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1. The Newest Allies: Finland and Sweden in NATO

Author:
Tony Lawrence, Tomas Jermalavicius, and Jan Hyllander
Publication Date:
03-2024
Content Type:
Special Report
Institution:
International Centre for Defence and Security - ICDS
Abstract:
Sweden’s flag was raised at NATO headquarters at midday on 11 March 2024, ceremonially marking one of the most surprising outcomes of Russia’s war in Ukraine. In the face of Russia’s aggression and the risks it presented to their own security, Finland, which joined NATO in April 2023, and Sweden had abandoned decades-long policies of neutrality and non-alignment to become the Alliance’s 31st and 32nd member states. Our report examines the consequences of these changes, largely from the perspective of the defence of the Baltic states. Although Finland had developed armed forces to cope independently with any military aggression, the brutality of Russia’s full-scale attack on Ukraine led to a rapid and substantial shift in public opinion in favour of NATO membership, which was quickly embraced by the leadership. Public opinion shifted rapidly in Sweden too, but the debate there was also heavily influenced by Finland’s inescapable move towards the Alliance, which essentially undercut the logic of Sweden’s continued non-alignment. The two countries submitted their applications to join NATO on the same day in May 2022. As Allies, Finland and Sweden will bring great benefits to the security of the Nordic-Baltic region. Politically, their accession will strengthen NATO, including by creating a large bloc of states in northern Europe whose memberships of security organisations are (mostly) aligned and who demonstrate broadly similar security thinking. At the operational level, their accession will plug a large hole in NATO territory, reducing the isolation and vulnerability of the Baltic states and allowing military commanders many more options for preparing for and dealing with a possible conflict with Russia. At the tactical level, they add modern, capable armed forces to NATO’s inventory. Nonetheless, their accession is not without challenges and risks. The most difficult practical challenge for both countries will likely be developing deployable ground forces to meet the requirements of NATO membership. However, perhaps the more difficult challenges related to accession will be mental and cultural. For Finland, these relate to adjusting an independent, highly self-reliant defence model, held in great regard by both the leadership and population, to meet the needs of collective defence; and to the requirement to bolster Allied cohesion by speaking more openly about threats to the Allies’ common security interests, in particular, Russia. For Sweden, neutrality has been fostered not only as a defining element of its self-identity as a distinctive international actor, but also as a necessary vehicle for the development of a unique democracy and welfare state. These ideas are deep-seated and Sweden’s mental transition to Allied status may be difficult and lengthy. Among the risks is that the addition of two strong Allies will encourage other Allies or their publics to believe that deterrence and defence in the Nordic-Baltic region is complete, needing no further attention. A second is that the low-key approach Finland and Sweden expect to take to their membership, at least in the years immediately following accession, may mean that the benefits of their joining will be only partly realised. It would be a missed opportunity, for example, if Sweden declined to take a leadership role in the Nordic-Baltic region. There is also a risk that Finland and Sweden’s commitment to a strong Nordic regional identity, while useful for promoting practical security and defence cooperation, may be disadvantageous to Baltic security if its pull were to result in the diminished engagement of the two countries in the Baltic region. The tension between the two countries northern and Baltic identities has already been apparent in a discussion concerning their place in NATO’s operational-level command structure. Finally, there is a risk that imprecise talk about ‘strategic depth’ that has sometimes been part of the discussion about the benefits that Finland and Sweden bring to NATO may suggest that other parts of Allied territory are somehow less important. This would be unhelpful to coherent deterrence by denial on the north-east flank. While Finland and Sweden’s accession to NATO greatly benefits the security and defence of the Baltic states, it is important that such risks and challenges are recognised, in order that they can be mitigated. We make several recommendations to Finland and Sweden as they continue their integration into the Alliance.
Topic:
Security, Defense Policy, NATO, Alliance, and Enlargement
Political Geography:
Russia, Finland, Sweden, Nordic Nations, and Baltic States

2. The Washington Summit: Burden-sharing

Author:
Tony Lawrence
Publication Date:
07-2024
Content Type:
Working Paper
Institution:
International Centre for Defence and Security - ICDS
Abstract:
NATO heads of state and government will gather in Washington on 9-11 July to mark the Alliance’s 75th anniversary. While a third year of full-scale war rages in Europe, they will need to guard the tone of their celebrations. But it would be remiss of the Allies not to recognise the importance and success of their organisation. NATO remains the essential transatlantic forum. It has had huge positive impact on security in Europe and elsewhere, built shared understanding and purpose among a growing number of members, and successfully adapted to decades of changing circumstances. There is much to applaud. But there is also work to be done. The summit’s main business will concern Ukraine, defence and deterrence, and burden-sharing. While there are unlikely to be big announcements, the summit should play a significant role in ensuring that the decisions taken in Madrid in 2022, and Vilnius in 2023 are properly implemented. This series of briefs examines some of the key issues for the Washington Summit. In the third brief of the series, Tony Lawrence looks at the perennial question of burden-sharing. The Allies will probably not agree to raise the 2% of GDP spending guideline. But in any case, their focus on this metric hides the real picture of how responsibility for security is shared across the Alliance. The European Allies certainly need to step up in all areas, but they should also consider reframing the burden-sharing discussion.
Topic:
NATO, Defense Spending, Russia-Ukraine War, and Burden Sharing
Political Geography:
Europe and United States of America

3. The Joint Expeditionary Force: Baltic Interests

Author:
Tony Lawrence
Publication Date:
11-2024
Content Type:
Policy Brief
Institution:
International Centre for Defence and Security - ICDS
Abstract:
Elements of the Joint Expeditionary Force (JEF) will spend much of November 2024 in Latvia, taking part in a series of exercises known as Joint Protector 24.[1] Leaders of the JEF countries—Denmark, Estonia, Finland, Iceland, Latvia, Lithuania, the Netherlands, Norway, Sweden, and the UK will then meet in Tallinn on 16-17 December to discuss further cooperation in the framework.[2] What is the JEF, and what does it offer the Baltic region? Despite its name, the JEF is not a force. It is a flexible framework led by the UK, under which the UK itself and at least one other member (a ‘1 + 1’ format) can pool military capabilities for the purpose of conducting specific operations. The UK also provides the backbone of a permanent operational headquarters for the JEF—the Standing Joint Force Headquarters—although other command and control options are available depending on the scale and nature of a particular operation.
Topic:
Defense Policy, NATO, Armed Forces, Security Cooperation, and Joint Expeditionary Force
Political Geography:
United Kingdom, Finland, Norway, Lithuania, Estonia, Denmark, Sweden, Latvia, Netherlands, Iceland, and Baltic States

4. Allies Help Those Who Help Themselves: How Estonia and Japan Approach Deterrence

Author:
Yoko Iwama, Tetsuo Kotani, Sugio Takahashi, Tony Lawrence, and Henrik Praks
Publication Date:
09-2023
Content Type:
Special Report
Institution:
International Centre for Defence and Security - ICDS
Abstract:
Up until the blatant act of Russian aggression in Ukraine in 2022, the West had been gradually shifting its attention towards East Asia, with China seen as the primary challenge of the first half of the 21st century. The new context requires a thorough reassessment of international security architecture by all national stakeholders. This, in turn, offers Estonia and Japan the opportunity to enrich their security perspectives on common strategic threats, as well as on broader geopolitical shifts caused by Russia and China. This report introduces several aspects of these revolutionary developments, their background, and their potential implications, some of which have already been reflected in the updated strategic documents unveiled by US and Japanese defence communities. Taken together, these documents make a case for an enhanced partnership between Japan, the US, and Europe that would prepare like-minded allies to respond to any security crisis. In the eventuality of a crisis resulting in an actual military confrontation, the report compares China’s missile supremacy and Japan’s long-range standoff maritime firepower strategies by grounding this analysis in the theory of victory. Charting a more favourable course forward, the report assesses the current state of deterrence in the Baltics by detailing the key developments in regional defence posture and planning, with a clear shift towards forward defence. Centring on emerging cross-border risks posed by hybrid warfare and using Estonia as a case study for vulnerabilities, the report proposes ways to mitigate these risks by advancing the role of deterrence. The report’s recommendations are as follows: To establish a cooperative format between NATO and Indo-Pacific nations along the lines of the Euro-Atlantic Partnership and Cooperation Council and open NATO’s liaison office in Japan. To create the Baltic-Japan security and defence 1.5 Track dialogue forum. To develop ties between the defence intelligence services of Estonia and Japan in order to better understand the threats posed by Russia and China. To facilitate networking in the fields of concept development, capability planning, doctrine, and military education to address the challenges of multi-domain operations. To explore possibilities for closer defence industrial cooperation and technology sharing between Estonia and Japan in cyber security, artificial intelligence, sensorics, robotics, and electronic warfare. To engage Estonia’s knowledge and experience when adopting NATO’s standards and practices in Japan’s future capability development in pursuit of interoperability. To hold joint exercises in integrated air and missile defence, coastal defence, critical undersea infrastructure protection, etc. As Japan seeks to forge closer defence relations with Europe and European nations and enhance their defence ties with the democracies in the Indo-Pacific area, the need to understand better how cooperation between Estonia and Japan contributes to the emerging Euro-Pacific deterrence agenda will persist.
Topic:
Security, Defense Policy, NATO, European Union, Cybersecurity, Deterrence, and Resilience
Political Geography:
Japan, China, Europe, Ukraine, Taiwan, Asia, and Estonia

5. EU Security and Defence After Ukraine

Author:
Tony Lawrence and Louis Pernotte
Publication Date:
10-2022
Content Type:
Policy Brief
Institution:
International Centre for Defence and Security - ICDS
Abstract:
Russia’s illegal war in Ukraine has had profound impact on European and transatlantic security organisations. NATO has taken steps to strengthen its own deterrence and defence posture but, recognising the risk that the war may become or be portrayed as a NATO-Russia conflict, has carefully avoided a direct institutional response. The EU Member States have, by contrast, acted collectively against Russia, notably in implementing robust EU-wide sanctions and in using EU instruments to finance the delivery of lethal weapons to Ukraine. Through these actions, the EU has gone some way towards strengthening its geopolitical posture as envisaged in its most recent strategy document, the Strategic Compass. In this short series of briefs, we examine some aspects of the EU’s response to Russia’s war in Ukraine. The first brief looks at the Union’s immediate response to the war: its direct assistance to Ukraine and its sanctions against Russia and Belarus.
Topic:
Defense Policy, NATO, Sanctions, European Union, and Russia-Ukraine War
Political Geography:
Russia, Europe, Ukraine, and Belarus

6. EU Defence After Ukraine: Denmark’s CSDP U-Turn

Author:
Tony Lawrence and Louis Pernotte
Publication Date:
10-2022
Content Type:
Policy Brief
Institution:
International Centre for Defence and Security - ICDS
Abstract:
Russia’s illegal war in Ukraine has had profound impact on European and transatlantic security organisations. NATO has taken steps to strengthen its own deterrence and defence posture but, recognising the risk that the war may become or be portrayed as a NATO-Russia conflict, has carefully avoided a direct institutional response. The EU Member States have, by contrast, acted collectively against Russia, notably in implementing robust EU-wide sanctions and in using EU instruments to finance the delivery of lethal weapons to Ukraine. Through these actions, the EU has gone some way towards strengthening its geopolitical posture as envisaged in its most recent strategy document, the Strategic Compass. In this short series of briefs, we examine some aspects of the EU’s response to Russia’s war in Ukraine. The final brief looks at Denmark’s decision to abandon its opt-out from the Common Security and Defence Policy which, while not as significant as Finland and Sweden’s decisions to join NATO, will bring greater strategic coherence to northern Europe.
Topic:
Security, Defense Policy, NATO, and Russia-Ukraine War
Political Geography:
Russia, Europe, Ukraine, and Denmark

7. What next for NATO? Views from the North-East Flank on Alliance Adaptation

Author:
Michal Baranowski, Linas Kojala, Toms Rostoks, Kalev Stoicescu, and Tony Lawrence
Publication Date:
06-2020
Content Type:
Commentary and Analysis
Institution:
International Centre for Defence and Security - ICDS
Abstract:
NATO leaders have invited Secretary General Jens Stoltenberg to present proposals at their next Summit for measures to reinforce Alliance unity, increase political consultation and coordination between Allies, and strengthen NATO’s political role. To support his reflection process, the Secretary General has appointed a group of ten experts. Only one of these represents the 14 of 30 Allies who have joined NATO since 1999. In this policy paper we set out issues, concerns and expectations about NATO’s future adaptation from the perspective of the three Baltic states and Poland, based on a series of interviews with several senior officials and members of the expert community in each of the four states. While not identical, the views of our interviewees were close. They broadly agreed that while NATO faces a multitude of threats, Russia is by far the most serious. In response, NATO should prioritise—and enhance—its core task of collective defence. However, they recognised, it is essential for NATO to maintain a balance between the security interests of all Allies. They support the 360-degree approach and are ready to back and participate in efforts to deal with threats from other regions too. NATO should also retain its core tasks of crisis management and cooperative security. The Covid-19 pandemic suggests that NATO should re-calibrate the crisis management task to better reflect the need for collective support to the civilian authorities in large-scale efforts to deal with crises on Alliance territory. Our interviewees were generally cautious about otherwise expanding NATO’s roles and responsibilities, arguing that the Alliance should consider where it can add value, while avoiding overreach. They saw, for example, only a modest role for NATO in dealing with the challenge from China. They were, however, supportive of the Alliance developing further its global network of partnerships, both with states such as Australia, Japan and South Korea, and with other international organisations, notably the EU. NATO should also continue its cooperative security efforts with a focus on states in the immediate neighbourhood. And while further NATO enlargement is unlikely at present, the door should certainly remain open. Interviewees in all four states expressed concerns about the tensions within the Alliance and the lack of US leadership. While these tensions persist, it is probably unwise to consider drafting a new strategic concept. Nonetheless, the internal challenges might be eased if the Allies are prepared to use NATO to a greater extent as forum for consultation on a wide range of security issues.
Topic:
Defense Policy, NATO, Regional Cooperation, Alliance, Deterrence, and Interview
Political Geography:
Poland and Baltic States

8. Capability and Resolve: Deterrence, Security and Stability in the Baltic Region

Author:
Heinrich Brauss, Kalev Stoicescu, and Tony Lawrence
Publication Date:
02-2020
Content Type:
Special Report
Institution:
International Centre for Defence and Security - ICDS
Abstract:
In response to Russia’s aggression against Ukraine in 2014, NATO has revitalised its core business of deterrence and defence and adapted it to today’s political and geostrategic circumstances. In the Baltic region, the most visible expression of this effort has been the deployment of the enhanced Forward Presence battlegroups in Poland and the three Baltic states. These are, in turn, backed up by a readiness and reinforcement strategy, which NATO has also strengthened through the adoption of a number of measures agreed by the Allies. But deterrence is a complex matter that involves political, diplomatic, military, economic, cyber, information-related, and other aspects. In the Baltic region, the constraints of geography coupled with the proximity of the region to Russia pose particular challenges to NATO’s approach. The region remains a focus of tensions between Russia and the West and the three Baltic states are still NATO’s most vulnerable members. Moscow, meanwhile, pretends that it is particularly threatened in the Baltic region, where it regards the territory of the Baltic states as a potential bridgehead of American power projection and presents NATO’s deterrence measures as a deliberate, unprovoked and unjustified build-up of forces around its periphery. Two interdependent developments in the period since 2014 have pointed to a particular need to re-examine the credibility of NATO’s posture as it pertains to the Baltic region: first, Russia’s continued programme to achieve conventional military superiority in its western direction; and second, its recent deployment of new mobile, land-based, intermediate-range, nuclear-capable missiles. The former has given Russia has a substantial numerical advantage in ground forces in the Baltic region which give Moscow the option of executing a rapid land-grab attack before NATO could react. The latter could be used to try to decouple Europe from the extended nuclear deterrence provided by the US, paralysing NATO decision making and undermining the Allies’ resolve. Full and expeditious implementation of all decisions taken at Warsaw and Brussels to strengthen NATO’s deterrence and defence posture is therefore imperative. In this policy paper, we recommend some steps that NATO should take in order to strengthen the deterrent effect of NATO forces and to ensure that timely reinforcement of its peripheries is feasible. In the light of a US Congressional request for a detailed assessment from the Pentagon on whether to expand US military presence in the Baltic states, we pay particular attention to the role of US forces in Estonia, Latvia and Lithuania.
Topic:
Security, NATO, Political stability, and Deterrence
Political Geography:
Russia and Baltic States

9. Until Something Moves: Reinforcing the Baltic Region in Crisis and War

Author:
Ben Hodges, Tony Lawrence, and Ray Wojcik
Publication Date:
03-2020
Content Type:
Special Report
Institution:
International Centre for Defence and Security - ICDS
Abstract:
NATO’s ability to efficiently move large and heavy armed forces into and across Europe is a key aspect of its deterrence and defence posture. In establishing the enhanced Forward Presence in Poland and the three Baltic states, NATO leaders acknowledged that credible deterrence would also require these small multinational forces to be underpinned by a robust reinforcement strategy. In this report, we examine this key aspect of NATO’s defence and deterrence posture as it relates to the Baltic region. In a crisis, military movement in Europe is likely to be confronted by legal and procedural obstacles, by the limited capacity of infrastructure, and by issues related to coordination, command and control. The severity of these problems would vary according to the type of crisis. For an operation to restore Alliance territory following an armed attack, the sheer scale and breadth of NATO’s requirements for military movement would present a major challenge to Europe’s transport infrastructure, and to prioritisation and coordination efforts. NATO has had little practice in reinforcing Allies at scale since the end of the Cold War. A preventative deployment to respond to a potential crisis, meanwhile, would put a premium on speed of movement. In this case, legal and procedural obstacles may be more problematic as timescales for dealing with the bureaucracy would be similar to the timescales for the movement itself. NATO and the EU have cooperated widely to mitigate the legal and procedural challenges of moving armed forces across the European continent, but the processes in place remain numerous and complex. NATO and the EU have also collaborated on the harder task of ensuring that transport infrastructure is suited to military needs. Movement would be challenged by both physical constraints, such as weight limits on roads and bridges and traffic volume restrictions for rail transport, and procedural ones, such as the limitations of the contractual arrangements necessary to enable the use of civilian railway wagons and heavy equipment transporters for military purposes. Such constraints, while manageable in peacetime, may make it difficult to meet the armed forces’ requirements for large-scale movement during crisis. Furthermore, the Baltic region also lacks supporting logistics infrastructure, for example for receiving and staging (and sustaining for extended periods) forces that have arrived in the region. A third set of challenges arises from the need for coordination among the multiple agencies involved in the movement of armed forces. Even amongst movement specialists there is no clear picture of how these agencies would work together during crises or of how movements would be prioritised to serve the operational needs of the Joint Force Commander.
Topic:
NATO, War, Military Strategy, Deterrence, and Political Crisis
Political Geography:
Poland and Baltic States