorgehen erläutert, welches auf kreuzperspektivischer Analyse der quantitativ und qualitativ erhobenen Daten gründet. Die Analyse zeigt, dass im heutigen Afghanistan Sicherheit und Entwicklung als Ergebnis transnationaler Governance entstehen können. Diese Governance-Leistungen sind auf die lokale Ebene beschränkt; sie erreichen nicht die regionale oder gar die nationale Ebene. Die Untersuchung zeigt allerdings auch, dass transnationale Governance-Leistungen im Unterschied zur strategischen Zielsetzung der internationalen Interventen gerade die nationalen und sub-nationalen staatlichen Institutionen schwächen und deren Legitimität beeinträchtigt, die durch die Intervention aufgebaut und gefestigt werden sollen.
Topic:
Security, Development, and War
Political Geography:
Afghanistan and Central Asia

9. Assessing the Contribution of International Actors in Afghanistan

Author:
Christoph Zürcher and Jan Koehler
Publication Date:
10-2007
Content Type:
Working Paper
Institution:
Collaborative Research Center (SFB) 700
Abstract:
This paper is based on a representative survey among 2034 households in North East Afghanistan, conducted in spring 2007. The main results of the survey can be summarized as follows: Many Western observers claim that the security situation in North Afghanistan is rapidly deteriorating. We find that this sentiment is not shared by the majority of the rural population. An overwhelming majority thinks that security has very much increased over the last two years. Most Afghans credit foreign forces as well as the Afghan government with this progress.
Topic:
Security, Civil Society, and Development
Political Geography:
Afghanistan and Asia