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1. Building Confidence in the Cybersphere: A Path to Multilateral Progress

Author:
Nancy Gallagher and Theresa Hitchens
Publication Date:
03-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
As use of the Internet has become critical to global economic development and international security, there is near-unanimous agreement on the need for more international cooperation to increase stability and security in cyberspace. Several multilateral initiatives over the last five years have begun to spell out cooperative measures, norms of behavior, and transparency and confidence-building measures (TCBMs) that could help improve mutual cybersecurity. These efforts have been painstakingly slow, and some have stalled due to competing interests. Nonetheless, a United Nations (UN) Group of Governmental Experts (GGE) and the Organization for Cooperation and Security in Europe (OSCE) have achieved some high-level agreement on principles, norms, and “rules of the road” for national Internet activities and transnational cyber interactions. Their agreements include commitments to share more information, improve national protective capacities, cooperate on incident response, and restrain certain destabilizing state practices. Voluntary international agreements are worth little, unless states implement their commitments. So far, implementation has been crippled by vague language, national security considerations, complex relations between public and private actors in cyberspace, and privacy concerns. This is particularly true regarding the upfront sharing of information on threats and the willingness of participants to cooperate on incident investigations, including identifying perpetrators. With multilateral forums struggling to find a way forward with norm-setting and implementation, alternate pathways are needed to protect and build on what has been accomplished so far. Different strategies can help advance implementation of measures in the UN and OSCE agreements. Some commitments, such as establishing and sharing information about national points of contact, are best handled unilaterally or through bilateral or regional inter-governmental cooperation. Other objectives, such as protecting the core architecture and functions of the Internet that support trans-border critical infrastructure and underpin the global financial system, require a multi-stakeholder approach that includes not only governments but also private sector service providers, academic experts, and nongovernmental organizations. This paper compares what the GGE and OSCE norm-building processes have achieved so far and what disagreements have impeded these efforts. It identifies several priorities for cooperation identified by participants in both forums. It also proposes three practical projects related to these priorities that members of regional or global organizations might be able to work on together despite political tensions and philosophical disputes. The first would help state and non-state actors share information and communicate about various types of cybersecurity threats using a flexible and intuitive effects-based taxonomy to categorize cyber activity. The second would develop a more sophisticated way for state and non-state actors to assess the risks of different types of cyber incidents and the potential benefits of cooperation. The third would identify aspects of the Internet that might be considered the core of a public utility, worthy of special protection in their own right and for their support of trans-border critical infrastructure.
Topic:
International Cooperation, United Nations, Infrastructure, and Cybersecurity
Political Geography:
United States and Europe

2. The Militarization of the Arctic is Not Certain

Author:
Rachael Gosnell
Publication Date:
12-2018
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
While concern about renewed international competition in the Arctic has attracted significant attention, the continuation of cooperation and adherence to international rules and norms of behavior is a far more likely outcome. The magnitude of activity in the region remains below historic Cold War levels and accounts for a very small percentage of overall global military activity. Further, stakeholders have thus far exhibited adherence to international law, and venues for dialogue offer an alternative to an Arctic security dilemma. Sound adherence to the principles of deterrence, international norms, and continued cooperation in forums such as the Arctic Council will ensure the region remains stable into the future.
Topic:
International Cooperation and Military Strategy
Political Geography:
Russia, United States, Europe, and Arctic

3. The Tactical Utility and Strategic Effects of the Emerging Asian Phased Adaptive Approach Missile Defense System

Author:
Jaganath Sankaran
Publication Date:
01-2017
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The United States and Japan are jointly developing and deploying an integrated advanced regional missile defense system meant to counter threats from North Korea. North Korea possesses a large and diversified arsenal of short- and medium-range missiles that could strike Japanese cities and military bases in the event of a crisis and cause measurable damage. The missile defense system currently in place provides strong kinematic defensive coverage over Japanese territory. However, in general, the offense enjoys a strong cost advantage. It is impractical to deploy as many defensive interceptors as there are offensive missiles, which, in turn, limits the efficiency of missile defenses. It should be understood that regional missile defenses in the Asia-Pacific are neither capable nor expected to provide 100% defense. Rather, their goal is to provide sufficient capability to bolster deterrence and, should deterrence fail, to provide enough defense in the initial stages of a crisis to protect vital military assets. Additionally, U.S. and Japanese forces apparently also need to develop a better command and control architecture to operate the Asia-Pacific regional missile defense system. Finally, while the system is meant to defend only against regional threats, China has argued that the system might in the future be able to intercept Chinese ICBMs, thereby diluting its strategic deterrent against the United States. Maintaining effective defenses against North Korea while reassuring China will be one of the major challenges the U.S. and Japan face in their missile defense endeavor.
Topic:
Security, Diplomacy, International Cooperation, and Military Strategy
Political Geography:
United States, Japan, China, Asia, South Korea, and North Korea

4. Iranian Attitudes in Advance of the Parliamentary Elections: Economics, Politics, and Foreign Affairs

Author:
Nancy Gallagher, Clay Ramsay, and Ebrahim Mohseni
Publication Date:
02-2016
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Summary of Findings 1. Views of the Rouhani Administration President Hassan Rouhani and Foreign Minister Javad Zarif enjoy high levels of popular support in Iran. Nearly 8 in 10 Iranians say they have a favorable opinion of Rouhani and Zarif. Yet the intensity of their popularity has substantially eroded since August 2015. With Iran’s parliamentary elections only about a month away, 6 in 10 Iranians continue to want Rouhani supporters to win, while a growing minority favors his critics. Though Rouhani receives high marks for improving Iran’s security and deepening Iran’s relations with European countries, views of the economy are mixed. An increasing majority of Iranians think that Rouhani has not been successful in reducing unemployment. Iranians are also substantially less optimistic about Iran’s economy, with less than half now thinking that the economy is getting better. 2. Iran’s February 2016 Parliamentary Elections Four in ten Iranians voice confidence that the upcoming Majlis (Iran’s Parliament) elections will be very fair, and another four in ten assume it will be somewhat free and fair. Two thirds are highly confident they will vote in the upcoming elections for the Majlis and the Assembly of Experts. The most important issues Iranians want the new Majlis to tackle are unemployment and Iran’s low performing economy. 3. Civil Liberties in Iran Two in three Iranians believe that it is important for President Rouhani to seek to increase civil liberties in Iran. However, only a small minority complains that Iranians have too little freedom. While only about a third thinks that civil liberties in Iran have increased during Rouhani’s presidency, a plurality expects that civil liberties will increase at least somewhat over the next two years. 4. Approval for Nuclear Deal Seven in ten Iranians approve of the nuclear deal, though enthusiasm has waned somewhat. The deal garners support from majorities of those who favor Rouhani’s critics in the Majlis election, as well as those who favor his supporters. Two thirds still think the Iranian leadership negotiated a good deal for Iran, though the number of those disagreeing has risen to one in five. The number who believes it was a win for Iran has also declined, while the number who believes it was a victory for both sides has risen and is now a majority. 5. Perceptions of the Nuclear Deal Substantial numbers of Iranians now have a more accurate picture of the deal than they did in August 2015. About half (up from a third) now realizes that Iran has accepted limits on its nuclear research. Almost half (up from a quarter) now knows that many US sanctions are not covered by the agreement and will continue. However, growing majorities continue to believe incorrectly that Iranian military sites cannot be inspected under any conditions. A majority also believes that the US has agreed to not impose new sanctions to replace the ones that were removed as part of the nuclear deal. 6. Expectations of Economic Benefits Three in five Iranians expect that the nuclear deal will eventually result in improvements in their own economic well-being. This sentiment is shared by a majority of those who support Rouhani’s critics in the upcoming parliamentary elections. Majorities expect to see, within a year, better access to medical products from abroad, more foreign investment, and significant improvements in unemployment and the overall economy, though these majorities have declined from August 2015. 7. The Nuclear Deal’s Effect on Iran’s Foreign Relations A large majority of Iranians thinks that Iran’s relations with European countries have already improved as a result of the nuclear deal, but only one in three thinks Iran’s relations with the United States have improved. 8. Views of US Cooperation in the Nuclear Deal Six in ten Iranians are not confident that the US will live up to its obligations under the nuclear agreement and do not think the US will accept other countries cooperating with Iran’s civilian nuclear sector, as provided for under the deal. Half assume the US will use pressure and sanctions to extract more concessions from Iran—up from only a quarter in August 2015. 9. Views of the Nuclear Program Just as in past years, four in five Iranians see the development of an Iranian nuclear program as very important, and three in four see this program as being for purely peaceful purposes. Four in five continue to favor the idea of a Middle East nuclear-free zone that would require all countries in the Middle East, including Israel, not to have nuclear weapons. 10. Iran’s Involvement in Syria and Fighting ISIS Large majorities of Iranians approve of Iran being involved in Syria and strongly support countering ISIS, preserving Iran’s influence in the region, and countering Saudi, American, and Israeli influence. Overwhelming majorities approve of Iran fighting ISIS directly. Large majorities also approve of Iran supporting Shiite and Kurdish groups fighting ISIS and providing support to Iranian allies in the region. Strengthening the Assad government gets more modest support and is seen as a secondary goal for Iran. Two in three Iranians approve of sending Iranian military personnel to help Assad fight against armed Syrian rebels, including ISIS. 11. Views of US Involvement in Syria A large majority of Iranians disapproves of US involvement in Syria. US involvement in Syria is widely perceived as being primarily motivated by a desire to topple the Assad government, to increase US influence and power in the region, to protect Israeli and Saudi interests, and to decrease Iran’s influence and power in the region. Views are divided about whether the United States is seeking to protect Syrian civilians, to end the conflict, to prevent the conflict from spreading, or to fight ISIS. A modest majority says US efforts against ISIS are not at all sincere. A bare majority supports direct cooperation with the United States to counter ISIS in Iraq. 12. Views of Other Nations Involved in Syria Large majorities of Iranians approve of the involvement in Syria of Russia and Hezbollah, and seven in ten express confidence that Russia’s efforts against ISIS are sincerely motivated. However, large majorities disapprove of the involvement in Syria of Turkey, France, and, especially, Saudi Arabia. Large majorities say that the Saudis’ efforts against ISIS are insincere; views of the sincerity of the efforts by Turkey and France are less negative. A large majority has a negative view of Saudi efforts to create a coalition against terrorism, primarily because Saudi Arabia is seen as a supporter of ISIS. 13. International Collaboration on Syria and ISIS Despite their suspicions of other countries operating in the region, eight in ten Iranians approve of Iran participating in the international talks on the conflict in Syria. Of those who know about the Vienna agreement, seven in ten approve of it. 14. Views of Other Countries Iranians view their country’s allies, notably Iraq, Syria, Lebanon, and Hezbollah, favorably, and view Saudi Arabia and Turkey increasingly unfavorably. Views of Russia and China are generally favorable and have improved considerably over time. Western countries, with the exception of Germany, are viewed unfavorably, with Britain and the US viewed negatively by large majorities in Iran. In contrast, a majority has a favorable opinion of the American people.
Topic:
International Cooperation, Nuclear Weapons, Terrorism, Geopolitics, ISIS, and Hezbollah
Political Geography:
Britain, Russia, United States, China, Iraq, Iran, Turkey, Germany, Saudi Arabia, Lebanon, and Syria

5. Clouds of Suspicion: Airspace Arrangements, Escalation, and Discord in U.S./NATO-Russian Relations

Author:
anya Loukianova fink
Publication Date:
05-2016
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
Policy makers in the Euro-Atlantic region are concerned that incidents involving military or civilian aircraft could result in dangerous escalation of conflict between Russia and the West. This brief introduces the policy problem and traces the evolution of three sets of cooperative airspace arrangements developed by Euro-Atlantic states since the end of the Cold War—(1) cooperative aerial surveillance of military activity, (2) exchange of air situational data, and (3) joint engagement of theater air and missile threats—in order to clarify the current regional airspace insecurity dynamics and identify opportunities to promote transparency and confidence in U.S./NATO-Russian relations.
Topic:
NATO, International Cooperation, Military Strategy, and Conflict
Political Geography:
Russia, United States, Europe, and North Atlantic

6. OSCE Principles in Practice: Testing Their Effect on Security Through the Work of Max van der Stoel, First High Commissioner on National Minorities 1993–2001

Author:
Marianna M. Yamamoto
Publication Date:
01-2015
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
This monograph tests the OSCE approach to security. The OSCE approach to security encompasses all areas that can cause tensions and conflict between States, and is the result of a sustained effort by almost all of the world’s democracies on how to achieve both security and individual freedom. An important basis of the OSCE security concept is that international security cannot be achieved without the protection and promotion of individual rights and freedoms. The study first extracts from official OSCE documents a set of principles designed to achieve international security, and then uses the work of the first OSCE High Commissioner on National Minorities (HCNM), Max van der Stoel, to test the effectiveness of the principles in practice. From 1993 to 2001, HCNM Max van der Stoel applied OSCE principles in cases involving minority tensions with a high potential for international conflict, and this experience provided the means to assess the practical effects on security when OSCE principles are implemented. The study examined three cases that involved potential conflict: Ukraine and separatism in Crimea; Estonia and tensions regarding the Russian minority; and Macedonia and tensions regarding the Albanian minority. The study found that in each of the three cases, the implementation of OSCE principles reduced national and international tensions involving minority issues, and increased security. The increase in security was seen within each State, between States, and in the region, and reduced the potential for conflict within and between OSCE States. The results were particularly significant in view of the instability, conflicts, and tensions of the post–Cold War period; the OSCE’s ongoing institutionalization during the period; and the limited resources and tools available to the OSCE and the HCNM. The study identified and articulated twenty OSCE security principles that addressed national and international security. The principles addressed the rights and responsibilities of State sovereignty; a comprehensive, cooperative, and common security approach; the prevention of security threats and the peaceful resolution of issues; the protection and promotion of individual rights and freedoms through democracy, the rule of law, and the market economy; rights and responsibilities pertaining to national minorities; the development and advancement of shared values; and processes and mechanisms. The monograph extended the research on the OSCE principles to express an OSCE security concept. The OSCE security concept is a security framework based on the idea that security depends on the development and implementation of principles guiding three areas: how States deal with each other and resolve problems; the protection and promotion of individual rights within States; and the processes and mechanisms to review and advance values, principles, and commitments. The study showed that the implementation of OSCE principles in Ukraine, Estonia, and Macedonia significantly increased security in those three countries and the OSCE region. The study found that the OSCE principles and the OSCE security concept constitute a significant body of thought and practice regarding security, and respect for the individual. The OSCE principles, the OSCE security concept, and the work of the High Commissioner on National Minorities merit further examination, development, and application to national security policy and practice. The application to national security policy and practice is relevant to all security threats and problems.
Topic:
Security, Cold War, International Cooperation, and Conflict
Political Geography:
Russia, Europe, Ukraine, Eastern Europe, Estonia, Macedonia, and Crimea

7. Iranian Public Opinion on the Nuclear Negotiations

Author:
Nancy Gallagher, Clay Ramsay, and Ebrahim Mohseni
Publication Date:
06-2015
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
View the survey questionnaire and trend tables.This survey is one in a series of surveys related to Iran that CISSM has conducted since 2013. View the complete list of surveys. Summary of Findings 1. Iran’s Nuclear Program Overwhelming majorities of Iranians continue to say that it is very important for Iran to have a nuclear program. The nuclear program is seen as one of Iran’s greatest achievements. A large majority continues to see the program as driven purely by peaceful goals, though one in five see it as being an effort to pursue nuclear weapons. This support for Iran’s nuclear program appears to be driven by a combination of symbolic and economic considerations. However, while a majority sees the program as being an important way for Iran to stand up to the West, serving Iran’s future energy and medical needs is seen as more important. 2. Views on Nuclear Weapons A large and growing majority of Iranians express opposition to nuclear weapons in various ways. Two thirds now say that producing nuclear weapons is contrary to Islam. Eight in ten approve of the NPT goal of eliminating nuclear weapons and establishing a nuclear weapons-free zone in the Middle East. Consistent with these views, Iranians express opposition to chemical weapons, with nine in ten approving of Iran’s decision, during the Iran-Iraq War in the 1980s, to not use chemical weapons in response to Iraq’s use of them. 3. Iran - P5+1 Nuclear Deal Given information about the nuclear deal being negotiated between Iran and the P5+1, a substantial majority favors it and only one in six oppose it. A quarter, though, are undecided or equivocal. Nearly three in four are optimistic that Iran and the P5+1 will arrive at a deal in regard to Iran’s nuclear program. Three in four think the Majlis (Iran’s Parliament) should have a say on a nuclear deal. 4. The Potential Removal of Sanctions The support for Iran pursuing a deal with the P5+1 appears to rest to some extent on the assumption—held by a large majority—that all sanctions on Iran would be lifted as part of the deal, and there is optimism that the sanctions would in fact be lifted. Approximately half of respondents say Iran should not agree to a deal unless the U.S. lifts all of its sanctions, while nearly as many say Iran should be ready to make a deal even if the U.S. retains some sanctions, provided all UN and EU sanctions are lifted. Among those who believe that all U.S. sanctions would be lifted, support for a deal is nearly two thirds, while among those who assume that the U.S. will retain some sanctions, support is a bare majority. The removal of UN sanctions is seen as more important than the removal of U.S. sanctions. 5. Expectations About Positive Effects of a Deal Iranians express high expectations that a nuclear deal would result in significant positive effects in the near term. Majorities say they would expect to see, within a year, better access to foreign medicines and medical equipment, significantly more foreign investment, and tangible improvement in living standards. 6. The Sanctions and Iran’s Economy The sanctions on Iran are overwhelmingly perceived as having a negative impact on the country’s economy and on the lives of ordinary people. However, views of the economy are fairly sanguine and have been improving. Also, the impact of the sanctions is seen as limited and a lesser factor affecting the economy as compared to domestic mismanagement and corruption. 7. Views of Rouhani As Iran’s parliamentary elections near, Iran’s President Rouhani is clearly one of the strongest political figures in Iran. Half would prefer to see Rouhani supporters win in the February 2016 parliamentary elections, while one quarter favors his critics. However, Rouhani supporters have high expectations that a deal removing all U.S. sanctions and bringing rapid economic change is going to take place. If a deal is reached that does not meet these expectations, Rouhani could be left politically vulnerable. In a hypothetical presidential match-up, Rouhani currently does better than former president Mahmoud Ahmadinejad by two to one. Large majorities say Rouhani has been at least somewhat successful in improving the economic situation, improving Iran’s relations with European countries, and reducing sanctions. Three in four Iranians say that if the negotiations were to fail to produce a final agreement, they would only or mostly blame the P5+1 countries. 8. Relations with the U.S. Views of the United States, especially the U.S. government, continue to be quite negative. Only four in ten believe that U.S. leaders genuinely believe that Iran is trying to acquire nuclear weapons. Asked why the U.S. is imposing sanctions on Iran, the most common answers portray the U.S. as seeking to confront and dominate Iran; very few mention concerns about nuclear weapons. However, a slight majority has a positive view of the American people. If Iran and the P5+1 reach a deal, a large majority believes that the U.S. will still impede other countries from cooperating with Iran, and a slight majority believes that Iran making concessions on the nuclear issue will likely lead the U.S. to seek more concessions. Just one in six believe that concessions would be likely to lead to greater accommodation; however, this number is higher than a year ago. Large majorities favor various confidence-building measures between Iran and the U.S., including greater trade, which is more widely supported than a year ago. People-to-people confidence-building measures are especially popular. A majority thinks that it is possible for Islam and the West to find common ground. 9. Views of P5+1 Countries Two thirds say they do not trust the P5+1 countries—however, the minority expressing trust has increased since fall 2014. Views of specific countries vary: large majorities have negative views of the UK and the U.S.; modest majorities have unfavorable views of Russia and France, while views are divided on Germany and China. 10. Views of Regional Actors A very large majority has an unfavorable view of Saudi Arabia—even slightly more negative than views of the U.S. A slight majority now has an unfavorable view of Turkey, which was not the case a year ago. Large majorities continue to view Syria and Iraq favorably.
Topic:
Diplomacy, International Cooperation, Nuclear Weapons, Regional Cooperation, and Sanctions
Political Geography:
United States, Iran, Middle East, and Saudi Arabia

8. The OSCE Security Concept

Author:
Marianna M. Yamamoto
Publication Date:
08-2015
Content Type:
Working Paper
Institution:
Center for International and Security Studies at Maryland (CISSM)
Abstract:
The OSCE security concept is a theoretical and operational framework based on the idea that international and domestic security depend on principles guiding three areas: how States deal with each other and resolve problems; the protection and promotion of individual rights within States; and the processes to develop, implement, and advance agreements regarding the principles. The OSCE security concept is based on principles that OSCE States began to develop in 1975 with the Helsinki Final Act, and continued to develop over the next decades and into the 21st century. This brief identifies and articulates the OSCE security principles by analyzing a series of official documents adopted by the OSCE States from 1975 to 2001. The concept was described in greater length in the CISSM monograph, OSCE Principles in Practice, which also tested the practical application of the principles in three case studies. The monograph then extended the research on OSCE principles to express an OSCE security concept. As a concept based on principles developed by democratic States, the OSCE security concept has significant policy implications. One highlighted in this brief is that international security cannot be achieved without the protection and promotion of individual rights and freedoms.
Topic:
Security, Human Rights, and International Cooperation
Political Geography:
United States and Europe