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1. The Accountability Sequence: From De-jure to De-facto Constraints on Governments

Author:
Valeriya Mechkova, Anna Lührmann, and Staffan I. Lindberg
Publication Date:
11-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Accountability is one of the cornerstones of good governance. Establishing accountable governments is a top priority on the international development agenda. Yet, scholars and democracy practitioners know little about how accountability mechanisms develop and thus can be supported by international and national actors. The present study tackles the questions of how, and in what sequence accountability sub-types develop. We consider not only vertical (elections and political parties) and horizontal accountability (legislature, judiciary and other oversight bodies), but also diagonal accountability (civil society and media) in both their de-jure and the de-facto dimensions. By utilizing novel sequencing methods, we study their sequential relationships in 173 countries from 1900 to the present with data from the new V-Dem dataset. Considering the long-term dimensions of institution building, this study indicates that most aspects of de-facto vertical accountability precede other forms of accountability. Effective institutions of horizontal accountability – such as vigorous parliaments and independent high courts – evolve rather late in the sequence and build on progress in many other areas.
Topic:
International Affairs and Governance
Political Geography:
Global Focus

2. Regimes In the World (RIW): A Robust Regime Type Measure based on V-Dem

Author:
Anna Lührmann, Staffan I. Lindberg, and Marcus Tannenberg
Publication Date:
05-2017
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
Classifying political regimes has never been as difficult as in this day and age. Most regimes in the world now hold de-jure multiparty elections with universal suffrage. Yet, in some countries these elections ensure that political rulers are – at least somewhat – accountable to the electorate whereas in others they are a mere window dressing exercise for authoritarian politics. Hence, regime types need to be distinguished based on the de-facto implementation of democratic rules. To this end, researchers increasingly turn to expert-coded data sets such as the new Varieties of Democracy (V-Dem) dataset. Using V-Dem data, we propose an operationalization of four important regime types – closed and electoral autocracies; electoral and liberal democracies – with vast coverage (almost all countries form 1900 to 2016) and precision. Our new Regimes in the World (RIW) measure includes uncertainty estimates to identify countries in the grey zone between regime types and account for inter-coder disagreement. In cases of disagreement with other datasets (7-12% of the cases), we classify regimes with severe electoral manipulation and infringements of the political freedoms more frequently as electoral autocracies than other datasets, which suggests that our measure captures the opaqueness of contemporary autocracies better.
Topic:
International Affairs
Political Geography:
Global Focus

3. Suicide by Competition? Authoritarian Institutional Adaptation and Regime Fragility

Author:
Michael Bernhard, Amanda B Edgell, and Staffan I. Lindberg
Publication Date:
10-2016
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
While it is clear that contemporary authoritarian incumbents use democratic emulation as a strategy in the hopes of stabilizing and extending their tenure in power, this does not mean it is always effective. Indeed, an extant literature presents strong evidence that the opening of the pursuit of power to electoral competition can make authoritarianism vulnerable. Unless it is mediated by other factors, democratic emulation by authoritarian incumbents cannot simultaneously both stabilize their rule and make it more vulnerable to democratic transitions. These two literatures leave us with a set of contradictory generalizations. Some scholars argue that reiterated multiparty competitive elections present a gradual path from authoritarianism to democracy. Can they at the same time be a source of authoritarian stability? In this paper we seek to resolve this paradox by employing a unique combination of event history modeling to assess how experiences with multiparty elections influence patterns of authoritarian survival and transition in 108 countries from 1946-2010. Our results suggest that while authoritarian regimes face increasing odds of failure during the first three iterated multiparty and competitive election cycles, subsequent iterated cycles are far less dangerous to their survival. Given that few authoritarian regimes survive past three elections, these findings should be seen as more supportive of the democratization by elections thesis than democratic emulation as a way to enhance authoritarian survival.
Topic:
Authoritarianism and Democracy
Political Geography:
Global Focus

4. Sequential Requisites Analysis: A New Method for Analyzing Sequential Relationships in Ordinal Data

Author:
Patrik Lindenfors, Joshua Krusell, and Staffan I. Lindberg
Publication Date:
08-2016
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
This paper presents a new method inspired by evolutionary biology for analyzing longer sequences of requisites for the emergence of particular outcome variables across numerous combinations of ordinal variables in social science analysis. The approach involves repeated pairwise investigations of states in a set of variables and identifying what states in the variables that occur before states in all other variables. We illustrate the proposed method by analyzing a set of variables from version 6 of the V-Dem dataset (Coppedge et al. 2015a, b). With a large set of indicators measured over many years, the method makes it possible to explore long, complex sequences across many variables in quantitative datasets. This affords an opportunity, for example, to disentangle the sequential requisites of failing and successful sequences in democratization. For policy purposes this is instrumental: Which components of democracy are most exogenous and least endogenous and therefore the ideal targets for democracy promotion at different stages?
Topic:
Democracy
Political Geography:
Global Focus

5. Neopatrimonialism and Democracy: An Empirical Investigation of Africa's Political Regimes

Author:
Rachel Sigman and Staffan I. Lindberg
Publication Date:
11-2016
Content Type:
Working Paper
Institution:
Varieties of Democracy Institute (V-Dem)
Abstract:
One of the most common adjectives used to describe democracy in sub-Saharan Africa is "neopatrimonial". Characterized by strong executives, pervasive clientelism and use of state resources for political legitimation (Bratton and van de Walle 1997), neopatrimonial democracy has been (controversially) associated with a range of (mostly undesirable) social, political and economic outcomes. This paper offers an empirical assessment of neopatrimonialism in Africa's political regimes. We show that, contrary to conventional wisdom, African regimes vary both quantitatively and qualitatively in their embodiment of neopatrimonial rule. Moreover, we find no clear evidence indicating that neopatrimonialism necessarily impedes the advancement or survival of democracy
Topic:
Democracy
Political Geography:
Global Focus

6. Are African Voters Really Ethnic or Clientelistic? Survey Evidence from Ghana

Author:
Staffan I. Lindberg and Minion K. C. Morrison
Publication Date:
03-2008
Content Type:
Journal Article
Journal:
Political Science Quarterly
Institution:
Academy of Political Science
Abstract:
STAFFAN I. LINDBERG and MINION K. C. MORRISON look at voting rationales in Ghana's 1996 and 2000 elections and find that citizens in a new democracy like Ghana are more ''mature'' democratic voters than the literature would have us to expect. While voting is no doubt patterned along ethnic and tribal lines, it appears that voting behavior is also explained at the individual level by rational policy calculations constrained by classic information problems.
Political Geography:
Africa and Ghana